2013
2013 12 31
2013
1
§1 1.1
2014 3 25
2013 1 1 12 31
2013
2
§2 2.1
2.2
2.3
2013
3
021-20376868 95559
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2.4
www.hsbcjt.cn
8 17
188
3.1
185,662,872.80 -435,705,335.04 -65,654,917.81
210,309,141.19 -83,234,532.86 -695,116,623.47
0.1589 -0.0453 -0.3216
15.44% -3.38% -25.05%
0.0679 -0.0749 -0.0425
1,307,498,394.51 1,388,331,555.48 1,937,147,125.76
1.0679 0.9251 0.9575
3.2
3.2.1
2013
4
-11.46% 1.51% -2.09% 0.58% -9.37% 0.93%
6.67% 1.60% 4.04% 0.64% 2.63% 0.96%
15.44% 1.57% -0.05% 0.69% 15.49% 0.88%
-16.41% 1.31% -5.79% 0.67% -10.62% 0.64%
52.91% 1.35% 27.69% 0.77% 25.22% 0.58%
18.47% 1.48% 6.13% 0.96% 12.34% 0.52%
3.2.2
3.2.3
2013
5
3.3
- - - - - - - - - - - - - - - -
§4 4.1
4.1.1
2005 11 16 2 2013 12 31 12 20162006 5 232006 9 27 2007 4 9
2013
6
20262008 7 232008 12 32009 6 242009 12 11 2010 6 82010 12 8 2011 7 27 2011 11 2 A 2012 8 1
4.1.2
1.
2.
4.2
4.3
4.3.1
2013
7
35
4.3.2
5%
4.4
4.4.1 2013 A 40%
4.4.2 15.44% -0.05% 15.49%
4.5
2014
2013
8
2014
A A
4.6
2007<> [2007]21[2008]38
1.
2.
2013
9
1.
2.
3.
1.
2.
4.7
2013
10
§5 5.1
2013
5.2
2013
5.3
2013
§6 2013 12 31 2013() 1400092
§7
7.1
2013 12 31
2013
11
2013 12 31 2012 12 31
7.4.7.1 9,066,805.54 28,081,969.65
210,798,199.08 49,118,112.34
335,035.92 1,250,000.00
1,092,314,410.34 1,317,576,005.96
1,092,314,410.34 1,317,576,005.96
- -
- -
- -
- -
- -
- 549,892.13
91,600.28 27,514.53
- -
270,245.43 43,841.00
- -
- -
1,312,876,296.59 1,396,647,335.61
2013 12 31
2012 12 31
- -
- -
- -
- -
- 2,889,841.70
1,753,978.07 1,254,491.90
1,673,276.33 1,632,426.47
278,879.36 272,071.09
- -
1,144,440.14 832,221.10
- -
- -
- -
- -
527,328.18 1,434,727.87
2013
12
5,377,902.08 8,315,780.13
1,224,312,535.72 1,500,683,829.03
83,185,858.79 -112,352,273.55
1,307,498,394.51 1,388,331,555.48
1,312,876,296.59 1,396,647,335.61
1. 2013 12 31 1.0679 1,224,312,535.72
2
7.2
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
241,627,485.20 -44,084,045.22
2,202,264.08 3,546,568.89
2,199,648.11 3,546,568.89
2,615.97 -
- -
- -
- -
214,213,912.53 -400,764,034.08
202,663,860.46 -420,852,729.92
- -
160,617.63 -
- -
- -
11,389,434.44 20,088,695.84
24,646,268.39 352,470,802.18
2013
13
- -
565,040.20 662,617.79
31,318,344.01 39,150,487.64
20,849,422.02 24,913,707.18
3,474,903.57 4,152,284.62
- -
6,555,124.92 9,636,044.34
- -
- -
438,893.50 448,451.50
210,309,141.19 -83,234,532.86
- -
210,309,141.19 -83,234,532.86
7.3
2013 1 1 2013 12 31
2013 1 1 2013 12 31
1,500,683,829.03 -112,352,273.55 1,388,331,555.48
- 210,309,141.19 210,309,141.19
-276,371,293.31 -14,771,008.85 -291,142,302.16
156,736,284.21 4,143,489.23 160,879,773.44
-433,107,577.52 -18,914,498.08 -452,022,075.60
- - -
1,224,312,535.72 83,185,858.79 1,307,498,394.51
2012 1 1 2012 12 31
2,023,037,058.77 -85,889,933.01 1,937,147,125.76
- -83,234,532.86 -83,234,532.86
2013
14
-522,353,229.74 56,772,192.32 -465,581,037.42
69,721,382.06 -5,214,327.11 64,507,054.95
-592,074,611.80 61,986,519.43 -530,088,092.37
- - -
1,500,683,829.03 -112,352,273.55 1,388,331,555.48
7.1 7.4
7.4
7.4.1
() ([2007] 64 ) 2007 4 9 5,265,643,757.13
30%-95% 5%-70% 5%50%MSCI A +50%
7.4.2
2013
15
() 2006 2 15 - 38 ()[2010]5 XBRL 3 < > 2012 11 16
7.4.3
2013 12 31 2013 1 1 2013 12 31
7.4.4
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[1998]55[2002]128[2004]78[ 2012]85[2005]103[2008]16 2008 9 18[2008]1
(a)
(b)
(c)
2013
16
(d) 20%
2013 1 1 1 1 1 1 1 50% 1 25% 20%
(e) 0.1%
(f) ()
7.4.7
( )
( )
7.4.8
7.4.8.1
7.4.8.1.1
7.4.8.1.2
7.4.8.1.3
2013
17
( )
7.4.8.1.4
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
20,849,422.02 24,913,707.18
2,920,498.89 2,791,426.26
1.5%
= 1.5%/
7.4.8.2.2
2013 1 1 2013 12 31
2012 1 1 2012 12 31
3,474,903.57 4,152,284.62
0.25%
= 0.25%/
7.4.8.3 ( )
( )
7.4.8.4
7.4.8.4.1
2013
18
7.4.8.4.2
2013 12 31
2012 12 31 2,013,406.88 0.16% 2,013,406.88 0.13%
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2013 12 31 211,133,235.00
(2012 12 31 49,118,112.34)
7.4.8.6
7.4.8.7
7.4.9 2013 12 31
7.4.9.1 /
(2012 ) 12
2013
19
2013 12 31
7.4.9.2
2013 12 31
7.4.9.3
7.4.9.3.1
2013 12 31
7.4.9.3.2
2013 12 31
7.4.10
(a)
2013 12 31
()
2013
12
31
1,092,314,410.34
-
-
1,092,314,410.34
-
-
-
2013
20
-
1,092,314,410.34
-
-
1,092,314,410.34
2012
12
31
1,274,953,596.54
42,622,409.42
-
1,317,576,005.96
-
-
-
-
1,274,953,596.54
42,622,409.42
-
1,317,576,005.96
7.4.4.4 7.4.4.5
(b)
§8 8.1
1 1,092,314,410.34 83.20
1,092,314,410.34 83.20
2 - -
- -
- -
2013
21
3 - -
4 - -
- -
5 219,865,004.62 16.75
6 696,881.63 0.05
7 1,312,876,296.59 100.00
8.2
A - -
B - -
C 655,082,299.55 50.10
D 3,846,296.07 0.29
E - -
F 25,757,119.17 1.97
G - -
H - -
I 134,925,722.44 10.32
J 161,760,824.89 12.37
K - -
L 29,356,971.02 2.25
M - -
N 46,056,811.60 3.52
O - -
P - -
Q - -
R 35,528,365.60 2.72
S - -
1,092,314,410.34 83.54
8.3
1 1,678,007 55,793,732.75 4.27
2 1,255,322 49,057,983.76 3.75
3 965,943 39,767,873.31 3.04
4 1,277,080 35,528,365.60 2.72
5 401,130 33,975,711.00 2.60
6 807,905 33,713,875.65 2.58
2013
22
7 2,481,135 32,800,604.70 2.51
8 980,893 32,035,965.38 2.45
9 779,982 31,885,664.16 2.44
10 443,830 31,028,155.30 2.37
8.4
8.4.1 2% 20
59,664,578.95 4.30
56,779,322.53 4.09
44,505,822.55 3.21
42,638,706.30 3.07
40,727,934.69 2.93
40,416,882.39 2.91
36,726,085.53 2.65
35,451,549.22 2.55
34,014,770.85 2.45
33,838,669.94 2.44
32,388,136.50 2.33
32,369,082.59 2.33
31,851,369.73 2.29
31,833,607.59 2.29
31,252,335.30 2.25
30,682,852.75 2.21
30,631,528.21 2.21
30,529,450.25 2.20
30,449,155.26 2.19
29,851,017.67 2.15
29,620,105.18 2.13
29,467,574.65 2.12
29,412,495.94 2.12
29,065,584.59 2.09
28,292,852.32 2.04
2013
23
8.4.2 2% 20
83,874,136.02 6.04
76,020,185.20 5.48
73,517,216.63 5.30
71,483,662.94 5.15
62,156,010.61 4.48
52,200,477.94 3.76
49,748,038.07 3.58
42,152,847.95 3.04
40,173,389.79 2.89
39,929,681.78 2.88
38,901,062.30 2.80
38,738,903.71 2.79
38,561,233.25 2.78
38,074,924.45 2.74
37,104,834.33 2.67
36,025,698.73 2.59
35,771,057.32 2.58
34,747,034.84 2.50
34,031,715.47 2.45
33,741,675.54 2.43
33,727,410.33 2.43
33,675,029.40 2.43
32,061,513.10 2.31
31,574,475.42 2.27
30,153,675.46 2.17
29,769,174.87 2.14
29,429,827.58 2.12
28,615,428.26 2.06
28,452,697.04 2.05
8.4.3
1,852,923,375.01
2,305,495,099.48
2013
24
8.5
8.6
8.7
8.8
8.9
8.9.1601318
2013 5 21
8.9.2
8.9.3
1 335,035.92
2 -
3 -
4 91,600.28
5 270,245.43
6 -
7 -
8 -
2013
25
9 696,881.63
8.9.4
8.9.5
8.9.6
§9 9.1
33,788 36,235.13 235,726,764.62 19.25% 988,585,771.10 80.75%
9.29.3
343,506.17 0.03%
0 10 ()10 50() 0 10()
§10
5,265,643,757.13
1,500,683,829.03
156,736,284.21
433,107,577.52
-
1,224,312,535.72
§11
11.1
2013
26
11.2
2013 3 27
2014 3 13
11.3
11.4
11.5
120000 2013 120000
11.6
11.7
11.7.1
1 947,286,630.23 22.78% 862,410.62 22.83% 1 765,494,400.72 18.41% 689,465.74 18.25%
2013
27
1 745,609,004.35 17.93% 678,799.79 17.97% 1 562,574,861.07 13.53% 512,165.81 13.56% 2 444,154,061.61 10.68% 403,198.93 10.67% 1 209,654,809.97 5.04% 190,869.61 5.05% 1 207,403,471.41 4.99% 188,820.00 5.00% 1 196,427,648.27 4.72% 178,827.06 4.73% 1 62,245,497.61 1.50% 56,667.99 1.50% 1 17,568,089.25 0.42% 15,994.09 0.42% 1 - - - - 12 4,158,418,474.49 100.00% 3,777,219.64 100.00% 1
1
2
3)
2
1)
a.
b.,
c.,
d. ,
e.
2)
a.
b.
c.
d.
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
2013
28
- - - - - - - -
4,551,233.60 100.00% - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
4,551,233.60 100.00% - - - - - -
