1
2
3
1.
2.
3.
“
”
4.
5.
6.
7.
8.
2003
10
28
2012
12
28
2013
6
1
9.
10.
11.
12.
13.
14.
15.
16.
17.
4
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19.
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(“
”)
22.
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24.
25.
26.
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28.
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)
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43.
44.
45.
46.
:
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,
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50.
51.
52.
53
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1
2
3
4
5
7
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2
3
4
5
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10
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2
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3
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2
12
3
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3
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5
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75
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1
2
3
4
5
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6
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10
11
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15
1
1
2
3
4
2
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”
3
(
)
1
2
3
4
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1
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92.84
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80.87
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-
2
-
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3
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-
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6
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7
3,520,884.15
6.09
8
621,076.52
1.07
9
57,846,831.80
100.00
2013
12
31
56,596,664.91
0.931
0.931
(
)
17
10,249,436.37
18.11
8,471,722.90
14.97
8,386,103.05
14.82
7,877,933.11
13.92
5,025,359.10
8.88
3,750,813.27
6.63
2,519,767.87
4.45
1,671,952.89
2.95
1,552,319.90
2.74
1,545,516.56
2.73
1,509,348.72
2.67
1,144,597.39
2.02
53,704,871.13
94.89
ADR GDR
8,688,882.31
15.35
6,268,932.53
11.08
4,193,048.95
7.41
3,979,419.94
7.03
3,878,142.51
6.85
2,877,013.50
5.08
2,834,321.51
5.01
2,754,072.84
4.87
2,518,723.48
4.45
2,174,975.99
3.84
1,897,820.91
3.35
18
1,622,929.44
2.87
1,552,319.90
2.74
1,525,453.62
2.70
1,513,817.50
2.67
1,509,348.72
2.67
1,409,115.53
2.49
1,276,002.08
2.25
1,230,529.87
2.17
53,704,871.13
94.89
MSCI
)
Micron
1
-
MU US
32,000
4,243,442.40
7.50
Technology
Inotera
3474
2
700,000
3,150,376.97
5.57
Memories
TT
19
044820
3
Cosmax Inc
-
10,000
2,877,013.50
5.08
KS
Shanghai
Fosun
2196
4
150,000
2,754,072.84
4.87
Pharmaceutical
HK
'H'
Ambev SA
ABEV
5
-
61,000
2,733,545.12
4.83
ADR
US
035420
6
NAVER Corp
-
520
2,174,975.99
3.84
KS
7
Sasol Ltd
-
SOL SJ
7,100
2,126,427.58
3.76
20
Taiwan
6609
8
Takisawa
200,000
2,025,242.34
3.58
TT
Technology
Tata Global
TGBL
9
-
120,000
1,897,820.91
3.35
Beverages
IN
Reliance
10
-
RIL IN
21,000
1,852,992.36
3.27
Industries
1.
Ticker
2.
21
1
2
3
1
-
2
310,670.54
3
60,166.98
4
468.13
5
40,227.98
6
209,542.89
7
-
8
-
9
621,076.52
4
5
6
22
-20.80%
1.08%
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1.49%
1.44%
-0.41%
-2011/12/31
2012/1/1-2012/12/31
20.33%
0.81%
14.87%
0.90%
5.46%
-0.09%
2013/1/1-2013/12/31
-2.31%
0.77%
-7.83%
0.89%
5.52%
-0.12%
99
20
99
20
2004
5
12
2.5
51%
49%
[2004]56
2004
5
12
2005
8
12
67
33
51%
49%
2006
6
6
“
”
“
23
”
2006
4
29
2006
6
2
2009
3
31
2009
3
31
(
)
1.
Coopers &
Lybrand
Paul Bateman
Leicester
Chase Fleming Asset Management Limited
CEO
Jed Laskowitz
J.P Morgan
J.P Morgan
MMI
24
MBA
MBA
PECC
(
)
2.
25
Simon Walls
JPMorgan Asset Management (Japan) Ltd
JPMorgan Trust Bank
3.
4.
JF
26
2004
2010
MBP
5
1972
4 6
9
2007 9
QDII
(
)
(
)
(Responsible Officer)
2011 1
6
A
1
2
3
4
27
5
6
7
8
9
10
11
12
1
2
3
1
2
3
4
5
6
7
8
4
1
2
3
4
28
5
6
7
8
9
10
5
(1)
(2)
(3)
(4)
1
1
2
3
4
5
2
1
2
3
29
4
3
1
2
4
1
2
3
4
5
6
30
1
: 25 Bank Street Canary Wharf London E14 5JP
Director
Martin Porter
1974
2
27
/
119337
1,425
2011
12
31
Anuj Arora
(1) 212 648 0563
(1) 212 648 1984
anuj.x.arora@jpmorgan.com
www.jpmorgan.co.uk
2
Anuj Arora
Anuj Arora
2006
31
Anuj
Mesirow Fiancial
Birkelbach Investment Securities
Anuj
Arora Illinois
1
JPMorgan &Chase Bank, N.A.
1111 Polaris Parkway, Columbus, Ohio 43240, USA.
270 Park Avenue, New York, New York 10017-2070
James Dimon
1799
2011 12 31
183 573
2011 12 31
16.9
Aa3
2
1
2
/
3
[2010]1277
2011
1
6
2011
1
26
349,520,284.05
349,520,284.05
31,119.06
349,551,403.11
2011
1
30
32
3
2
200
10
10
10
1
2
30
200
5,000
20
33
2
1
2
3
4
40%
12
24
12
31
40%
3
2
1
“
”
2
“
”
3
“
”
4
34
5
2
1.
2.
(T
)
T+2
T
T+3
3.
T 10
(
)
1.
100
(
)
100
2.
100
100
100
100
3.
35
4.
3
1
2
3
M
M 100
1.6%
100
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M≥500
1000
4
0.50%
0.30%
0%
25%
5
2
6
36
1
“
”
=
/ 1
×
=
=
/
2
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”
T
=
×
=
×
=
3
T
T+1
T+2
3
4
4
5
2
T+2
T+3
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2
37
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
1.
2.
3.
4.
38
5.
6.
7.
8.
20
1.
(
)
10%
2.
(1)
(2)
10
3
2
39
4
2
(
)
20
2
2
40
“
”
“
”
“
”
( )
1.
2.
3.
4.
5.
6.
(
)
7.
8.
9.
41
(
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)
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11
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)
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)
43
1
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1
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2
1
1 1
2
3
1 1
4
1
1 1
2
3
5
44
6
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7
8
1 7
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9
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(
)
1.
0.001
2.
T+1
(
)
1.
45
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”
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”
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1
2
3
4
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7
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1
2
3
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4
4.
1
2
3
,
T
T
4
(
)
1.
2.
3.
4.
5.
47
1.
2.
3.
90%
4.
3
5.
6.
15
7.
8.
1.
2.
48
1.
2.
1
1
12
31
2
3.
4.
5.
6.
7.
1.
2.
3.
(
)
(
)
49
“
”
1
2
3
4
5
6
1
3
1
6
45
15
2
50
3
2
3
4
5
6
90
60
15
2
2
51
7
2
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
52
24
25
26
8
9
40
10
10
53
1)
6
(2)
6
(3)
(4)
1.
(1)
(2)
(3)
2.
(1)
(2)
54
(3)
(4)
(5)
(6)
(7)
(8)
(9)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
3
6.
15
(
)
25
1
1
2004
09
17
55
[1998]12
(010) 6759 5096
“
”
1954
1996
“
”
2004
9
(
939)
2005
10
27
2006
9
11
H
2007
9
25
A
A
250,010,977,486
(
240,417,319,880
H
9,593,657,606
A
)
2013
6 30
148,592.14
6.34%
2013
1,199.64
12.65%
1.66%
23.90%
1,876.60
10.59%
2.54%
0.01
2.71%
555.24
12.76%
1.4
10
5
14
24
27
2013
30
2013 “
1000
”
5
1
500
50
27
2013
2000
2
11
QFII
56
12
225
2007
“
”
QFII
2013
6
30
311
2005
2009
“
”
2007
2008
“
”
2011
2012
“
”
2012
“
”
57
“
——
”
1.
2.
3.
4.
1.
58
2.
(1)
25
1
1
95533
010-66275654
(2)
55
95588
www.icbc.com.cn
(3)
69
69
95599
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(4)
95566
www.boc.cn
(5)
:
7088
:
7088
95555
www.cmbchina.com
(6)
188
188
95559
59
www.bankcomm.com
(7)
500
12
021-61618888
95528
www.spdb.com.cn
(8)
168
168
021-68475888
021-68476111
021-962888
www.bankofshanghai.com
(9)
6
010
63636153
010
63639709
95595
www.cebbank.com
(10)
2
24
95568
www.cmbc.com.cn
(11)
700
96528
962528
60
www.nbcb.com.cn
(12)
1099
40066-99999
bank.pingan.com
(13)
2
2
961122
www.drcbank.com
(14)
981
8
15-20 21-23
www.srcb.com
021-962999
(15)
171
021-54033888
021-54038844
(021)962505
www.sywg.com
(16)
336
(021 53519888
(021) 53519888
4008918918
021-962518
www.962518.com
(17)
61
618
168
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(021) 38676666
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400-8888-666
www.gtja.com
(18)
183-187
43
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5 18 19 36 38 39 41 42
43 44
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http://www.gf.com.cn
(19)
38-45
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www.newone.com.cn
(20)
1508
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: 021-22169999
: 021-22169134
:
www.ebscn.com
(21)
35
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: 010-66568430
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: 4008888888
www.chinastock.com.cn
(22)
66
4
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(010)65182261
400-8888-108
www.csc108.com
(23)
268
021-38565785
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: www.xyzq.com.cn
(24)
98
021 23219000
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www.htsec.com
(25)
:
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: 0755-82130833
: 0755-82133952
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(26)
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www.guodu.com
(27)
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025-84579897
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www.htsc.com.cn
(28)
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48
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010-84865560
010-95558
(29)
318
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021-63325888
021-63326173
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www.dfzq.com.cn
(30)
588
19 20
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www.bigsun.com.cn
0571-95548
(31)
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222
1
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0532-85022605
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www.zxwt.com.cn
(32)
157
7 8
157
7
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0591-87383610
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(33)
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010-65051166
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www.cicc.com.cn
021-58881690
(34)
100
9
021-38784818
021-68775878
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www.cf-clsa.com
(35)
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027-65799999
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www.95579.com
(36)
7650
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68
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801
400-821-5399
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(37)
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www.jjmmw.com
(39)
526
2
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16
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021-58788678-8201
021—58787698
400-089-1289
www.erichfund.com
(40)
903
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4008-773-772
www.5ifund.com
(41)
3588
12
400-0766-123
www.fund123.cn
(42)
190
2
2
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9
400-1818-188
www.1234567.com.cn
(43)
22
10
22
10
4009200022 021-20835588
licaike.hexun.com
(44)
6
2
6
010-62020088
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67
: 4008886661
www.myfund.com
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19
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3)
4)
68
5)
6)
7)
8)
9)
2
1
2
3
4
5
6
7
8
1
1)
2)
3)
4)
5)
6)
7)
69
8)
9)
10)
11)
12)
13)
14)
15)
16)
17)
18)
19)
2
1)
70
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)
13)
14)
15)
16)
17)
71
18)
19)
20)
21)
22)
.
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;
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26)
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72
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8)
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15
20
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18)
19)
20)
74
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22)
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24)
25)
26)
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28)
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(
10%
)
(
)
(1)
(2)
(3)
(4)
75
(5)
(6)
(7)
(8)
(9)
(10)
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
1.
2.
10
60
3.
10%
10
60
10%
10
76
60
4.
10%
10%
30
5.
1.
(
“
”)
40
(1)
(2)
(3)
(4)
(5)
(6)
(
)
(7)
(8)
(9)
(10)
2.
3.
1.
(1)
(2)
77
(3)
(4)
2.
(1)
1)
50%
50%
2)
(
30
)
(2)
1)
2
2)
3)
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50%
4)
5)
(
30
)
1.
(1)
78
(2)
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(3)
(4)
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6
(5)
30
30
2.
(1)
50%
(
)
(
)
(2)
30
2
3.
79
(
)
1.
2.
(1)
50%
50%
(2)
(2)
3.
4.
5.
1.
(1)
3
(2)
(3)
2.
(
)
80
1.
5
( )
1
(1)-(8)
( )
1
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2.
3.
2
1.
(1)
(2)
(3)
(4)
(5)
(6)
2.
(
)
(1)
6
(2)
6
(3)
81
(4)
1.
(1)
(2)
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
3
82
6.
15
1
99
20
2004
5
12
2004 56
2.5
2
25
100140
2004
09
17
83
1
60
-95
5
-40
5%
2
1
1)
20%
2)
84
10%
3)
10%
3%
4)
10%
5)
10%
6)
60 -95
5
-40
5%
7)
100
8)
10
9)
1
6
30
6
30
10
30
3
2
85
3
4
,
,
5
6
7
1
2
86
3
1
2.
3.
4.
5.
6
7
8
9.
10.
87
1.
“
”
2.
2
2
3.
1.
2.
3.
1.
2.
1.
2.
(beneficial owner)
3.
(a)
(b)
88
4.
5.
(
)
6.
15
1.
0.001
2.
3.
89
1.
2
T+1
3.
A
(1)
(2)
1
(3)
(4)
1
(5)
B
1
A
1
2
C
A
1
D
1
A
1
90
2
3
E
F
WM
G
H
A G
A G
I
1.
“
”
“
”
91
2.
1
2
3
4
0.5%
5
6
7
92
3.
1
2
3
0.5%
0.5%
4
4.
1
2
3
,
T
T
4
1.
2.
3.
4.
93
5.
.
1.
2.
3.
1
60
90
2
15
94
1.
2.
3.
4.
1.
(1)
(2)
(3)
(4)
2.
95
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
3
6.
15
96
1.
2.
(www.cifm.com)
400 889 4888
www.cifm.com
1.
2013
11
18
2.
2013
12
18
3.
2013
12
21
4.
2014
1
28
97
(www.cifm.com)
1
2
3
4
5
6
7
2014
3
98
