2013
2013 12 31
2013
1
§1 1.1
2014 3 25
2013 1 1 12 31
2013
2
§2 2.1
2.2
2013
3
2.3
021-20376868 95559
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2.4
www.hsbcjt.cn
8 17
188
3.1
111,323,012.35 -199,377,564.22 -232,492,475.31
112,194,099.33 62,479,568.41 -391,647,743.96
0.0687 0.0312 -0.1721
8.58% 3.97% -17.65%
-0.1355 -0.2039 -0.1815
2013
4
1,234,947,136.13 1,560,649,810.72 1,760,848,916.03
0.9240 0.8510 0.8185
3.2
3.2.1
-2.35% 1.25% -2.93% 1.01% 0.58% 0.24%
9.75% 1.28% 5.33% 1.16% 4.42% 0.12%
8.58% 1.25% -6.81% 1.25% 15.39% 0.00%
-7.03% 1.12% -22.75% 1.19% 15.72% -0.07%
-7.60% 1.11% -24.25% 1.19% 16.65% -0.08%
3.2.2
2013
5
3.2.3
2013
6
3.3
- - - - - - - - - - - - - - - -
§4 4.1
4.1.1
2005 11 16 2 2013 12 31 12 20162006 5 232006 9 27 2007 4 9
2013
7
20262008 7 232008 12 32009 6 242009 12 11 2010 6 82010 12 82011 7 27 2011 11 2 A 2012 8 1
4.1.2
1.
2.
4.2
4.3
4.3.1
35
2013
8
4.3.2
5%
4.4
4.4.1 2013 13.1% 11.5% 2013 300 7.65%
2013 2013
2013
9
4.4.2 8.58%- 6.81% l 15.39%
4.5
2014 2014
4.6
2007<> [2007]21[2008]38
1.
2.
1.
2.
2013
10
3.
1.
2.
4.7
2013
11
§5 5.1
2013
5.2
2013
5.3
2013
§6 2013 12 31 2013() 1400091
§7
7.1
2013 12 31
2013 12 31
2012 12 31
5,099,326.09 17,453,444.31
2013
12
101,765,224.63 202,896,807.54
591,768.89 345,440.80
1,131,107,599.12 1,344,719,543.39
1,128,707,344.12 1,344,719,543.39
- -
2,400,255.00 -
- -
- -
- -
3,490,580.46 19,199,176.17
52,576.27 88,524.30
- -
42,789.42 4,838.35
- -
- -
1,242,149,864.88 1,584,707,774.86
2013 12 31
2012 12 31
- -
- -
- -
- -
699,250.41 18,675,287.48
1,709,437.93 1,219,448.44
1,655,972.80 1,846,756.44
275,995.49 307,792.75
- -
2,357,261.19 1,554,083.24
- -
- -
- -
- -
504,810.93 454,595.79
7,202,728.75 24,057,964.14
1,336,456,533.44 1,833,933,055.62
-101,509,397.31 -273,283,244.90
1,234,947,136.13 1,560,649,810.72
1,242,149,864.88 1,584,707,774.86
1. 2013 12 31 0.9240 1,336,456,533.44
2013
13
2
7.2
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
152,183,592.12 101,409,109.92
2,676,074.72 3,558,005.96
2,674,505.05 3,558,005.96
1,569.67 -
- -
- -
- -
147,673,411.67 -164,392,238.24
132,422,329.80 -184,170,451.45
- -
- -
- -
- -
15,251,081.87 19,778,213.21
871,086.98 261,857,132.63
- -
963,018.75 386,209.57
39,989,492.79 38,929,541.51
21,999,802.01 24,887,415.80
3,666,633.74 4,147,902.58
- -
13,884,190.54 9,424,524.20
- -
- -
438,866.50 469,698.93
112,194,099.33 62,479,568.41
2013
14
- -
112,194,099.33 62,479,568.41
7.3
2013 1 1 2013 12 31
2013 1 1 2013 12 31
1,833,933,055.62 -273,283,244.90 1,560,649,810.72
- 112,194,099.33 112,194,099.33
-497,476,522.18 59,579,748.26 -437,896,773.92
361,985,434.52 -29,477,607.95 332,507,826.57
-859,461,956.70 89,057,356.21 -770,404,600.49
- - -
1,336,456,533.44 -101,509,397.31 1,234,947,136.13
2012 1 1 2012 12 31
2,151,239,240.83 -390,390,324.80 1,760,848,916.03
- 62,479,568.41 62,479,568.41
-317,306,185.21 54,627,511.49 -262,678,673.72
55,069,616.02 -8,785,811.96 46,283,804.06
-372,375,801.23 63,413,323.45 -308,962,477.78
- - -
1,833,933,055.62 -273,283,244.90 1,560,649,810.72
7.1 7.4
2013
15
7.4
7.4.1
() ( [2010]1246 ) 2010 12 8 ()
85%-95% 0%-3% 5%-15% 5%80% 300 *90%+*10%
7.4.2
( ) 2006 2 15 - 38 ( ) [2010]5
XBRL 3 < > 2012 11 16
2013
16
7.4.3
2013 12 31 2013
7.4.4
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[1998]55 [2002]128 [2004]78 [2012]85 [2005]103 [2005]107 [2008]16 2008 9 18 [2008]1
(a)
(b)
2013
17
(c)
(d) 20% 2013 1 1 1 1 1 1 1 50% 1 25% 20%
(e) 0.1%
(f) ()
7.4.7
( )
( )
7.4.8
7.4.8.1
2013
18
7.4.8.1.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
156,518,923.64 1.74% 518,206,691.92 8.53%
7.4.8.1.2
7.4.8.1.3
2013 1 1 2013 12 31
2012 1 1 2012 12 31
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
21,999,802.01 24,887,415.80
6,591,200.01 7,634,513.19
2013
19
1.5%
=1.5%/
7.4.8.2.2
2013 1 1 2013 12 31
2012 1 1 2012 12 31
3,666,633.74 4,147,902.58
0.25% =0.25%/
7.4.8.3 ( )
()
7.4.8.4
7.4.8.4.1
7.4.8.4.2
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2013 12 31 102,356,993.522012 12 31 202,896,807.54
2013
20
7.4.8.6
7.4.8.7
7.4.9 2013 12 31
7.4.9.1 /
(2012 ) 12
2013 12 31
7.4.9.2
11.72 1,459,889
12,972,408.2
6
16,715,729.05 -
7.4.9.3
7.4.9.3.1
2013 12 31
7.4.9.3.2
2013 12 31
7.4.10
(a)
2013 12 31
2013
21
:
:
: ()
2013 12 31
1,111,991,615.07
16,715,729.05
-
1,128,707,344.12
2,400,255.00
-
-
2,400,255.00
1,114,391,870.07
16,715,729.05
-
1,131,107,599.12
2012 12 31
1,283,409,381.37
61,310,162.02
-
1,344,719,543.39
-
-
-
-
1,283,409,381.37
61,310,162.02
-
1,344,719,543.39
2013
22
7.4.4.4 7.4.4.5
(b)
§8 8.1
1 1,128,707,344.12 90.87
1,128,707,344.12 90.87
2 2,400,255.00 0.19
2,400,255.00 0.19
- -
3 - -
4 - -
- -
5 106,864,550.72 8.60
6 4,177,715.04 0.34
7 1,242,149,864.88 100.00
8.2
A - -
B 25,345,185.84 2.05
C 865,586,713.05 70.09
D 16,306,749.00 1.32
E - -
F 66,128,937.89 5.35
G - -
H - -
I 17,345,755.76 1.40
2013
23
J 99,906,273.90 8.09
K 5,952,908.94 0.48
L 7,658,480.14 0.62
M - -
N 9,132,981.90 0.74
O - -
P - -
Q - -
R 15,343,357.70 1.24
S - -
1,128,707,344.12 91.40
8.3
1 3,577,507 70,083,362.13 5.68
2 1,780,543 69,583,620.44 5.63
3 461,868 47,105,917.32 3.81
4 2,798,740 42,988,646.40 3.48
5 2,564,656 41,932,125.60 3.40
6 1,468,983 41,381,251.11 3.35
7 1,196,305 39,071,321.30 3.16
8 1,653,493 37,997,269.14 3.08
9 536,943 37,693,398.60 3.05
10 3,087,357 36,739,548.30 2.97
8.4
8.4.1 2% 20
90,282,888.81 5.78
87,981,749.72 5.64
84,083,651.74 5.39
77,923,203.38 4.99
75,597,460.72 4.84
73,898,606.71 4.74
2013
24
70,953,489.07 4.55
69,973,473.04 4.48
69,906,324.24 4.48
69,290,306.57 4.44
64,868,022.58 4.16
62,749,818.76 4.02
60,930,448.64 3.90
59,617,182.75 3.82
58,865,032.76 3.77
57,225,984.36 3.67
55,457,801.45 3.55
52,731,021.42 3.38
51,738,478.93 3.32
50,707,651.12 3.25
50,367,145.34 3.23
47,112,534.57 3.02
47,031,117.20 3.01
45,988,598.92 2.95
45,595,452.47 2.92
45,027,668.07 2.89
44,881,265.64 2.88
43,881,363.00 2.81
43,574,022.01 2.79
43,289,595.23 2.77
41,065,084.42 2.63
40,851,476.36 2.62
40,583,435.91 2.60
40,446,669.65 2.59
40,301,651.03 2.58
40,079,126.36 2.57
39,686,779.69 2.54
39,136,861.61 2.51
39,036,727.08 2.50
38,425,925.57 2.46
38,222,185.24 2.45
37,911,218.35 2.43
37,667,903.62 2.41
37,572,552.46 2.41
37,293,014.70 2.39
37,011,119.23 2.37
36,995,331.74 2.37
2013
25
36,413,714.34 2.33
36,343,299.41 2.33
35,849,045.54 2.30
35,709,867.39 2.29
35,614,320.96 2.28
35,466,027.34 2.27
35,333,801.14 2.26
35,112,550.17 2.25
34,802,282.21 2.23
32,474,030.52 2.08
31,772,726.45 2.04
31,588,141.89 2.02
8.4.2 2% 20
107,993,730.99 6.92
107,180,590.01 6.87
104,233,415.49 6.68
102,646,390.16 6.58
102,163,655.22 6.55
94,053,323.90 6.03
88,673,854.35 5.68
84,804,727.61 5.43
80,158,254.36 5.14
79,011,792.34 5.06
77,358,375.42 4.96
75,791,858.82 4.86
70,250,782.67 4.50
69,632,086.12 4.46
67,230,496.78 4.31
67,013,856.52 4.29
64,889,872.39 4.16
59,775,629.58 3.83
59,016,686.89 3.78
56,975,975.98 3.65
2013
26
56,435,388.00 3.62
54,821,041.96 3.51
53,120,764.65 3.40
52,978,287.86 3.39
52,854,010.32 3.39
52,026,182.78 3.33
51,116,435.01 3.28
50,010,347.70 3.20
46,309,398.23 2.97
45,401,447.39 2.91
43,856,050.89 2.81
43,510,074.26 2.79
43,230,842.73 2.77
40,949,940.71 2.62
40,174,261.79 2.57
40,166,722.07 2.57
40,158,433.59 2.57
39,673,967.03 2.54
39,088,025.67 2.50
38,270,466.15 2.45
37,508,496.63 2.40
37,035,209.97 2.37
36,511,642.82 2.34
36,187,908.42 2.32
36,142,861.65 2.32
35,995,997.50 2.31
35,867,399.10 2.30
35,819,277.65 2.30
34,967,511.99 2.24
34,781,889.85 2.23
33,946,552.06 2.18
33,922,259.71 2.17
33,714,029.72 2.16
33,025,784.53 2.12
31,214,390.33 2.00
8.4.3
2013
27
4,315,789,008.92
4,664,932,369.97
8.5
1 - -
2 - -
3 - -
- -
4 - -
5 - -
6 - -
7 2,400,255.00 0.19
8 - -
9 2,400,255.00 0.19
8.6
1 22,380 2,400,255.00 0.19
8.7
8.8
8.9
8.9.1
8.9.2
8.9.3
2013
28
1 591,768.89
2 3,490,580.46
3 -
4 52,576.27
5 42,789.42
6 -
7 -
8 -
9 4,177,715.04
8.9.4
8.9.5
8.9.6
§9 9.1
12,747 104,844.79 330,476,308.21 24.73% 1,005,980,225.23 75.27%
9.29.3
643,767.34 0.05%
0 10 50 ()
§10
2,248,639,209.99
2013
29
1,833,933,055.62
361,985,434.52
859,461,956.70
-
1,336,456,533.44
§11
11.1
11.2
2013 3 27
2014 3 13
11.3
11.4
11.5
120000 2013 120000
11.6
11.7
2013
30
11.7.1
1 1,657,566,483.14 18.46% 1,509,044.24 18.50% 1 1,449,943,104.08 16.15% 1,314,640.34 16.12% 1 1,023,186,925.87 11.39% 931,505.58 11.42% 1 958,402,200.22 10.67% 872,526.89 10.70% 1 834,263,270.77 9.29% 756,228.63 9.27% 1 760,051,386.72 8.46% 686,733.55 8.42% 1 674,951,219.25 7.52% 613,802.59 7.52% 1 662,459,086.03 7.38% 603,099.63 7.39% 1 371,968,826.79 4.14% 334,740.74 4.10% 2 211,973,729.55 2.36% 192,978.47 2.37% 1 156,518,923.64 1.74% 142,493.78 1.75% 1 154,236,874.45 1.72% 140,417.14 1.72% 1 64,809,798.38 0.72% 59,003.01 0.72% 1 - - - - - - - - - - - - 20 8,980,331,828.89 100.00% 8,157,214.59 100.00% 1
2 2016
3
1)
a.
b.,
c.,
d. ,
e.
2)
a.
b.
c.
d.
2013
31
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
