2016
2013
2013 12 31
2016 2013
1
§1 1.1
2014 3 25
2013 1 1 12 31
2016 2013
2
§2 2.1
2.2
2016 2013
3
2.3
021-20376868 95559
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
2016 2013
4
2.4
www.hsbcjt.cn
8 17
188
3.1
24,948,221.15 -24,756,065.54 -32,564,192.02
10,443,033.18 -2,157,807.07 -67,217,812.14
0.0381 -0.0049 -0.1647
2.33% -0.02% -9.82%
0.4301 0.3976 0.3979
349,619,576.58 509,169,998.90 682,460,847.42
1.4301 1.3976 1.3979
3.2
3.2.1
-2.63% 0.48% -2.55% 0.19% -0.08% 0.29%
2.46% 0.51% -2.22% 0.19% 4.68% 0.32%
2.33% 0.56% -2.83% 0.23% 5.16% 0.33%
-7.74% 0.45% -3.00% 0.29% -4.74% 0.16%
2016 2013
5
16.12% 0.57% 28.65% 0.44% -12.53% 0.13%
109.77% 0.74% 84.89% 0.71% 24.88% 0.03%
3.2.2
2016 2013
6
3.2.3
3.3
2016 2013
7
- - - - - - - - 5.500 409,024,299.37 100,073,878.69 509,098,178.06 5.500 409,024,299.37 100,073,878.69 509,098,178.06
§4 4.1
4.1.1
2005 11 16 2 2013 12 31 12 2016
2006 5 232006 9 27 2007 4 9 2026 2008 7 232008 12 32009 6 242009 12 112010 6 82010 12 8 2011 7 272011 11 2 A 2012 8 1
4.1.2
2016 2013
8
1.
2.
3.
4.2
4.3
4.3.1
2016 2013
9
3 5
4.3.2
5%
4.4
4.4.1 2013 1-4 GDP 7.7 7.4 7.8 7.7 2011-2012 2013 300 7.65%
2013 2
LED3 3
2016 2013
10
1 10 3.5% 10 4.2%245 6 30% 1 6 3.48% 1 78BP1 AAA 108BP 3 10 4% 1.9% 4 12 4
10 4.55% -3.50% -6.22% -5.16%- 1.96%- 0.86%
4.4.2 2013 2.33%- 2.83% 5.16%
4.5
2014 2013
2016 2013
11
2013 2014
4.6
2007< >[2007]21[2008]38
2016 2013
12
1.
2.
1.
2.
3.
1.
2016 2013
13
2.
4.7
§5 5.1
2013 2016
5.2
2013 2016
5.3
2013 2016
§6 2016 2013 12 312013( ) 1400085
2016 2013
14
§7
7.1
2016
2013 12 31
2013 12 31
2012 12 31
14,703,107.32 36,686,789.38
3,418,624.06 11,032,155.13
31,873.59 1,250,000.00
345,674,681.47 380,634,720.75
63,119,542.87 98,440,731.65
- -
282,555,138.60 282,193,989.10
- -
- -
- 80,000,360.00
3,746,392.10 -
3,313,185.87 3,432,791.08
- -
70,543.03 25,243.11
- -
- -
370,958,407.44 513,062,059.45
2013 12 31
2012 12 31
- -
- -
- -
- -
- -
19,923,490.65 1,742,713.14
232,882.54 318,634.58
62,102.01 84,969.22
- -
67,185.32 113,097.30
598,606.40 218,649.20
- -
2016 2013
15
- -
- -
454,563.94 1,413,997.11
21,338,830.86 3,892,060.55
244,469,116.62 364,315,867.76
105,150,459.96 144,854,131.14
349,619,576.58 509,169,998.90
370,958,407.44 513,062,059.45
1. 2013 12 31 1.4301 244,469,116.62
2
7.2
2016
2013 1 1 2013 12 31
2013 1 1 2013 12
31
2012 1 1 2012 12
31
15,508,890.57 5,788,335.07
5,892,649.94 12,826,936.12
471,424.21 1,692,230.62
5,020,408.05 7,171,705.73
- -
400,817.68 3,962,999.77
- -
23,937,017.73 -29,781,522.91
20,239,918.60 -28,733,791.33
- -
3,011,838.08 -2,204,574.05
- -
- -
685,261.05 1,156,842.47
-14,505,187.97 22,598,258.47
- -
184,410.87 144,663.39
2016 2013
16
5,065,857.39 7,946,142.14
2,961,447.22 4,625,591.67
789,719.34 1,233,491.11
- -
818,650.60 1,656,298.86
84,072.23 -
84,072.23 -
411,968.00 430,760.50
10,443,033.18 -2,157,807.07
- -
10,443,033.18 -2,157,807.07
7.3
2016
2013 1 1 2013 12 31
2013 1 1 2013 12 31
364,315,867.76 144,854,131.14 509,169,998.90
- 10,443,033.18 10,443,033.18
-119,846,751.14 -50,146,704.36 -169,993,455.50
52,822,256.28 23,059,511.89 75,881,768.17
-172,669,007.42 -73,206,216.25 -245,875,223.67
- - -
244,469,116.62 105,150,459.96 349,619,576.58
2012 1 1 2012 12 31
488,219,497.18 194,241,350.24 682,460,847.42
- -2,157,807.07 -2,157,807.07
-123,903,629.42 -47,229,412.03 -171,133,041.45
15,585,371.54 6,159,876.65 21,745,248.19
2016 2013
17
-139,489,000.96 -53,389,288.68 -192,878,289.64
- - -
364,315,867.76 144,854,131.14 509,169,998.90
7.1 7.4
7.4
7.4.1
2016() 2016 ( [2006] 53 ) 2016 2006 5 23 2,921,919,211.81
2016 2016
5%
X * A + (1-X)* ) 2016 6 1() X
2016 2013
18
2008 11 11 2010 12 16 A A2013 2 1 2016 6 1X * A + 1-X*X * A + 1-X*
7.4.2
( ) 2006 2 15 - 38 ( )[2010]5 XBRL 3 < > 2012 11 16
7.4.3
2013 12 31 2013 1 1 2013 12 31
7.4.4
7.4.5
7.4.5.1
2016 2013
19
7.4.5.2
7.4.5.3
7.4.6
[1998]55[2002]128[2004]78[2012]85[2 005]103[2008]16 2008 9 18[2008]1
(a)
(b)
(c)
(d) 20% 2013 1 1 1 1 1 1 1 50% 1 25% 20%
(e) 0.1%
(f) ()
2013 12 31
2012 12 31
2016 2013
20
598,606.40
218,649.20
7.4.7
( )
( )
7.4.8
7.4.8.1
7.4.8.1.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
3,647,572.97 0.71% 51,871,964.33 4.84%
7.4.8.1.2
7.4.8.1.3
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2016 2013
21
- - 18,390,497.00 8.35%
7.4.8.1.4
2013 1 1 2013 12 31
2012 1 1 2012 12 31
15,000,000.00 1.01% - -
7.4.8.1.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
7.4.8.2
7.4.8.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2,961,447.22 4,625,591.67
2016 2013
22
558,885.80 608,702.82
= /
?? 2011/05/31
1.50%
?? 2011/06/01 2016/05/31
0.75%
?? 2016/06/01
0.38%
7.4.8.2.2
2013 1 1 2013 12 31
2012 1 1 2012 12 31
789,719.34 1,233,491.11
= /
?? 2011/05/31
0.25%
?? 2011/06/01 2016/05/31
0.20%
?? 2016/06/01
0.10%
7.4.8.3 ( )
( )
7.4.8.4
2016 2013
23
7.4.8.4.1
7.4.8.4.2
7.4.8.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2013 12 31 3,450,497.65
(2012 12 31 11,032,155.13 )
7.4.8.6
7.4.8.7
2013 12 31 2012 12 31
13 01 9,998,900.00 2.8599% - -
13 01()
7.4.9 2013 12 31
7.4.9.1 /
(2012 )
2016 2013
24
12
2013 12 31
7.4.9.2
2013 12 31
7.4.9.3
7.4.9.3.1
2013 12 31
7.4.9.3.2
2013 12 31
7.4.10
(a)
2013 12 31
:
:
: ()
2013 12 31
2016 2013
25
63,119,542.87
-
-
63,119,542.87
176,858,138.60
105,697,000.00
-
282555138.60
239,977,681.47
105,697,000.00
-
345,674,681.47
2012 12 31
89,927,164.65
8,513,567.00
-
98,440,731.65
99,880,989.10
182,313,000.00
-
282,193,989.10
189,808,153.75
190,826,567.00
-
380,634,720.75
7.4.4.4 7.4.4.5
(b)
2016 2013
26
§8 8.1
1 63,119,542.87 17.02
63,119,542.87 17.02
2 282,555,138.60 76.17
282,555,138.60 76.17
- -
3 - -
4 - -
- -
5 18,121,731.38 4.89
6 7,161,994.59 1.93
7 370,958,407.44 100.00
8.2
A - -
B 173,575.68 0.05
C 62,945,967.19 18.00
D - -
E - -
F - -
G - -
H - -
I - -
J - -
K - -
L - -
M - -
N - -
O - -
P - -
Q - -
R - -
S - -
2016 2013
27
63,119,542.87 18.05
8.3
1 237,084 9,277,096.92 2.65
2 727,590 7,705,178.10 2.20
3 458,580 7,658,286.00 2.19
4 481,500 7,395,840.00 2.12
5 423,341 5,596,568.02 1.60
6 155,237 5,431,742.63 1.55
7 130,571 5,102,714.68 1.46
8 298,400 4,144,776.00 1.19
9 158,576 3,931,099.04 1.12
10 105,286 1,785,650.56 0.51
8.4
8.4.1 2% 20
1 10,507,268.69 2.06
2 9,040,655.27 1.78
3 8,825,350.60 1.73
4 7,570,078.50 1.49
5 7,209,577.22 1.42
6 7,153,787.25 1.40
7 6,960,335.79 1.37
8 6,430,137.94 1.26
9 6,114,458.65 1.20
10 5,973,508.66 1.17
11 5,744,340.15 1.13
12 5,653,055.79 1.11
13 5,263,189.76 1.03
14 5,256,856.59 1.03
15 5,127,537.00 1.01
16 4,559,159.63 0.90
2016 2013
28
17 4,380,334.00 0.86
18 4,243,410.18 0.83
19 4,073,112.21 0.80
20 3,558,969.08 0.70
8.4.2 2% 20
1 12,636,625.58 2.48
2 9,058,502.30 1.78
3 8,388,420.10 1.65
4 8,230,842.01 1.62
5 8,169,879.29 1.60
6 8,109,176.67 1.59
7 7,871,769.80 1.55
8 7,567,815.60 1.49
9 7,526,222.64 1.48
10 7,196,887.35 1.41
11 6,366,918.67 1.25
12 6,333,496.73 1.24
13 5,772,007.89 1.13
14 5,732,774.81 1.13
15 5,536,611.84 1.09
16 5,469,518.03 1.07
17 5,290,955.33 1.04
18 5,129,021.00 1.01
19 4,840,421.83 0.95
20 4,796,281.53 0.94
8.4.3
229,699,637.01
2016 2013
29
286,971,340.79
8.5
1 - -
2 - -
3 86,683,000.00 24.79
86,683,000.00 24.79
4 63,843,795.00 18.26
5 - -
6 - -
7 132,028,343.60 37.76
8 - -
9 282,555,138.60 80.82
8.6
1 601,000 60,911,350.00 17.42
2 300,000 29,811,000.00 8.53
3 200,000 19,116,000.00 5.47
4 200,000 19,014,000.00 5.44
5 200,000 18,896,000.00 5.40
8.7
8.8
8.9
8.9.1
8.9.2
8.9.3
2016 2013
30
1 31,873.59
2 3,746,392.10
3 -
4 3,313,185.87
5 70,543.03
6 -
7 -
8 -
9 7,161,994.59
8.9.4
1 60,911,350.00 17.42
2 17,821,050.00 5.10
3 17,648,275.20 5.05
4 12,878,277.50 3.68
5 9,626,936.90 2.75
6 2,146,111.50 0.61
8.9.5
8.9.6
§9 9.1
9,784 24,986.62 10,187,137.54 4.17% 234,281,979.08 95.83%
9.29.3
26,915.70 0.01%
0
2016 2013
31
10 0
§10
2,921,919,211.81
364,315,867.76
52,822,256.28
172,669,007.42
-
244,469,116.62
§11
11.1
11.2
2013 3 27
2013 4 13
2013 4 27
2014 3 13
11.3
11.4
11.5
90000
2016 2013
32
2013 90000
11.6
11.7
11.7.1
1 152,476,118.25 29.51% 138,814.02 29.63% 1 106,501,942.84 20.61% 96,752.95 20.65% 1 63,790,257.79 12.35% 56,607.15 12.08% 1 57,445,660.30 11.12% 52,298.60 11.16% 1 34,599,072.96 6.70% 31,499.05 6.72% 1 30,236,364.91 5.85% 27,306.47 5.83% 1 29,941,924.72 5.80% 27,259.18 5.82% 2 16,473,020.98 3.19% 14,996.93 3.20% 1 10,916,995.80 2.11% 9,938.67 2.12% 1 4,716,610.27 0.91% 4,293.92 0.92% 1 4,266,816.96 0.83% 3,884.52 0.83% 1 3,647,572.97 0.71% 3,320.74 0.71% 1 1,658,619.05 0.32% 1,510.01 0.32% 1 - - - - - - - - 17 516,670,977.80 100.00% 468,482.21 100.00% 1,
2
3
1)
a.
b.,
c.,
2016 2013
33
d. ,
e.
2)
a.
b.
c.
d.
114,970,475.80 62.27% 518,200,000.00 34.97% - - - -
16,734,759.21 9.06% - - - - - -
- - - - - - - -
2,901,250.00 1.57% 312,500,000.00 21.09% - - - -
24,037,139.70 13.02% 248,000,000.00 16.74% - - - -
1,414,673.75 0.77% - - - - - -
6,418,834.66 3.48% - - - - - -
- - - - - - - -
2,593,252.20 1.40% 26,000,000.00 1.75% - - - -
12,622,103.30 6.84% 362,000,000.00 24.43% - - - -
2,950,000.00 1.60% - - - - - -
- - 15,000,000.00 1.01% - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
184,642,488.62 100.00%
1,481,700,000.0
0
100.00% - - - -
2016 2013
34
