2013
2013 12 31
2013
1
§1 1.1
2014 3 25
2013 1 1 12 31
2013
2
§2 2.1
2.2
2013
3
2.3
021-20376868 95559
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2.4
www.hsbcjt.cn
8 17
188
3.1
220,172,553.34 -109,450,101.25 -39,585,943.25
174,845,808.66 -6,900,227.92 -159,046,502.31
0.1986 -0.0145 -0.2628
41.42% -0.62% -24.09%
0.0153 -0.2531 -0.1513
1,344,307,897.47 312,268,506.66 482,986,690.16
1.1927 0.8434 0.8487
2013
4
3.2
3.2.1
-14.60% 1.73% -2.93% 1.01% -11.67% 0.72%
6.74% 2.03% 5.33% 1.16% 1.41% 0.87%
41.42% 2.05% -6.81% 1.25% 48.23% 0.80%
6.68% 1.56% -22.75% 1.19% 29.43% 0.37%
30.03% 1.52% -11.95% 1.23% 41.98% 0.29%
3.2.2
2013
5
3.2.3
3.3
- - - - - - - - - - - - - - - -
§4 4.1
4.1.1
2005 11 16
2013
6
2 2013 12 31 12 20162006 5 232006 9 272007 4 9 20262008 7 23 2008 12 32009 6 242009
12 11 2010 6 8 2010 12 8 2011 7
272011 11 2 A2012 8 1
4.1.2
1.
2.
3.
4.2
2013
7
4.3
4.3.1
35
4.3.2
5%
4.4
4.4.1 2013 A 300 1 300 43 A 4
2013
8
A 300 2013 7.65%
2013 A 82.73% 20% 11 103% 76%
2013 4
4.4.2 41.42%- 6.81% 48.23%
4.5
A QFII RQFII IPO
A 2013 2014 2013 2013 , 2013 2014 2013
2013
9
4.6
2007< >[2007]21
[2008]38
1.
2.
1.
2.
3.
2013
10
1.
2.
4.7
§5 5.1
2013
5.2
2013
2013
11
5.3
2013
§6 2013 12 312013() 1400090
§7
7.1
2013 12 31
2013 12 31
2012 12 31
25,039,553.93 9,066,577.91
114,723,434.98 7,751,438.73
845,003.98 379,438.17
1,217,686,774.45 293,256,871.40
1,217,686,774.45 293,256,871.40
- -
- -
- -
- -
- -
1,134,536.48 8,770,681.54
52,245.09 11,032.33
- -
6,770,659.54 113,482.76
- -
- -
1,366,252,208.45 319,349,522.84
2013
12
2013 12 31 2012 12 31
- -
- -
- -
- -
9,079,017.62 5,531,246.58
7,868,413.86 112,367.00
1,834,495.34 370,603.16
305,749.22 61,767.18
- -
2,436,270.54 598,608.77
- -
- -
- -
- -
420,364.40 406,423.49
21,944,310.98 7,081,016.18
1,127,121,033.90 370,230,185.36
217,186,863.57 -57,961,678.70
1,344,307,897.47 312,268,506.66
1,366,252,208.45 319,349,522.84
1. 2013 12 31 1.1927 1,127,121,033.90
2
7.2
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
204,289,813.87 4,342,983.83
989,355.27 640,048.50
989,355.27 640,048.50
- -
- -
2013
13
- -
- -
244,616,500.98 -99,158,600.45
242,730,410.50 -102,205,311.57
- -
- -
- -
- -
1,886,090.48 3,046,711.12
-45,326,744.68 102,549,873.33
- -
4,010,702.30 311,662.45
29,444,005.21 11,243,211.75
15,474,414.62 5,879,063.09
2,579,069.00 979,843.88
- -
11,016,694.09 3,960,011.28
- -
- -
373,827.50 424,293.50
174,845,808.66 -6,900,227.92
- -
174,845,808.66 -6,900,227.92
7.3
2013 1 1 2013 12 31
2013 1 1 2013 12 31
370,230,185.36 -57,961,678.70 312,268,506.66
- 174,845,808.66 174,845,808.66
756,890,848.54 100,302,733.61 857,193,582.15
3,361,974,918.68 703,719,053.44 4,065,693,972.12
2013
14
-2,605,084,070.14 -603,416,319.83 -3,208,500,389.97
- - -
1,127,121,033.90 217,186,863.57 1,344,307,897.47
2012 1 1 2012 12 31
569,094,114.50 -86,107,424.34 482,986,690.16
- -6,900,227.92 -6,900,227.92
-198,863,929.14 35,045,973.56 -163,817,955.58
104,501,089.93 -18,995,211.07 85,505,878.86
-303,365,019.07 54,041,184.63 -249,323,834.44
- - -
370,230,185.36 -57,961,678.70 312,268,506.66
7.1 7.4
7.4
7.4.1
() ( [2010]471 ) 2010 6 8 666,460,299.86 ()
85%-95% 0%-3%
2013
15
5%-15% 5% 80% 300 *90%+ *10%
7.4.2
( ) 2006 2 15 - 38 () [2010]5 XBRL 3 <> 2012 11 16
7.4.3
2013 12 31 2013 1 1 2013 12 31
7.4.4
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
2013
16
7.4.6
[1998]55 [2002]128 [2004]78 [2012]85 [2005]103 [2008]16 2008 9 18 [2008]1
(a)
(b)
(c)
(d) 20% 2013 1 1 1 1 1 1 1 50% 1
25% 20%
(e) 0.1%
(f) ()
7.4.7
2013
17
( )
( )
7.4.8
7.4.8.1
7.4.8.1.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
62,299,197.29 0.83% - -
7.4.8.1.2
7.4.8.1.3
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2013
18
- - - -
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
15,474,414.62 5,879,063.09
5,258,713.86 1,819,049.12
1.5% = 1.5%/
7.4.8.2.2
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2,579,069.00 979,843.88
0.25%= 0.25%/
7.4.8.3 ( )
( )
7.4.8.4
7.4.8.4.1
2013
19
7.4.8.4.2
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2013 12 31 115,568,438.96(2012 12 31 7,751,438.73)
7.4.8.6
7.4.8.7
7.4.9 2013 12 31
7.4.9.1 /
(2012 ) 12
2013 12 31
7.4.9.2
20.80 1,552,282 39,932,135.6 34,414,091.94 -
2013
20
7
7.4.9.3
7.4.9.3.1
2013 12 31
7.4.9.3.2
2013 12 31
7.4.10
(a)
2013 12 31
:
:
: ()
2013 12 31
1,183,272,682.51 34,414,091.94
-
1,217,686,774.45
-
-
-
-
1,183,272,682.51 34,414,091.94
-
1,217,686,774.45
2012 12 31
2013
21
283 ,324,199.40
9,932,672.00
-
293,256,871.40
-
-
-
-
283,324,199.40
9,932,672.00
-
293,256,871.40
7.4.4.4 7.4.4.5
(b)
§8 8.1
1 1,217,686,774.45 89.13
1,217,686,774.45 89.13
2 - -
- -
- -
3 - -
4 - -
- -
5 139,762,988.91 10.23
6 8,802,445.09 0.64
7 1,366,252,208.45 100.00
8.2
2013
22
A - -
B - -
C 858,021,835.12 63.83
D 47,331,140.07 3.52
E - -
F 17,929,637.50 1.33
G - -
H - -
I 6,247,312.50 0.46
J - -
K 73,329,376.89 5.45
L - -
M - -
N 214,827,472.37 15.98
O - -
P - -
Q - -
R - -
S - -
1,217,686,774.45 90.58
8.3
1 2,281,487 93,518,152.13 6.96
2 2,142,379 87,580,453.52 6.51
3 1,721,452 82,767,412.16 6.16
4 3,271,165 79,489,309.50 5.91
5 2,404,019 77,289,210.85 5.75
6 1,935,045 67,881,378.60 5.05
7 1,576,563 58,900,393.68 4.38
8 1,463,259 50,921,413.20 3.79
9 1,828,163 47,331,140.07 3.52
10 1,384,256 46,026,512.00 3.42
8.4
8.4.1 2% 20
2013
23
269,349,021.27 86.26
202,205,570.77 64.75
189,642,286.12 60.73
176,269,537.68 56.45
150,424,941.53 48.17
136,754,699.37 43.79
128,290,582.42 41.08
108,218,850.06 34.66
94,478,275.38 30.26
93,476,605.48 29.93
93,340,528.30 29.89
92,672,163.64 29.68
86,894,427.86 27.83
83,389,819.30 26.70
80,115,565.69 25.66
78,557,522.20 25.16
77,494,883.10 24.82
74,322,470.41 23.80
70,698,136.90 22.64
70,674,004.48 22.63
69,876,009.87 22.38
69,152,647.40 22.15
56,330,320.46 18.04
56,248,182.93 18.01
55,719,927.63 17.84
52,774,827.00 16.90
51,878,953.84 16.61
50,135,269.32 16.06
50,082,516.20 16.04
49,049,289.91 15.71
48,346,651.23 15.48
47,490,675.84 15.21
44,393,606.21 14.22
44,389,530.03 14.22
39,932,135.67 12.79
38,814,999.83 12.43
37,101,408.14 11.88
34,411,544.18 11.02
34,231,191.31 10.96
2013
24
29,804,622.20 9.54
28,350,498.51 9.08
28,164,828.06 9.02
27,150,987.40 8.69
26,666,962.01 8.54
26,171,239.22 8.38
25,709,309.81 8.23
25,432,732.14 8.14
25,075,550.23 8.03
24,764,653.22 7.93
23,335,533.84 7.47
21,647,297.62 6.93
20,627,462.37 6.61
20,316,452.69 6.51
20,051,151.42 6.42
18,953,595.54 6.07
18,338,247.31 5.87
17,509,044.98 5.61
17,311,677.68 5.54
17,274,996.00 5.53
17,266,892.88 5.53
17,099,130.11 5.48
16,990,156.43 5.44
15,145,182.76 4.85
14,491,691.72 4.64
14,302,981.24 4.58
13,325,500.84 4.27
12,321,968.37 3.95
12,011,145.80 3.85
10,268,914.30 3.29
9,496,948.36 3.04
9,430,851.70 3.02
9,096,350.68 2.91
9,062,262.13 2.90
8,981,058.90 2.88
8,636,376.43 2.77
7,573,801.10 2.43
7,215,203.00 2.31
7,001,316.00 2.24
6,992,338.92 2.24
6,980,472.12 2.24
2013
25
6,896,163.47 2.21
6,780,057.13 2.17
6,690,981.00 2.14
6,686,034.70 2.14
6,500,758.84 2.08
6,442,256.00 2.06
6,399,199.44 2.05
8.4.2 2% 20
242,188,434.79 77.56
195,208,269.67 62.51
148,978,936.26 47.71
142,727,332.53 45.71
136,807,733.76 43.81
107,868,960.96 34.54
92,095,377.39 29.49
91,983,322.12 29.46
87,015,344.04 27.87
86,340,336.51 27.65
81,387,733.15 26.06
80,910,600.84 25.91
77,550,271.90 24.83
76,428,428.78 24.48
76,357,483.36 24.45
76,111,332.55 24.37
70,777,378.96 22.67
67,684,882.50 21.68
63,577,997.88 20.36
60,154,396.90 19.26
56,581,377.03 18.12
49,922,846.01 15.99
46,558,068.98 14.91
45,082,254.53 14.44
44,659,246.42 14.30
2013
26
44,189,862.68 14.15
40,047,495.87 12.82
38,502,662.19 12.33
33,644,889.68 10.77
30,401,415.10 9.74
30,226,341.82 9.68
27,236,397.84 8.72
26,007,773.11 8.33
25,686,540.72 8.23
24,679,585.16 7.90
24,632,887.02 7.89
24,523,143.28 7.85
24,481,311.53 7.84
21,821,237.68 6.99
21,750,750.32 6.97
21,737,816.19 6.96
20,823,597.30 6.67
20,253,338.04 6.49
19,331,453.02 6.19
18,454,038.97 5.91
17,197,651.38 5.51
16,440,736.52 5.26
16,349,803.38 5.24
15,698,009.22 5.03
14,452,224.33 4.63
13,917,064.62 4.46
13,766,145.15 4.41
13,192,636.47 4.22
12,962,672.38 4.15
11,798,260.18 3.78
11,474,025.43 3.67
11,240,437.16 3.60
11,062,429.36 3.54
10,974,733.87 3.51
10,921,510.87 3.50
10,802,171.67 3.46
10,568,008.57 3.38
10,143,859.52 3.25
9,959,159.21 3.19
9,848,704.57 3.15
9,835,290.04 3.15
2013
27
9,618,427.26 3.08
9,424,072.18 3.02
9,356,934.80 3.00
9,228,525.61 2.96
9,182,313.27 2.94
9,167,310.77 2.94
9,068,775.28 2.90
9,063,227.96 2.90
9,015,588.06 2.89
8,864,575.24 2.84
8,747,840.57 2.80
8,336,054.55 2.67
8,162,423.72 2.61
8,121,553.98 2.60
8,073,824.83 2.59
8,009,660.98 2.56
7,931,953.97 2.54
7,515,906.41 2.41
7,474,205.69 2.39
7,390,460.43 2.37
7,010,459.18 2.25
6,988,768.29 2.24
6,478,101.68 2.07
6,448,193.63 2.06
6,414,484.51 2.05
8.4.3
4,100,932,165.27
3,373,905,928.04
8.5
8.6
2013
28
8.7
8.8
8.9
8.9.1
8.9.2
8.9.3
1 845,003.98
2 1,134,536.48
3 -
4 52,245.09
5 6,770,659.54
6 -
7 -
8 -
9 8,802,445.09
8.9.4
8.9.5
8.9.6
§9 9.1
2013
29
36,215 31,123.04 258,919,209.72 22.97% 868,201,824.18 77.03%
9.29.3
392,414.96 0.03%
0 0
§10
666,460,299.86
370,230,185.36
3,361,974,918.68
2,605,084,070.14
-
1,127,121,033.90
§11
11.1
11.2
2013 3 27
2013 12 21
2014 3 13
11.3
2013
30
11.4
11.5
95000 2013 95000
11.6
11.7
11.7.1
1 2,059,281,737.14 27.55% 1,874,773.68 27.59% 1 1,783,308,311.93 23.86% 1,620,891.95 23.85% 1 945,941,251.31 12.66% 854,459.41 12.57% 1 681,749,912.44 9.12% 620,664.90 9.13% 1 512,661,175.16 6.86% 466,724.55 6.87% 1 461,277,654.20 6.17% 419,946.24 6.18% 1 261,786,311.92 3.50% 238,328.76 3.51% 1 249,300,693.78 3.34% 226,963.11 3.34% 1 169,731,140.73 2.27% 154,523.73 2.27% 2 128,934,854.81 1.72% 117,381.99 1.73% 1 123,039,201.07 1.65% 112,014.35 1.65% 1 62,299,197.29 0.83% 56,717.37 0.83% 1 25,905,081.20 0.35% 23,584.52 0.35% 1 9,560,448.51 0.13% 8,703.48 0.13% 1 - - - - - - - - - - 19 7,474,776,971.49 100.00% 6,795,678.04 100.00% 1
2013
31
2 2016
3
1)
a.
b.,
c.,
d. ,
e.
2)
a.
b.
c.
d.
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
2013
32
- - - - - - -
- - - - - - -
- - - - - - -
- - - - - - -
