2016 2013
0
2016
2013
2013 12 31
2016 2013
0
1
1.1
2014 3 25
2013 1 1 12 31
2016 2013
1
1.2
§1? ................................................................................................................ 0?
1.1? ............................................................................................................................ 0?
§2? ............................................................................................................................ 3?
2.1? .................................................................................................................... 3?
2.2? .................................................................................................................... 3?
2.3? ................................................................................................. 5?
2.4? .................................................................................................................... 5?
2.5? .................................................................................................................... 5?
§3? ............................................................. 5?
3.1? ................................................................................................. 5?
3.2? .................................................................................................................... 6?
3.3
.......................................................................................... 8?
§4? ........................................................................................................................ 9?
4.1? ............................................................................................. 9?
4.2? ................................................... 10?
4.3? ............................................................... 10?
4.4? ............................................... 1 1?
4.5? ............................................... 13?
4.6? ............................................................... 14?
4.7? ........................................................... 14?
4.8? ............................................................... 16?
§5? ...................................................................................................................... 16?
5.1? ................................................................... 16?
5.2? 16?
5.3? ................... 17?
§6? .......................................................................................................................... 17?
6.1? .......................................................................................................... 17?
6.2? ...................................................................................................... 17?
§7? .................................................................................................................. 18?
7.1? ...................................................................................................................... 18?
7.2? .............................................................................................................................. 19?
7.3? ................................................................................... 20?
7.4? .......................................................................................................................... 21?
§8? .................................................................................................................. 47?
8.1? .................................................................................................. 47?
8.2? ................................................................................... 47?
8.3? ....................... 48?
8.4? ............................................................................... 49?
8.5? ........................................................................... 50?
8.6? ................... 51?
8.7? ....... 51?
8.8? ................... 51?
8.9? ........................................................... 51?
2016 2013
2
8.10? ........................................................... 52?
8.11? .......................................................................................................... 52?
§9? ...................................................................................................... 53?
9.1? ....................................................................... 53?
9.2? ........................................................... 53?
§10? ...................................................................................................... 53?
§11? .................................................................................................................. 54?
11.1? ............................................................................................... 54?
11.2? ............................... 54?
11.3? ................................................... 54?
11.4? ...................................................................................................... 54?
11.5? ........................................................................... 54?
11.6? ........................................... 55?
11.7? ....................................................................... 55?
11.8? .................................................................................................................. 57?
§12? .................................................................................................................. 59?
12.1? .................................................................................................................. 59?
12.2? .......................................................................................................................... 60?
12.3? .......................................................................................................................... 60?
2016 2013
3
2
2.1
2016 2016 540001
540001 541001
2006 5 23
244,469,116.62 2.2
/ /
1.
2.
/ CFROI
3.
1. 2016 6 1
2016 5 31
= X * A + 1-X *
X
2016 2013
4
1.2008 11 11
2.2010 12 16 A A 3.2013 2 1 2016 6 1 X * A + 1-X * X * A + 1-X *
4.2016 6 1
2016 6 1 =
2016 2013
5
2.3
021-20376868 95559
compliance@hsbcjt.cn peixm@bankcomm.com
021-20376888 95559
021-20376999 021-62701216
8 17
188
8 17
188
200120 200120
2.4
www.hsbcjt.cn
8 17
188
2.5
1266 50
8 17
3
3.1
3.1.1
2013 2012 2011
24,948,221.15 -24,756,065.54 -32,564,192.02
2016 2013
6
10,443,033.18 -2,157,807.07 -67,217,812.14
0.0381 -0.0049 -0.1647
2.65% -0.35% -10.02%
2.33% -0.02% -9.82%
3.1.2
2013 2012 2011
105,150,459.96 144,854,131.14 194,241,350.24
0.4301 0.3976 0.3979
349,619,576.58 509,169,998.90 682,460,847.42
1.4301 1.3976 1.3979
3.1.3
2013 2012 2011
109.77% 105.01% 105.05%
3.2
3.2.1
-2.63% 0.48% -2.55% 0.19% -0.08% 0.29%
2.46% 0.51% -2.22% 0.19% 4.68% 0.32%
2.33% 0.56% -2.83% 0.23% 5.16% 0.33%
-7.74% 0.45% -3.00% 0.29% -4.74% 0.16%
16.12% 0.57% 28.65% 0.44% -12.53% 0.13%
109.77% 0.74% 84.89% 0.71% 24.88% 0.03%
3.2.2
2016
2016 2013
7
2006 5 23 2013 12 31
1. 2006 5 23 2007 5 31 0-65% 35-100% 6 2006 11 23
2. 2007 6 1 2008 5 31 0-60% 40-100%
3. 2008 6 1 2009 5 31 0-55% 45-100%
4. 2009 6 1 2010 5 31 0-45% 55-100%
5. 2010 6 1 2011 5 31 0-40% 60-100%
6. 2011 6 1 2012 5 31 0-35% 65-100%
7. 2012 6 1 2013 5 31 0-25% 75-100%
8. 2013 6 1 2014 5 31 0-20% 80-100%
9. 2006 5 23 2007 5 31 = 45.5% A 54.5% 2007 6 1 2008 5 31 42% A 58% 2008 6 1 2009 5 31 38.5% A 61.5% 2009 6 1 2010 5 31 31.5% A 68.5% 2010 6 1 2011 5 31 28% A 72%
2011 6 1 2012 5 31
2016 2013
8
24.5% A 75.5% 2012 6 1 2013 1 31 17.5% A 82.5% 2013 2 1 2013 5 31 17.5% A 82.5% 2013 6 1 2014 5 31 14% A 86%
10. A
11.2008 11 11
12.2010 12 16 A A
3.2.3
2016
2006 5 23 2013 12 31
3.3
10
2013 - - - - -
2012 - - - - -
2011 5.500 409,024,299.37 100,073,878.69 509,098,178.06 -
5.500 409,024,299.37 100,073,878.69 509,098,178.06 -
2016 2013
9
4
4.1
4.1.1
2005 11 16 2 2013 12 31 12 2016 2006 5 23 2006 9
27 2007 4 9 2026 2008 7 23 2008 12 3
2009 6 24 2009 12 11 2010 6 8 2010 12 8 2011 7 27 2011 11 2 A
2012 8 1
4.1.2
2013-04-13- 13
2013-04-27- 7
2016 2013
10
2026
2026
2010-12-11 2013-04-27 16
2006 1
1.
2.
3.
4.2
4.3
4.3.1
2016 2013
11
1 2 3 4
4.3.2
3 5
4.3.3
5%
4.4
4.4.1
2013 1-4 GDP 7.7 7.4 7.8 7.7 2011-2012 2013
2016 2013
12
300 7.65%
2013 2 LED 3 3
1 10 3.5% 10 4.2% 2 4 5 6 30% 1 6 3.48% 1 78BP 1 AAA 108BP 3 10 4% 1.9% 4 12 4 10 4.55% -3.50% -6.22% -5.16% -1.96% -0.86%
2016 2013
13
4.4.2
2013 2.33% -2.83% 5.16%
4.5
2014 2013
2013 2014
2016 2013
14
4.6
1.
2.
3.
4.
5.
6.
7.
4.7
2007
2016 2013
15
< > [2007]21
[2008]38
1.
2.
1.
2.
3.
2016 2013
16
1.
2.
4.8
5
5.1
2013 2016
5.2
2013 2016
2016 2013
17
5.3
2013 2016
6
6.1
1400085
6.2
2016
18 47 2016 ( 2016
) 2013 12 31 2013 ( )
2016 (1) ( ) (2)
2016 2013
18
2016 7.4.2 2016 2013 1
2 31 2013
1266 50
2014-03-26
7
7.1
2016
2013 12 31
2013 12 31
2012 12 31
14,703,107.32 36,686,789.38
3,418,624.06 11,032,155.13
31,873.59 1,250,000.00
345,674,681.47 380,634,720.75
63,119,542.87 98,440,731.65
--
282,555,138.60 282,193,989.10
--
2016 2013
19
--
- 80,000,360.00
3,746,392.10 -
3,313,185.87 3,432,791.08
--
70,543.03 25,243.11
--
--
370,958,407.44 513,062,059.45
2013 12 31
2012 12 31
--
--
--
--
--
19,923,490.65 1,742,713.14
232,882.54 318,634.58
62,102.01 84,969.22
--
67,185.32 113,097.30
598,606.40 218,649.20
--
--
--
454,563.94 1,413,997.11
21,338,830.86 3,892,060.55
244,469,116.62 364,315,867.76
105,150,459.96 144,854,131.14
349,619,576.58 509,169,998.90
370,958,407.44 513,062,059.45
2013 12 31 1.4301 244,469,116.62
7.2
2016
2013 1 1 2013 12 31
2016 2013
20
2013 1 1 2013 12
31
2012 1 1 2012 12
31
15,508,890.57 5,788,335.07
1.
5,892,649.94 12,826,936.12
471,424.21 1,692,230.62
5,020,408.05 7,171,705.73
--
400,817.68 3,962,999.77
--
2. “-”
23,937,017.73 -29,781,522.91
20,239,918.60 -28,733,791.33
--
3,011,838.08 -2,204,574.05
--
--
685,261.05 1,156,842.47
3. “-”
-14,505,187.97 22,598,258.47
4. “ ”
--
5. “-”
184,410.87 144,663.39
5,065,857.39 7,946,142.14
1
2,961,447.22 4,625,591.67
2
789,719.34 1,233,491.11
3
--
4
818,650.60 1,656,298.86
5
84,072.23 -
84,072.23 -
6
411,968.00 430,760.50
“-”
10,443,033.18 -2,157,807.07
--
“-”
10,443,033.18 -2,157,807.07
7.3
2016
2013 1 1 2013 12 31
2016 2013
21
2013 1 1 2013 12 31
364,315,867.76 144,854,131.14 509,169,998.90
- 10,443,033.18 10,443,033.18
“-”
-119,846,751.14 -50,146,704.36 -169,993,455.50
1. 52,822,256.28 23,059,511.89 75,881,768.17
2. -172,669,007.42 -73,206,216.25 -245,875,223.67
“-”
-- -
244,469,116.62 105,150,459.96 349,619,576.58
2012 1 1 2012 12 31
488,219,497.18 194,241,350.24 682,460,847.42
- -2,157,807.07 -2,157,807.07
“-”
-123,903,629.42 -47,229,412.03 -171,133,041.45
1. 15,585,371.54 6,159,876.65 21,745,248.19
2. -139,489,000.96 -53,389,288.68 -192,878,289.64
“-”
-- -
364,315,867.76 144,854,131.14 509,169,998.90
7.1 7.4
7.4
7.4.1
2016 ( ) 2016 ( [2006] 53 ) 2016 2006 5 23 2,921,919,211.81
2016 2013
22
2016 2016
5%
X * A + (1-X)* ) 2016 6 1 ( ) X
2008 11 11 2010
12 16 A A 2013 2 1 2016 6
1 X * A + 1-X * X * A + 1-X *
2016 2013
23
7.4.2
( ) 2006 2 15 - 38 ( ) [2010]5
XBRL 3 < > 2012 11 16
7.4.3
2013 12 31 2013 1 1 2013 12 31
7.4.4
7.4.4.1
1 1 12 31
7.4.4.2
7.4.4.3
?
?
?
?
2016 2013
24
?
7.4.4.4
7.4.4.5
7.4.4.6
?
?
7.4.4.7
2016 2013
25
7.4.4.8
/ ( )
7.4.4.9 /( )
/( ) /( ) /( )
( )
/( )
7.4.4.10
2016
2016 2013
26
2011/05/31 1.50%
2011/06/01 2016/05/31
0.75%
2016/06/01
0.38%
2016
2011/05/31 0.25%
2011/06/01 2016/05/31
0.20%
2016/06/01
0.10%
7.4.4.11
2 50% 3
7.4.4.12
(1) (2)
2016 2013
27
(3)
7.4.4.13
[2008]38
[2007]21 < > < >
< >
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[1998]55 [2002]128 [2004]78 [2012]85 [2005]103
2016 2013
28
[2008]16 2008 9 18 [2008]1
(a)
(b)
(c)
(d) 20% 2013 1 1 1 1 1 1 1 50% 1 25% 20%
(e) 0.1%
(f) ( )
20 13 12 31
2 01 2 12 31
59 8,6 0 6.4 0
21 8,6 49 . 20
7.4.7
7.4.7.1
2013 12 31
2012 12 31
14,703,107.32 36,686,789.38
--
--
14,703,107.3236,686,789.38
7.4.7.2
2016 2013
29
2013 12 31
54,094,843.8663,119,542.879,024,699.01
188,201,474.41 176,858,138.60 -11,343,335.81
109,432,345.46 105,697,000.00 -3,735,345.46
297,633,819.87 282,555,138.60 -15,078,681.27
---
---
---
351,728,663.73 345,674,681.47 -6,053,982.26
2012 12 31
91,126,629.0498,440,731.657,314,102.61
97,159,180.54 99,880,989.10 2,721,808.56
183,897,705.46 182,313,000.00 -1,584,705.46
281,056,886.00 282,193,989.10 1,137,103.10
---
---
---
372,183,515.04 380,634,720.75 8,451,205.71
7.4.7.3 /
2013 (2012 )
7.4.7.4
7.4.7.4.1
2013 12 31
--
--
2012 12 31
80,000,360.00 -
80,000,360.00 -
7.4.7.4.2
2016 2013
30
7.4.7.5
2013 12 31
2012 12 31
1,616.07 13,660.49
- -
- -
719.52 8,735.58
3,310,835.95 3,339,999.64
- 70,395.29
0.03 0.08
14.30 -
3,313,185.87 3,432,791.08
7.4.7.6
2013 (2012 )
7.4.7.7
2013 12 31
2012 12 31
67,185.32 111,562.30
- 1,535.00
67,185.32113,097.30
7.4.7.8
2013 12 31
2012 12 31
- 1,000,000.00
45,029.58 3,933.08
87.50 64.03
- -
- -
300,000.00 300,000.00
90,000.00 110,000.00
19,446.86 -
454,563.94 1,413,997.11
7.4.7.9
2016 2013
31
2013 1 1 2013 12 31
364,315,867.76 364,315,867.76
52,822,256.28 52,822,256.28
“-” -172,669,007.42 -172,669,007.42
244,469,116.62 244,469,116.62
7.4.7.10
303,442,325.79 -158,588,194.65 144,854,131.14
24,948,221.15 -14,505,187.97 10,443,033.18
-102,254,321.89 52,107,617.53 -50,146,704.36
46,494,594.64 -23,435,082.75 23,059,511.89
-148,748,916.53 75,542,700.28 -73,206,216.25
---
226,136,225.05 -120,985,765.09 105,150,459.96
7.4.7.11
2013 1 1 2013 12 31
2012 1 1 2012 12 31
211,237.31 787,219.55
--
--
256,092.91 904,668.04
4,093.99 343.03
471,424.211,692,230.62
7.4.7.12
2013 1 1 2013 12 31
2012 1 1 2012 12 31 286,971,340.79 555,033,405.75
266,731,422.19 583,767,197.08
20,239,918.60 -28,733,791.33
7.4.7.13
2016 2013
32
2013 1 1 2013 12 31
2012 1 1 2012 12 31
246,651,702.03 145,559,221.08
239,337,235.69 146,844,613.39
4,302,628.26 919,181.74
3,011,838.08 -2,204,574.05
7.4.7.14
2013 1 1 2013 12 31
2012 1 1 2012 12 31
685,261.05 1,156,842.47
--
685,261.05 1,156,842.47
7.4.7.15
2013 1 1 2013 12 31
2012 1 1 2012 12 31
1. -14,505,187.97 22,598,258.47
1,710,596.40 19,910,984.91
-16,215,784.37 2,687,273.56
--
--
2. --
--
3. --
-14,505,187.9722,598,258.47
7.4.7.16
2013 1 1 2013 12 31
2012 1 1 2012 12 31 181,457.01 144,366.24
- -
2,953.86 297.15
- -
2016 2013
33
184,410.87 144,663.39
7.4.7.17
2013 1 1 2013 12 31
2012 1 1 2012 12 31
816,175.60 1,655,548.86
2,475.00 750.00
818,650.60 1,656,298.86
7.4.7.18
2013 1 1 2013 12 31
2012 1 1 2012 12 31
90,000.00 110,000.00
300,000.00 300,000.00
3,568.00 2,760.50
18,000.00 18,000.00
400.00 -
411,968.00 430,760.50
7.4.8
7.4.8.1
7.4.8.2
7.4.9
( )
( )
( )
( )
( )
( )
( )
2016 2013
34
7.4.10
7.4.10.1
7.4.10.1.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
3,647,572.970.71%51,871,964.33 4.84%
7.4.10.1.2
7.4.10.1.3
2013 1 1 2013 12 31
2012 1 1 2012 12 31
--18,390,497.00 8.35%
7.4.10.1.4
2013 1 1 2013 12 31
2012 1 1 2012 12 31
15,000,000.001.01% - -
7.4.10.1.5
2013 1 1 2013 12 31
2016 2013
35
3,320.74 0.71% 1,768.99 2.63%
2012 1 1 2012 12 31
44,091.36 4.81% - -
7.4.10.2
7.4.10.2.1
2013 1 1 2013 12 31
2012 1 1 2012 12 31
2,961,447.22 4,625,591.67
558,885.80 608,702.82
= /
2011/05/31 1.50%
2011/06/01 2016/05/31
0.75%
2016/06/01
0.38%
7.4.10.2.2
2016 2013
36
2013 1 1 2013 12 31
2012 1 1 2012 12 31
789,719.34 1,233,491.11
= /
2011/05/31 0.25%
2011/06/01 2016/05/31
0.20%
2016/06/01
0.10%
7.4.10.3 ( )
( )
7.4.10.4
7.4.10.4.1
7.4.10.4.2
7.4.10.5
2013 1 1 2013 12 31
2012 1 1 2012 12 31
14,703,107.32 211,237.31 36,686,789.38 787,219.55
2013 12 31 3,450,497.65
(2012 12 31 11,032,155.13 )
7.4.10.6
2016 2013
37
7.4.10.7
2013 12 31 2012 12 31
1301 9,998,900.00 2.8599% - -
13 01 ( )
7.4.11
2013 2012
7.4.12 2013 12 31
7.4.12.1 /
(2012 ) 12
2013 12 31
7.4.12.2
2013 12 31
7.4.12.3
7.4.12.3.1
2013 12 31
7.4.12.3.2
2013 12 31
7.4.13
7.4.13.1
2016 2013
38
7.4.13.2
10% 10%
7.4.13.2.1
2016 2013
39
7.4.13.2.2
2013 12 31
2012 12 31
AAA 141,214,695.20 85,275,932.30
AAA 54,657,443.40 34,617,056.80
- -
195,872,138.60 119,892,989.10
2013 12 31 86,683,000.00 2012 12 31 162,301,000.00
2006 3 29 [2006]95 2006 11 21 AAA AA A BBB BB B CCC CC C AAA CCC + -
AAA
AA
A
BBB
BB
B
2016 2013
40
CCC
CC
C
7.4.13.3
13
7.4.13.4
7.4.13.4.1
2016 2013
41
7.4.13.4.1.1
2013 12
31
1
1-3
6
3
-1
6 -1
1 1-5 5
14,703,10
7.32
- - - - - - -
- 14,703,10
7.32
3,418,624
.06
- - - - - - -
- 3,418,624
.06
31,873.59 - - - - - - -
-
31,873.59
-
27,275,21
2.10
-
152,679,5
82.70
- -
93,374,34
3.80
9,226,000
.00
63,119,54
2.87
345,674,6
81.47
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - -
3,746,392
.10
3,746,392
.10
- - - - - - - -
3,313,185
.87
3,313,185
.87
- - - - - - - - - -
- - - - - 0.00 - -
70,543.03
70,543.03
- - - - - - - -
-
-
- - - - - - - - - -
18,153,60
4.97
27,275,21
2.10
-
152,679,5
82.70
- -
93,374,34
3.80
9,226,000
.00
70,249,66
3.87
370,958,4
07.44
- - - - - - - - - -
- - - - - - - - - -
2016 2013
42
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - -
19,923,49
0.65
19,923,49
0.65
- - - - - - - -
232,882.5
4
232,882.5
4
- - - - - - - -
62,102.01
62,102.01
- - - - - - - -
-
-
- - - - - - - -
67,185.32
67,185.32
- - - - - - - -
598,606.4
0
598,606.4
0
- - - - - - - - - -
- - - - - - - - - -
- - - - - - - -
-
-
- - - - - - - -
454,563.9
4
454,563.9
4
- - - - - - - -
21,338,83
0.86
21,338,83
0.86
18,153,60
4.97
27,275,21
2.10
-
152,679,5
82.70
- -
93,374,34
3.80
9,226,000
.00
48,910,83
3.01
349,619,5
76.58
2012 12
31
1
1 3
6
3 1
6 1
1 1 5 5
2016 2013
43
36,686,78
9.38
- - - - - - -
- 36,686,78
9.38
11,032,15
5.13
- - - - - - -
- 11,032,15
5.13
- - - - - - - -
1,250,000
.00
1,250,000
.00
19,940,00
0.00
19,045,55
3.70
-
63,371,91
5.80
- -
107,959,5
19.60
71,877,00
0.00
98,440,73
1.65
380,634,7
20.75
- - - - - - - -
-
-
80,000,36
0.00
- - - - - - -
- 80,000,36
0.00
- - - - - - - -
-
-
- - - - - - - -
3,432,791
.08
3,432,791
.08
- - - - - - - - - -
25,243.11 - - - - - - -
-
25,243.11
- - - - - - - -
-
-
- - - - - - - - - -
147,684,5
47.62
19,045,55
3.70
-
63,371,91
5.80
- -
107,959,5
19.60
71,877,00
0.00
103,123,5
22.73
513,062,0
59.45
- - - - - - - - - -
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - - - -
2016 2013
44
- - - - - - - -
1,742,713
.14
1,742,713
.14
- - - - - - - -
318,634.5
8
318,634.5
8
- - - - - - - -
84,969.22
84,969.22
- - - - - - - -
-
-
- - - - - - - -
113,097.3
0
113,097.3
0
- - - - - - - -
218,649.2
0
218,649.2
0
- - - - - - - - - -
- - - - - - - - - -
- - - - - - - -
-
-
- - - - - - - -
1,413,997
.11
1,413,997
.11
- - - - - - - -
3,892,060
.55
3,892,060
.55
147,684,5
47.62
19,045,55
3.70
-
63,371,91
5.80
- -
107,959,5
19.60
71,877,00
0.00
99,231,46
2.18
509,169,9
98.90
7.4.13.4.1.2
2013 12 31
2012 12 31
2016 2013
45
25 1,805,623.16 2,178,748.58
25 1,805,623.16 2,178,748.58
7.4.13.4.2
7.4.13.4.3
18.05% 80.82%, 2013 12 31
7.4.13.4.3.1
2013 12 31
2012 12 31
%
%
- 63,119,542.87 18.05 98,440,731.65 19.33
- 282,555,138.60 80.82 282,193,989.10 55.42
- --- -
--- -
345,674,681.4798.87380,634,720.75 74.76
7.4.13.4.3.2
2013 12 31
2012 12 31
5% 37,825,359.63 24,357,032.46
5% 37,825,359.63 24,357,032.46
7.4.14
2016 2013
46
(a)
2013 12 31
:
:
: ( )
20 13 12 31
63, 1 19 , 54 2. 87
-
-
63, 1 19, 54 2. 87
176,858,138.60
105,697,000.00
-
282555138.60
239,977,681.47
105,697,000.00
-
345,674,681.47
20 12 12 31
89,927,164.65
8,513,567.00
-
98,440,731.65
99,880,989.10
182,313,000.00
-
282,193,989.10
189,808,153.75
190,826,567.00
-
380,634,720.75
2016 2013
47
7.4.4.4 7.4.4.5
(b)
8
8.1
%
1
63,119,542.8717.02
63,119,542.8717.02
2
282,555,138.6076.17
282,555,138.6076.17
--
3
--
4
--
--
5
18,121,731.38 4.89
6
7,161,994.591.93
7
370,958,407.44100.00
8.2
A
- -
B
173,575.68 0.05
C
62,945,967.19 18.00
D
- -
2016 2013
48
E
- -
F
- -
G
- -
H
- -
I
- -
J
- -
K
- -
L
- -
M
- -
N
- -
O
- -
P
- -
Q
- -
R
- -
S
- -
63,119,542.87 18.05
8.3
1 600389
237,084 9,277,096.92 2.65
2 600596
727,590 7,705,178.10 2.20
3 300107
458,580 7,658,286.00 2.19
4 000860
481,500 7,395,840.00 2.12
5 600352
423,341 5,596,568.02 1.60
6 600486
155,237 5,431,742.63 1.55
7 600887
130,571 5,102,714.68 1.46
8 600261
298,400 4,144,776.00 1.19
9 600703
158,576 3,931,099.04 1.12
10 600585
105,286 1,785,650.56 0.51
11 601992
151,752 1,031,913.60 0.30
12 300054
42,600 839,220.00 0.24
13 002391
31,200 745,680.00 0.21
14 002456
14,900 716,392.00 0.20
15 002005
90,200 714,384.00 0.20
16 002241
12,248 429,659.84 0.12
17 002473
18,000 378,000.00 0.11
18 600583
22,368 173,575.68 0.05
2016 2013
49
19 300274
1,212 38,965.80 0.01
20 002643
1,000 13,330.00 0.00
21 600889
1,000 5,250.00 0.00
22 002172
1,000 4,220.00 0.00
8.4
8.4.1 2% 20
1 600486
10,507,268.69 2.06
2 600596
9,040,655.27 1.78
3 600389
8,825,350.60 1.73
4 600352
7,570,078.50 1.49
5 000860
7,209,577.22 1.42
6 002172
7,153,787.25 1.40
7 600157
6,960,335.79 1.37
8 300107
6,430,137.94 1.26
9 300228
6,114,458.65 1.20
10 600583
5,973,508.66 1.17
11 600261
5,744,340.15 1.13
12 600887
5,653,055.79 1.11
13 300074
5,263,189.76 1.03
14 600703
5,256,856.59 1.03
15 300274
5,127,537.00 1.01
16 600585
4,559,159.63 0.90
17 002250
4,380,334.00 0.86
18 600889
4,243,410.18 0.83
19 600509
4,073,112.21 0.80
20 600284
3,558,969.08 0.70
8.4.2 2% 20
2016 2013
50
1 601117
12,636,625.58 2.48
2 000002
9,058,502.30 1.78
3 600048
8,388,420.10 1.65
4 600030
8,230,842.01 1.62
5 002038
8,169,879.29 1.60
6 300228
8,109,176.67 1.59
7 300274
7,871,769.80 1.55
8 600585
7,567,815.60 1.49
9 002172
7,526,222.64 1.48
10 600486
7,196,887.35 1.41
11 600583
6,366,918.67 1.25
12 600352
6,333,496.73 1.24
13 600837
5,772,007.89 1.13
14 600383
5,732,774.81 1.13
15 601669
5,536,611.84 1.09
16 002146
5,469,518.03 1.07
17 601088
5,290,955.33 1.04
18 600720
5,129,021.00 1.01
19 002244
4,840,421.83 0.95
20 300074
4,796,281.53 0.94
8.4.3
229,699,637.01
286,971,340.79
8.5
1
- -
2
- -
3
86,683,000.00 24.79
2016 2013
51
86,683,000.00 24.79
4
63,843,795.00 18.26
5
- -
6
- -
7
132,028,343.60 37.76
8
- -
9
282,555,138.60 80.82
8.6
1 113002
601,000 60,911,350.00 17.42
2 130218 13 18 300,000 29,811,000.00 8.53
3 130219 13 19 200,000 19,116,000.00 5.47
4 1180163 11 07 200,000 19,014,000.00 5.44
5 060201 06 01 200,000 18,896,000.00 5.40
8.7
8.8
8.9
8.9.1
8.9.2
2016 2013
52
8.10
8.10.1
8.10.2
8.10.3
8.11
8.11.1
8.11.2
8.11.3
1
31,873.59
2
3,746,392.10
3
-
4
3,313,185.87
5
70,543.03
6
-
7
-
8
-
9
7,161,994.59
8.11.4
1 113002
60,911,350.00 17.42
2 113001
17,821,050.00 5.10
3 110015
17,648,275.20 5.05
4 110018
12,878,277.50 3.68
5 110023
9,626,936.90 2.75
6 110020
2,146,111.50 0.61
8.11.5
2016 2013
53
8.11.6
9
9.1
( )
9,784 24,986.62 10,187,137.54 4.17% 234,281,979.08 95.83%
9.2
26,915.70 0.01%
0 10
0
10
(2006 5 23 )
2,921,919,211.81
364,315,867.76
52,822,256.28
172,669,007.42
-
244,469,116.62
2016 2013
54
11
11.1
11.2
2013 3 27
2013 4 13
2013 4 27
2014 3 13
11.3
11.4
11.5
90000 2013 90000
2016 2013
55
11.6
11.7
11.7.1
1 152,476,118.25 29.51% 138,814.02 29.63% -
1 106,501,942.84 20.61% 96,752.95 20.65% -
1 63,790,257.79 12.35% 56,607.15 12.08% -
1 57,445,660.30 11.12% 52,298.60 11.16% -
1 34,599,072.96 6.70% 31,499.05 6.72% -
1 30,236,364.91 5.85% 27,306.47 5.83% -
1 29,941,924.72 5.80% 27,259.18 5.82% -
2 16,473,020.98 3.19% 14,996.93 3.20% -
1 10,916,995.80 2.11% 9,938.67 2.12% -
1 4,716,610.27 0.91% 4,293.92 0.92% -
1 4,266,816.96 0.83% 3,884.52 0.83% -
1 3,647,572.97 0.71% 3,320.74 0.71% -
1 1,658,619.05 0.32% 1,510.01 0.32% -
1 - - - - -
1 - - - - -
1 - - - - -
17 516,670,977.80 100.00%468,482.21 100.00% -
1 ,
2
3
1)
a.
2016 2013
56
b. ,
c. ,
d. ,
e.
2)
a.
b.
c.
d.
11.7.2
114,970,475.80 62.27% 518,200,000.00 34.97% - - - -
16,734,759.21 9.06% - - - - - -
- - - - - - - -
2,901,250.00 1.57% 312,500,000.00 21.09% - - - -
24,037,139.70 13.02% 248,000,000.00 16.74% - - - -
1,414,673.75 0.77% - - - - - -
6,418,834.66 3.48% - - - - - -
- - - - - - - -
2,593,252.20 1.40% 26,000,000.00 1.75% - - - -
12,622,103.30 6.84% 362,000,000.00 24.43% - - - -
2,950,000.00 1.60% - - - - - -
- - 15,000,000.00 1.01% - - - -
- - - - - - - -
- - - - - - - -
2016 2013
57
- - - - - - - -
- - - - - - - -
184,642,488.62 100.00% 1,481,700,000.00100.00% - - - -
11.8
1
2013-01-04
2
2016 2013 1
2013-01-07
3 2012 4
2013-01-21
4
2013-01-23
5
2016
2013-01-30
6
2013-02-01
7
2013-02-01
8
2013-02-01
9
2013-02-07
10
2013-02-27
11
2013-02-27
12
2013-02-27
13
2013-02-27
14
2013-03-01
15
2013-03-28
16
2013-03-28
2016 2013
58
17
2013-03-28
18
2013-03-28
19 2012
2013-03-28
20
2016
2013-04-13
21
2013-04-17
22
2013-04-17
23
2013-04-17
24
2013-04-17
25
2013-04-18
26
2013-04-18
27 2013 1
2013-04-18
28
2016
2013-04-27
29
2013-05-17
30
2013-05-17
31
2013-05-17
32
2016
2013-05-29
33
2013-06-01
34
2013-06-07
35
2013-06-08
36
2013-07-02
2016 2013
59
37
2013-07-02
38 2013 2
2013-07-19
39
2013-08-05
40
2013
2013-08-26
41
2013-09-13
42 2013 3
2013-10-24
43
2013-10-29
44
2016 2013
2013-11-21
45
2013-12-27
12
12.1
(1) 2016
(2) 2016
(3) 2016
(4) 2016
(5)
(6)
(7)
(8) 2016
(9)
2016 2013
60
12.2
8 17
12.3
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