PUBLIC
2013
2013 12 31
2013
PUBLIC - 1
§1 1.1
2014 3 25
2013 1 1 12 31
2013
PUBLIC - 2
§2 2.1
2.2
2013
PUBLIC - 3
2.3
021-20376868 021-32169999
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2.4
www.hsbcjt.cn
8 17
188
3.1
818,961.25 28,425,170.21 983,002.75 6,930,113.37 1,113,987.13 678,227.19
818,961.25 28,425,170.21 983,002.75 6,930,113.37 1,113,987.13 678,227.19
2013
PUBLIC - 4
3.0954% 3.3426% 2.3283% 2.5754% 0.3593% 0.3995%
77,118,508.21 811,080,289.28 22,094,024.70 497,397,210.02 105,625,744.36 33,135,173.47
1.0000 1.0000 1.0000 1.0000 1.0000 1.0000
1
2/
3
3.2
3.2.1
1 A
2 B
2013
PUBLIC - 5
3.2.2
1
2013
PUBLIC - 6
2
3.2.3
1
2013
PUBLIC - 7
2
3.3
2013
PUBLIC - 8
1
1,106,834.80 1,113,987.13 -
988,810.39 983,002.75 -
685,266.37 818,961.25 -
2,780,911.56 2,915,951.13 -
2
675,765.62 678,227.19 -
6,899,014.34 6,930,113.37 -
27,082,454.77 28,425,170.21 -
34,657,234.73 36,033,510.77 -
§4 4.1
4.1.1
2005 11 16 2 2013 12 31 12 2016 2006 5 23 2006 9 272007 4 9 2026 2008 7 23 2008 12 32009 6 242009 12
11 2010 6 8 2010 12 8
2013
PUBLIC - 9
2011 7 272011 11 2 A2012 8 1
4.1.2
1.
2.
4.2
4.3
4.3.1
3 5
2013
PUBLIC - 10
4.3.2
5%
4.4
4.4.1 2013 2013 2008 2013
2013 QE 2013
2013 2013 1-5 2013 6 6 6 20 30%
2013
PUBLIC - 11
2013 /
2013 5 6 10 3.5% 4.60%
4.4.2 A B 3.0954% 3.3426% 1.3500% A 1.7454% B 1.9926%
4.5
2014 QE
QE 2013
2014 QE
2013
PUBLIC - 12
QE 2014
2014 AAA /
4.6
2007 < >[2007]21[2008]38
1.
2.
1.
2.
2013
PUBLIC - 13
3.
1.
2.
4.7
1
2
29,244,131.46
2013
PUBLIC - 14
§5 5.1
2013
5.2
201329,244,131.46
5.3
2013
§6 2013 12 31 2013() 1400094
2013 12 31
2013 12 31
2012 12 31
7.4.7.1 40,580,789.23 735,972.25
2013
PUBLIC - 15
7.4.10.5
32,966,666.67 54,948,636.36
- -
219,619,101.36 324,518,543.80
- -
- -
219,619,101.36 324,518,543.80
- -
- -
541,450,489.98 175,000,150.00
- -
4,439,236.05 5,045,890.97
- -
77,287,933.05 -
- -
- -
916,344,216.34 560,249,193.38
2013 12 31
2012 12 31
- -
- -
- -
- -
27,458,736.40 39,974,255.56
28,004.56 985.49
293,509.63 259,567.06
88,942.30 78,656.67
15,425.21 13,335.25
22,747.18 25,111.80
- -
- -
130,761.45 34,905.29
- -
107,292.12 371,141.54
28,145,418.85 40,757,958.66
2013
PUBLIC - 16
888,198,797.49 519,491,234.72
- -
888,198,797.49 519,491,234.72
916,344,216.34 560,249,193.38
1. 2013 12 31 1.0000 888,198,797.49 A 77,118,508.21 B 811,080,289.28
2
7.2
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
33,360,480.29 9,756,938.05
32,965,769.02 9,542,608.38
1,748,624.32 219,956.87
12,079,668.35 3,199,532.60
- -
19,137,476.35 6,123,118.91
- -
394,711.27 214,329.67
0.00 0.00
- -
394,711.27 214,329.67
- -
- -
- -
- -
- -
2013
PUBLIC - 17
- -
4,116,348.83 1,843,821.93
2,926,391.47 1,042,871.08
886,785.24 316,021.48
149,216.78 129,094.86
- -
- 2,619.63
- 2,619.63
153,955.34 353,214.88
29,244,131.46 7,913,116.12
- -
29,244,131.46 7,913,116.12
7.3
2013 1 1 2013 12 31
2013 1 1 2013 12 31
519,491,234.72 - 519,491,234.72
- 29,244,131.46 29,244,131.46
368,707,562.77 - 368,707,562.77
3,535,759,582.52 - 3,535,759,582.52
-3,167,052,019.75 - -3,167,052,019.75
- -29,244,131.46 -29,244,131.46
888,198,797.49 - 888,198,797.49
2012 1 1 2012 12 31
138,760,917.83 - 138,760,917.83
- 7,913,116.12 7,913,116.12
380,730,316.89 - 380,730,316.89
2013
PUBLIC - 18
1,700,878,039.87 - 1,700,878,039.87
-1,320,147,722.98 - -1,320,147,722.98
- -7,913,116.12 -7,913,116.12
519,491,234.72 - 519,491,234.72
7.1 7.4
7.4
7.4.1
( )( ) ([2011]1135 ) 2011 11 2 1,155,014,222.80 ()
397 397 1 1 1 1 397 397 1 1
7.4.2
() 2006 2 15
38( )
2013
PUBLIC - 19
[2010]5 XBRL 3< > 2012 11 16
7.4.3
2013 12 312013
7.4.2
7.4.4
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[1998]55[2002]128 [2004]78[2012]85[2005]103[2008]16 2008 9 18 [2008]1
2013
PUBLIC - 20
(a)
(b)
(c)
(d) 20%
2013 1 1 1 1 1 1 1 50% 1 25% 20%
(e) 0.1%
(f) ( )
7.4.7
( )
( )
2013
PUBLIC - 21
7.4.8
7.4.8.1
7.4.8.1.1
7.4.8.1.2
7.4.8.1.3
7.4.8.1.4
7.4.8.1.5
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2,926,391.47 1,042,871.08
41,495.78 72,437.60
0.33% = 0.33%/
7.4.8.2.2
2013 1 1 2013 12 31
2012 1 1 2012 12 31
886,785.24 316,021.48
0.1%
2013
PUBLIC - 22
= 0.1%/
7.4.8.2.3
2013 1 1 2013 12 31
A B
9,495.53 85,400.61 94,896.14
23,838.10 327.82 24,165.92
150.58 - 150.58
5,356.03 - 5,356.03
38,840.24 85,728.43 124,568.67
2012 1 1 2012 12 31
A B
93,760.13 269.90 94,030.03
37.37 27,273.27 27,310.64
9.29 - 9.29
93,806.79 27,543.17 121,349.96
1 A A 0.25% A 0.25%/
2 B B 0.01% B 0.01%/
3 B A A A B B
2013
PUBLIC - 23
7.4.8.3 ( )
7.4.8.4
7.4.8.4.1
7.4.8.4.2
A
B
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
7.4.8.6
7.4.8.7
7.4.9 2013 12 31
7.4.9.1 /
(2012 ) 12
2013
PUBLIC - 24
7.4.9.2
7.4.19.3
7.4.9.3.1
2013 12 31 0
7.4.9.3.2
2013 12 31 0
/
7.4.10
(a)
2013 12 31
:
:
: ()
:
2013 12 31
-
-
-
2013
PUBLIC - 25
-
-
219,619,101.36
-
219,619,101.36
-
219,619,101.36
-
219,619,101.36
2012 12 31
-
-
-
-
-
324,518,543.8
-
324,518,543.8
-
324,518,543.8
-
324,518,543.8
7.4.4.4 7.4.4.5
(b)
§8 8.1
%
2013
PUBLIC - 26
1
219,619,101.36 23.97
219,619,101.36 23.97
- -
2
541,450,489.98 59.09
- -
3
73,547,455.90 8.03
4
81,727,169.10 8.92
916,344,216.34 100.00
8.2
1
-
-
2
- -
- -
8.3 20%
20%
8.4
8.4.1
43
71
21
180
180
120 10
8.4.2
2013
PUBLIC - 27
% %
1 30 70.36 3.09
- 397
- -
2 30()60 2.25 -
- 397
- -
3 60 ( ) 90 4.50 -
- 397
- -
4 90()180 8.98 -
- 397
- -
5 180()397 7.87 -
- 397
- -
-
93.97 3.09
8.5
1
9,985,043.53 1.12
2
- -
3
169,675,354.03 19.10
169,675,354.03 19.10
4
- -
5
39,958,703.80 4.50
6
- -
7
- -
8
219,619,101.36 24.73
9 397 - -
8.6
()
1 130201 13 01 400,000 39,988,985.36 4.50
2 130236 13 36 200,000 19,952,923.84 2.25
3 120409 12 09 200,000 19,937,880.94 2.24
4 130218 13 18 200,000 19,931,534.09 2.24
5 041356003 13 CP001 100,000 10,000,350.02 1.13
6 130418 13 18 100,000 9,998,570.50 1.13
2013
PUBLIC - 28
7 110206 11 06 100,000 9,996,331.61 1.13
8 130322 13 22 100,000 9,995,135.77 1.13
9 011305003 13 SCP003
100,000 9,992,468.45 1.13
10 041354036 13 CP002 100,000 9,985,878.78 1.12
8.7
0.25( )-0.5% 0
0.0855%
-0.1463%
0.0469%
8.8
8.9
8.9.1
1.00
8.9.2 397 397 20
8.9.3
8.9.4
1
-
2
-
3
4,439,236.05
4
77,287,933.05
5
-
6
-
7
-
8
81,727,169.10
2013
PUBLIC - 29
8.9.5
§9
9.1
2,748 28,063.50 391,798.28 0.51% 76,726,709.93 99.49%
23 35,264,360.40 760,212,323.39 93.73% 50,867,965.89 6.27%
2,771 320,533.67 760,604,121.67 85.63% 127,594,675.82 14.37%
9.2
A
240,890.62 0.31%
B - -
240,890.62 0.03%
0 0
§10
A B
665,979,996.74 489,034,226.06
22,094,024.70 497,397,210.02
361,578,012.04 3,174,181,570.48
306,553,528.53 2,860,498,491.22
- -
77,118,508.21 811,080,289.28
2013
PUBLIC - 30
§11
11.1
11.2
2013 2 16 2013 7 9 2016
2013 3 27
2014 3 13
11.3
11.4
11.5
50000 2013 50000
11.6
2013
PUBLIC - 31
11.7
11.7.1
1 - - - - - - - - 1
2
3
1)
a.
b.,
c.,
d. ,
e.
2)
a.
b.
c.
d.
11.7.2
- - - - - - - -
- -
11,735,300,00
0.00
100.00% - - - -
2013
PUBLIC - 32
- -
11,735,300,00
0.00
100.00% - - - -
11.8 0.5%
0.5%
