2013 2 6 2013 125
/ IOPV
2014 4 24 2014 3 31
........................................................................................................................2
..........................................................................................................................4
....................................................................................................................1
....................................................................................................................2
............................................................................................................8
..........................................................................................................19
......................................................................................................21
..........................................................................................................36
..................................................................................................37
..................................................................................38
..........................................................................................39
......................................................................................41
......................................................................52
..........................................................53
......................................................................................................54
..............................................................................66
......................................................................................................67
......................................................................................................68
..............................................................................................69
..............................................................................................73
..........................................................................................75
..........................................................................................78
..........................................................................................79
......................................................................................................83
......................................................................................88
..................................................................................90
........................................................................107
........................................................................ 115
........................................................................................ 116
................................................................ 117
.................................................................................................... 118
1
2
2012 12 28 2013 6 1
2013 2 17 28
2013 6 1
2004 6 29 2004 7
1
2004 6 8 2004 7 1
3
ETF(Exchange Traded Fund) ETF
ETF
4
3
5
T
IOPV
T
1 100%
1 100%
6
T
T+n T T n n
7
8
10D
18 A 21
1999 3 26
010 82019988
010 82255988
[1999]6 1999 3
26 15000 41% 33% 13% 13% 2014 4 24
1
9
( )
( ) /
2004 10
10
PECC ABF 2007 2009
2
2005 7
11
CFA 2007 8
3
1992 9 2007 8
2004 10
4
1972 6 2007 8 2013 4 24 2013 5 10
12
5
13
1
2
3
4
5
6
7
8
9
10
14
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
1
15
2
1
2
3
4
5
6
7
8
3
1
2
3
4
5
6
7
8
4
1
2
16
3
4
1
1
2
3
4
5
6
2
17
3
1
2
3
4
1
2
3
18
5
19
1
1983 10 31
1998 24
95566
010 66594942
1998 120 60
QFII RQFII QDII
2014 3 31 259 234
QDII 25
20
2007 SAS70 AAF01/06 ISAE3402 SSAE16 2013 ISAE3402 SSAE16
,
21
1
42 101
022-28451861
022-28451892
400-651-5988
www.bhzq.com
2
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0755-33680000 400-6666-888
www.cgws.com
3
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027-65799999
027-85481900
95579 4008-888-999
www.95579.com
22
4
12 B 25 26
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0755 25832852
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4008881888
www.fcsc.com
5
1138
1138
4006000686
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www.nesc.cn
6
318 2 22 -29
021-63325888
021-63326173
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7
23 18
1928
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95531 400-8888-588
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8
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0769-22100155
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9
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4008888993
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10
22 24
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95571
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11
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4008888788 10108998 95525
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12
183-187 43 4301-4316
5 18 19 36 38 39 41 42 43 44
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13
13
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14
25
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028-86690700
028-86690126
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15
618
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021 62569400
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16
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17
179
179
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18
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400-8888-001 021 962503
www.htsec.com
19
111
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021-68405273
021-68405181
0471-4961259
www.cnht.com.cn
20
198
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21
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22
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638 21
0931-8888088
0931-4890515
:4006898888 0931-96668
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23
8
8
010-58568235
010-58568062
010-58568118
28
www.hrsec.com.cn
24
4018 28 A01 B01(b)
750
021-64339000
021-64333051
021-32109999 029-68918888
www.cfsc.com.cn
25
56
56
0451-82336863
0451-82287211
400-666-2288
www.jhzq.com.cn
26
8
8
025-52310569
025-52310586
400-828-5888
www.njzq.com.cn
27
29
8
8 518048
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www.pingan.com
28
86
86 23
0531 68889155
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www.qlzq.com.cn
29
69
0351 8686659
0351 8686619
400-666-1618 95573
www.i618.com.cn
30
336
336
30
021-53519888
021-53519888
4008918918 021-962518
www.962518.com
31
171
171
021-33389888 021-54033888
021-54038844
:95523 4008895523
021-962505
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32
198 A 11
198 A 11
021-68634510-8620
021-68865680
400-888-1551
www.xcsc.com
33
9 1
31
010-63081000
010-63080978
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www.cindasc.com
34
268
1199 1 21
021-38565785
021-38565955
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www.xyzq.com.cn
35
A 40— 45
A 40— 45
0755-82943666
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95565 4008888111 0755 26951111
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36
1 A
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021-64718888
021-64713795
32
0571967777
www.stocke.com.cn
37
1 2 27 28
010-65051166
010-65058065
www.cicc.com.cn
38
35 C
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010 66568430
010 66568536
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www.chinastock.com.cn
39
A 18
-21 04 01.02.03.05.11.12.13.15.16.18.19.20.21.22.23
6003 A 04 18 21
0755-82023442
0755-82026539
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www.china-invs.cn
33
40
291
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0791-86768681
400-8866-567
www.avicsec.com
41
66 4
188
400-8888-108
010 65182261
400-8888-108
www.csc108.com
42
29 15 1507-1510
222 1 20 266061
0532-85022326
0532-85022605
95548
www.zxwt.com.cn
43
11 A
34
11 A
0571-87112507
95548
www.bigsun.com.cn
44
6
010-84864818
010-84865560
www.ecitic.com
17
17
010 59378888
010 59378907
68 19
68 19
021 31358666
021 31358600
35
1318 6
202 11
021 23238888
021 23238800
36
2013 2 6 2013 125
1
2
3
4
2013 4 1 2013 4 17 2013 4 1 2013 4 17 2013 4 1 2013 4 17 2013 4 15 2013 4 17
1.00 622,680,523.00 5,395
37
2013 4 24
200 5000 20
38
2013 5 15 1791.807 620,348,678.96 622,680,523.00 0.996 0.55600584 8 346,213,677.00 1.792
2013 5 16
2013 5 17
39
1 2
2 1,000
3
3
2013 5 31
1
2 10%
3 100 100
4 0.001
5
1
2
3
4
40
2
1 4
IOPV
IOPV
1 IOPV
+ /
2 3
3
41
1
9:30-11:30 1:00-3:00
2
2013 5 31
2013 5 31
100 3
1
2
3
4
42
5
1
2
3
T T T+1 T+2
3
43
1
2 T
3 T T+1
4 0.5%
1
T T T-1
2
3
1 3
44
2
1
T T 2 T+2 T 2 T+2
45
T 20 2
T T+2 T 20
T+2 1 T 21 3
100%
i
%
n
1 i
·
·
·
=
=
IOPV
IOPV ETF
3
T
4
46
T T
T T-1 T + T
T T T-1
5
T T+1
T T T + T
T T+1 T
6
T
2013-3-22
510701
47
2013 3 21
( : ) 3318.00
1,887,497.00
1.887
2013 3 22
( : ) 4059.00
50%
IOPV
1,000,000
%
600000
6700
10.00
600010
1900
10.00
600015
2000
10.00
600016
13400
10.00
600019
3100
10.00
600028
2500
10.00
600029
2100
10.00
600030
4100
10.00
600031
1800
10.00
600036
8400
10.00
600048
2500
10.00
600050
5000
10.00
600058
300
10.00
48
600068
1200
10.00
600085
400
10.00
600089
1600
10.00
600100
900
10.00
600104
2000
10.00
600111
900
10.00
600123
400
10.00
600132
200
10.00
600150
300
10.00
600160
400
10.00
600188
400
10.00
600252
500
10.00
600256
1300
10.00
600259
100
10.00
600271
300
10.00
600309
600
10.00
600332
100
10.00
600348
700
10.00
600362
500
10.00
600383
2700
10.00
600395
300
10.00
600406
600
10.00
600415
800
10.00
600489
900
10.00
600497
400
10.00
600516
500
10.00
600518
900
10.00
600519
200
10.00
600547
400
10.00
49
600549
200
10.00
600583
1200
10.00
600585
1200
10.00
600637
300
10.00
600690
1000
10.00
600703
400
10.00
600739
800
10.00
600795
5100
10.00
600837
4800
10.00
600875
400
10.00
600887
900
10.00
600900
2900
10.00
600971
300
10.00
600999
1400
10.00
601006
3500
10.00
601009
1200
10.00
601088
2000
10.00
601101
300
10.00
601111
1500
10.00
601117
1200
10.00
601118
700
10.00
601166
4500
10.00
601168
1100
10.00
601169
3100
10.00
601186
1800
10.00
601288
15000
10.00
601299
2500
10.00
601318
2000
10.00
601328
11700
10.00
50
601336
100
10.00
601377
900
10.00
601398
9400
10.00
601555
400
10.00
601600
1700
10.00
601601
1900
10.00
601607
600
10.00
601628
900
10.00
601666
700
10.00
601668
8900
10.00
601669
2300
10.00
601688
1300
10.00
601699
500
10.00
601717
500
10.00
601766
2100
10.00
601788
800
10.00
601800
700
10.00
601808
400
10.00
601818
7200
10.00
601857
2100
10.00
601898
1100
10.00
601899
4700
10.00
601901
1800
10.00
601928
500
10.00
601929
200
10.00
601939
5700
10.00
601958
600
10.00
601989
2600
10.00
601992
700
10.00
51
1
2
3
4
5
6
7
1 1 1
52
53
54
90% 10
000155 A A
55
100 100
1
90%
2
3
4
5
56
6
1
2
3
4
5
6
57
1
1
2
3
90% 3 10
2
1
2
3
4
5
58
6 T 1 T T
3
1
2
4
0.2% 2%
59
1
1
2
3
4
5
6
7
8
2
1
60
90%
2
3 40% 1
4 0.5% 3% 10%
5
3
——
61
2014 1 2014 3 31
1
%
101,803,055.39 98.39
101,803,055.39 98.39
- -
- -
- -
- -
- -
- -
- -
879,185.21 0.85
787,262.84 0.76
103,469,503.44 100.00
2
1
(%)
A
724,482.00 0.70
B
7,599,383.00 7.37
C
24,370,192.37 23.62
D
2,605,728.00 2.53
E
3,228,840.00 3.13
F
1,168,068.00 1.13
G
2,216,610.00 2.15
H
- -
I
3,068,098.28 2.97
J
52,694,336.74 51.07
K
2,347,224.00 2.27
L
- -
M
- -
N
673,596.00 0.65
O - -
62
P
- -
Q
- -
R
234,960.00 0.23
S
871,537.00 0.84
101,803,055.39 98.67
2
3
1
%
1 601318
178,120 6,690,187.20 6.48
2 600016
831,569 6,369,818.54 6.17
3 600036
607,200 5,962,704.00 5.78
4 600000
415,800 4,041,576.00 3.92
5 601166
422,400 4,021,248.00 3.90
6 600837
297,000 2,744,280.00 2.66
7 600030
256,100 2,696,733.00 2.61
8 601328
580,800 2,195,424.00 2.13
9 601398
600,600 2,072,070.00 2.01
10 600519
13,149 2,034,150.30 1.97
2
4
5
6
63
7
8
9
1
2
10
1
2
3
11
1 2013 5 22 2,555 5,110 3
64
1% 5%
2013 4 24
2
3
1
559.29
2
786,526.95
3
-
4
176.60
5
-
6
-
7
-
8
-
9
787,262.84
4
5
65
6
66
67
2013 4 24 2013 12 31
-6.15% -7.07% 0.92%
2014 1 1 2014 3 31
-7.70% -7.32% -0.38%
2013 4 24 2014 3 31
-13.37% -13.87% 0.50%
68
1
2
3
4
69
1
1
2
3
2
1
70
2 ( )
3
4
5
6
3
1
2 /
/ /
4
71
5
6 1-5
7
1
2
3
T T+1
0.001 4
72
1 3 3
2 0.25% 0.5%
3
1 6
2
73
1 100% 1 100%
1
2
3 12 20%
4 1%
5
6 15
74
7
1 1%
2 1 100% 1 100%
3
75
1
2
3
4
5
6
7
8
9
10
1
0.5%
H E 0.5%
H
E
3
2
0.1%
H=E 0.1%
H
E
76
3
3
0.03%
H=E 0.03%/
H E
50,000
1 4 7 10 10
4 4 10
1
77
78
1 1 1 12 31
2
3
4
5
6
1
2 2
3
79
3
6 45 15
3
80
1 90
2 60
3 15
2
81
1
2
3
4
5
6
7
8
9 50%
10 30%
11
12
13
14
15
16
17 0.5%
18
19
20
21
82
22
23
24
25
26
27
28
83
1
90%
2
3
4
ETF NAV
1 ETF
2 ETF
3 ETF
4
5 ETF ETF
84
ETF
3
6
5
6
7
ETF
ETF ETF
8
ETF
85
9 IOPV
IOPV IOPV IOPV IOPV
10
11
12
13
14
ETF 950 10 100
86
45 5000 100
15
1
2
3
16
17
18
87
19
20
1
2
88
1
2
3
4
1
2
1 30
2
3
3
1
2
3
89
4
5
6
7
8
4
5
1
2
3
4
1 2 3
6
7 15
90
1
1
2
3
4
5
6
7
8
9
10
91
11
12
13
14
15
16
17
2
1
2
3
4
5
6
7
8
92
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
23
93
24
25
26 30
27
28
3
1
2
3
4
5
6
7
4
94
1
2
3
4
5
6
7 15
8
9
10
11
12
13
14
15
95
16
17
18
19
20
21
22
23
5
1
2
3
4
5
6
7
8
9
96
6
1
2
3
4
5
6
7
8
9
10
1
97
2
1
2
3
4
5
6
7
8
9
10
11
12 10% 10%
13
3
1
98
2
3
4
5
6
7
4
1
2 10 60
3 10% 10% 10
60 10% 10%
10
99
60
4 10% 10% 10% 10% 30
5
6
5
30
1
2
3
4
5
6
6
100
1
2 50% 50%
1
2
3 50% 50%
4
101
5
( 25 )
7
1
1 2
2 10% 10%
3
a
b
4 10% 10% 6
5
102
2
8
1
2
1
2
50% 50%
9
1
1
103
2
3
4
2
3
10
1 5
2
3
104
2
4
11
1
1
2
3
4
2
1
2
1 30
2
3
3
1
105
2
3
4
5
6
7
8
4
5
1
2
3
4
1 2 3
6
7 15
1
2 60
106
3
107
1
1
90%
2
1 90%
108
2
3 40% 1
4 0.5% 3% 10%
5
3
4
5
109
6
2
3 1 2
4
5
1
2
110
3
1
1
2
3
4
5
2
1 2 2
2
111
3
3
1
2
3
4
4
5
1
2
3
4
5
112
6
7
8
30 15
1
2
1
113
1
2
3
4
2
5 5
3
1
2 60
3
1
2
114
1
2
3
4
115
24 8:30-17:00
010 62350088
400-888-2666
1
2
www.csfunds.com.cn
services@csfunds.com.cn
Email
116
117
http://www. csfunds.com.cn
118
2014 5 29
