2013
2013 12 31
2013
1
§1 1.1
2014 3 25
2013 1 1 12 31
2013
2
§2 2.1
2.2
2.3
021-20376868 95559
2013
3
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2.4
www.hsbcjt.cn
8 17
188
3.1
111,493,663.63 -94,496,422.81 -59,292,674.12
95,816,480.90 54,671,379.57 -257,274,578.48
0.1100 0.0551 -0.2295
10.36% 4.99% -19.39%
0.1183 0.0133 -0.0349
637,411,951.83 1,159,262,227.30 1,026,199,623.89
1.1183 1.0133 0.9651
3.2
3.2.1
2013
4
-1.42% 1.32% -2.93% 1.01% 1.51% 0.31%
10.32% 1.34% 5.33% 1.16% 4.99% 0.18%
10.36% 1.29% -6.81% 1.25% 17.17% 0.04%
-6.60% 1.17% -22.75% 1.19% 16.15% -0.02%
18.53% 1.27% -21.67% 1.34% 40.20% -0.07%
3.2.2
3.2.3
2013
5
3.3
- - - - - - - - - - - - - - - -
§4 4.1
4.1.1
2005 11 16 2
2013 12 31 12 2016 2006 5 23
2013
6
2006 9 27 2007 4 9
2026 2008 7 23 2008 12 3 2009 6
24 2009 12 11 2010 6 8 2010
12 8 2011 7 27 2011 11 2 A 2012
8 1
4.1.2
1.
2.
4.2
4.3
4.3.1
2013
7
3 5
4.3.2
5%
4.4
4.4.1 2013 2013 2013
2013 A 300 7.65% 84.33%
2013
8
4.4.2 10.36% -6.81% l
17.17%
4.5
2014
2014
4.6
2007 < > [2007]21 [2008]38
1.
2.
2013
9
1.
2.
3.
1.
2.
4.7
2013
10
§5 5.1
2013
5.2
2013
5.3
2013
§6 2013 12 31 2013 ( ) 1400087
§7
7.1
2013 12 31
2013 12 31
2012 12 31
34,081,686.17 138,118,628.56
2013
11
38,755,853.65 8,234,332.43
428,298.93 750,000.00
566,036,403.69 996,778,638.05
564,836,276.19 996,778,638.05
--
1,200,127.50 -
--
--
--
1,543,193.92 9,825,071.77
25,570.92 52,354.37
--
93,962.09 30,067,901.25
--
--
640,964,969.37 1,183,826,926.43
2013 12 31
2012 12 31
--
--
--
--
- 20,229,160.69
848,818.30 927,800.66
806,793.68 1,115,620.44
134,465.59 185,936.76
--
1,292,902.71 1,182,684.05
--
--
--
--
470,037.26 923,496.53
3,553,017.54 24,564,699.13
570,002,703.83 1,143,999,348.69
67,409,248.00 15,262,878.61
637,411,951.83 1,159,262,227.30
640,964,969.37 1,183,826,926.43
1. 2013 12 31 1.1183 570,002,703.83
2013
12
2
7.2
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
122,276,542.96 78,086,014.23
1,512,427.64 1,735,123.88
1,511,642.81 1,735,123.88
784.83 -
--
--
--
135,600,364.31 -73,217,209.61
123,909,982.83 -85,269,722.56
--
--
--
--
11,690,381.48 12,052,512.95
-15,677,182.73 149,167,802.38
--
840,933.74 400,297.58
26,460,062.06 23,414,634.66
14,068,468.69 14,622,032.29
2,344,744.77 2,437,005.42
--
9,608,068.60 5,917,227.95
--
--
438,780.00 438,369.00
95,816,480.90 54,671,379.57
--
2013
13
95,816,480.90 54,671,379.57
7.3
2013 1 1 2013 12 31
2013 1 1 2013 12 31
1,143,999,348.69 15,262,878.61 1,159,262,227.30
- 95,816,480.90 95,816,480.90
-573,996,644.86 -43,670,111.51 -617,666,756.37
50,233,222.41 4,840,543.34 55,073,765.75
-624,229,867.27 -48,510,654.85 -672,740,522.12
-- -
570,002,703.83 67,409,248.00 637,411,951.83
2012 1 1 2012 12 31
1,063,259,536.24 -37,059,912.35 1,026,199,623.89
- 54,671,379.57 54,671,379.57
80,739,812.45 -2,348,588.61 78,391,223.84
404,661,624.14 -6,038,002.27 398,623,621.87
-323,921,811.69 3,689,413.66 -320,232,398.03
-- -
1,143,999,348.69 15,262,878.61 1,159,262,227.30
7.1 7.4
7.4
7.4.1
2013
14
( ) ( [2009]343 ) 2009 6 24 2,885,554,241.41
85%-95% 0-3% 5%-15% 5% 80% A 300 *90%+ *10%
7.4.2
( ) 2006 2 15 - 38 ( ) [2010]5 XBRL 3 < > 2012 11 16
7.4.3
2013 12 31 2013
2013
15
7.4.4
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[1998]55 [2002]128 [2004]78 [2012]85 [2005]103 [2008]16 2008 9 18 [2008]1
(a)
(b)
(c)
(d) 20%
2013 1 1 1 1 1 1 1 50% 1 25%
2013
16
20%
(e) 0.1%
(f) ( )
7.4.7
( )
( )
7.4.8
7.4.8.1
7.4.8.1.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
- - 153,613,339.89 3.95%
7.4.8.1.2
7.4.8.1.3
2013
17
( )
7.4.8.1.4
2013 1 1 2013 12 31
2012 1 1 2012 12 31
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
14,068,468.69 14,622,032.29
2,241,345.77 2,408,428.06
1.5%
= 1.5%/
7.4.8.2.2
2013
18
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2,344,744.77 2,437,005.42
0.25%
= 0.25%/
7.4.8.3 ( )
( )
7.4.8.4
7.4.8.4.1
7.4.8.4.2
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31 2013 12 31 39,184,152.58
2012 12 31 8,234,332.43
7.4.8.6
7.4.8.7
7.4.9 2013 12 31
7.4.9.1 /
2013
19
(2012 ) 12
2013 12 31
7.4.9.2
11.72 652,330 5,742,678.81 7,469,178.50 -
7.4.9.3
7.4.9.3.1
2013 12 31
7.4.9.3.2
2013 12 31
7.4.10
(a)
2013 12 31
:
:
: ( )
2013
20
20 13 12 31
557,367,097.69
7,469,178.50
-
564,836,276.19
1 , 2 0 0 , 1 2 7 . 5 0
-
-
1,200,127.50
558,567,225.19
7,469,178.50
-
566,036,403.69
20 12 12 31
960,621,447.78
36,157,190.27
-
996,778,638.05
-
-
-
-
960,621,447.78
36,157,190.27
-
996,778,638.05
7.4.4.4 7.4.4.5
(b)
2013
21
§8 8.1
1 564,836,276.19 88.12
564,836,276.19 88.12
2 1,200,127.50 0.19
1,200,127.50 0.19
- -
3 - -
4 - -
- -
5 72,837,539.82 11.36
6 2,091,025.86 0.33
7 640,964,969.37 100.00
8.2
A - -
B 18,232,716.96 2.86
C 435,952,707.26 68.39
D 10,223,109.00 1.60
E - -
F 25,344,326.82 3.98
G - -
H - -
I 9,377,759.32 1.47
J 46,754,802.30 7.34
K 4,578,623.64 0.72
L - -
M - -
N 7,829,540.89 1.23
O - -
P - -
Q - -
R 6,542,690.00 1.03
S - -
2013
22
564,836,276.19 88.61
8.3
1 835,416 32,648,057.28 5.12
2 1,615,862 31,654,736.58 4.97
3 381,157 26,757,221.40 4.20
4 1,589,648 25,990,744.80 4.08
5 1,222,996 25,316,017.20 3.97
6 218,574 22,292,362.26 3.50
7 690,006 21,252,184.80 3.33
8 1,354,283 20,801,786.88 3.26
9 835,765 19,205,879.70 3.01
10 503,000 18,988,250.00 2.98
8.4
8.4.1 2% 20
57,799,142.29 4.99
53,237,165.66 4.59
50,800,314.36 4.38
50,470,950.99 4.35
48,460,358.55 4.18
46,587,023.62 4.02
44,219,042.95 3.81
42,324,153.84 3.65
42,044,623.13 3.63
41,166,934.47 3.55
40,548,780.03 3.50
39,610,619.38 3.42
38,969,638.91 3.36
38,045,186.68 3.28
36,575,264.49 3.16
36,511,317.55 3.15
2013
23
34,920,424.57 3.01
34,797,350.39 3.00
34,082,731.23 2.94
31,341,602.53 2.70
31,284,569.29 2.70
30,631,721.85 2.64
30,363,582.75 2.62
29,565,792.20 2.55
29,225,124.90 2.52
29,019,754.55 2.50
28,547,419.10 2.46
28,301,306.90 2.44
26,933,520.67 2.32
26,911,763.48 2.32
26,856,751.32 2.32
26,352,651.02 2.27
26,298,995.24 2.27
26,104,312.12 2.25
25,578,953.01 2.21
25,282,336.08 2.18
24,816,288.00 2.14
24,806,276.56 2.14
24,560,423.30 2.12
24,483,597.57 2.11
24,414,979.35 2.11
24,165,736.07 2.08
24,124,108.65 2.08
23,695,642.09 2.04
23,328,853.82 2.01
23,327,817.21 2.01
8.4.2 2% 20
2013
24
82,096,704.05 7.08
74,884,167.80 6.46
68,334,483.18 5.89
66,984,610.73 5.78
65,782,188.74 5.67
65,016,649.49 5.61
63,833,703.10 5.51
61,193,563.80 5.28
58,941,361.05 5.08
58,181,826.86 5.02
53,181,184.58 4.59
51,139,986.31 4.41
50,527,198.43 4.36
48,135,672.89 4.15
47,693,720.16 4.11
47,365,213.05 4.09
45,743,082.56 3.95
43,985,653.07 3.79
43,677,631.19 3.77
43,258,992.01 3.73
42,973,177.58 3.71
40,481,527.10 3.49
38,747,498.80 3.34
38,234,764.81 3.30
37,747,649.68 3.26
36,901,769.12 3.18
36,681,027.29 3.16
36,627,027.58 3.16
32,414,353.72 2.80
30,632,378.02 2.64
30,413,614.65 2.62
29,180,240.44 2.52
28,694,862.70 2.48
27,660,366.60 2.39
27,470,522.69 2.37
27,388,000.67 2.36
26,750,791.05 2.31
26,629,053.28 2.30
26,526,088.76 2.29
26,163,508.34 2.26
2013
25
26,016,479.73 2.24
25,785,292.82 2.22
25,308,849.58 2.18
25,027,329.36 2.16
25,015,057.85 2.16
24,440,837.06 2.11
24,115,308.47 2.08
23,899,679.74 2.06
23,874,676.78 2.06
23,452,952.37 2.02
23,449,621.03 2.02
8.4.3
2,787,677,047.62
3,327,771,082.08
8.5
1 - -
2 - -
3 - -
- -
4 - -
5 - -
6 - -
7 1,200,127.50 0.19
8 - -
9 1,200,127.50 0.19
8.6
2013
26
1 11,190 1,200,127.50 0.19
8.7
8.8
8.9
8.9.1
8.9.2
8.9.3
1 428,298.93
2 1,543,193.92
3 -
4 25,570.92
5 93,962.09
6 -
7 -
8 -
9 2,091,025.86
8.9.4
8.9.5
8.9.6
§9 9.1
2013
27
10,808 52,738.96 155,959,281.98 27.36%414,043,421.85 72.64%
9.29.3
545,081.40 0.10%
0
10 ( ) 10 50
§1 0
2,885,554,241.41
1,143,999,348.69
50,233,222.41
624,229,867.27
-
570,002,703.83
§11
11.1
11.2
2013 3 27
2014 3 13
11.3
11.4
2013
28
11.5
120000
2013 120000
11.6
11.7
11.7.1
2 2,128,393,700.41 34.81% 1,929,300.34 34.73% 1 1,115,471,560.40 18.24% 1,015,519.89 18.28% 1 585,057,081.47 9.57% 532,633.20 9.59% 1 548,251,266.00 8.97% 499,127.02 8.99% 1 380,800,857.63 6.23% 346,679.34 6.24% 1 350,063,740.22 5.72% 318,698.94 5.74% 1 322,812,019.37 5.28% 293,886.89 5.29% 1 244,409,639.41 4.00% 222,109.23 4.00% 1 145,154,583.32 2.37% 128,447.04 2.31% 1 129,318,492.79 2.11% 117,731.43 2.12% 1 99,040,793.07 1.62% 90,166.66 1.62% 1 59,937,255.88 0.98% 54,566.68 0.98% 1 6,347,589.73 0.10% 5,778.91 0.10% 1 - - - - - - - - - - 18 6,115,058,579.70 100.00% 5,554,645.57 100.00% 1
2
2013
29
1)
a.
b. ,
c. ,
d. ,
e.
2)
a.
b.
c.
d.
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
2013
30
- - - - - - - -
- - - - - - - -
