[2008]1316
[2008
11
28
]
1.
2.
3.
4.
5.
6.
2014
1
20
2013
12
31
........................................................................................................................................... 1
........................................................................................................................................... 1
............................................................................................................................... 5
............................................................................................................................. 15
......................................................................................................................... 19
............................................................................................. 33
............................................................................................. 33
............................................................................................................................. 40
............................................................................................................................. 52
............................................................................................................................. 52
................................................................................................................. 53
............................................................................................................. 59
............................................................................................................. 60
............................................................................................................. 62
................................................................................................................. 62
............................................................................................................................. 66
..................................................................... 68
......................................................................................................... 71
................................................................................................. 85
................................................................................................. 93
..................................................................................... 94
............................................................................................................. 94
......................................................................................................................... 95
(
“
”
“
”)
(
“
”
“
”)
1.
2.
3.
4.
1
5.
6.
7.
8.
9.
2003
10
28
2012
12
28
2013
6
1
10.
2013
3
15
6
1
11.
2004
6
8
7
1
12.
2004
6
29
7
1
13.
14.
/
15.
16.
17.
18.
2
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
3
3
33.
34.
35.T
36.T+n
T
n
(
T
)
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
(
)
10%
47.
48.
4
49.
50.
51.
52.
53.
54.
( )
99
20
99
20
2004
5
12
51%
JPMorgan Asset Management (UK) Limited
49%
[2004]56
2004
5
12
2005
8
12
5
67
33
51%
49%
2006
6
6
“
”
“
”
2006
4
29
2006
6
2
2009
3
31
2009
3
31
( )
1.
Coopers & Lybrand
Paul Bateman
Leicester
Chase Fleming Asset Management Limited
CEO
6
Jed Laskowitz
J.P Morgan
J.P
Morgan
MMI
MBA
MBA
7
PECC
(
)
2.
Simon Walls
JPMorgan Asset Management (Japan) Ltd
JPMorgan
Trust Bank
8
3.
4.
JF
2004
2010
9
MBP
5
2004
2007
1
2008
6
2008
7
2009
1
2012
2
2013
5
2011
12
8
6
A
10
1
2
3
4
5
6
7
8
9
10
11
12
1
2
3
1
2
11
3
4
5
6
7
8
4
1
2
3
4
5
6
7
8
9
10
5
(1)
(2)
(3)
12
(4)
1
1
2
3
4
5
2
1
2
3
4
3
1
2
13
4
1
2
3
4
5
6
14
(
)
25
1
1
2004
09
17
[1998]12
(010) 6759 5096
“
”
1954
1996
“
”
15
2004
9
(
939)
2005
10
27
2006
9
11
H
2007
9
25
A
A
250,010,977,486
(
240,417,319,880
H
9,593,657,606
A
)
2013
6
30
148,592.14
6.34% 2013
1,199.64
12.65%
1.66%
23.90%
1,876.60
10.59%
2.54%
0.01
2.71%
555.24
12.76%
1.4
10
5
14
24
27
2013
30
2013
“
1000
”
5
1
500
50
27
2013
2000
2
11
16
QFII
12
225
2007
“
”
QFII
2013
6
30
311
2005
2009
“
”
2007
2008
“
17
”
2011
2012
“
”
2012
“
”
“
——
”
18
1.
2.
3.
4.
1.
2.
(1)
25
1
1
95533
010-66275654
(2)
55
95588
www.icbc.com.cn
(3)
19
69
69
95599
www.abchina.com
(4)
95566
www.boc.cn
(5)
:
7088
:
7088
95555
www.cmbchina.com
(6)
188
188
95559
www.bankcomm.com
(7)
500
12
021-61618888
95528
20
www.spdb.com.cn
(8)
154
021
52629999
021
62569070
95561
www.cib.com.cn
(9)
168
168
021-68475888
021-68476111
021-962888
www.bankofshanghai.com
(10)
6
010
63636153
010
63639709
95595
www.cebbank.com
(11)
8
C
24
95558
bank.ecitic.com
(12)
2
24
95568
21
www.cmbc.com.cn
(13)
700
96528
962528
www.nbcb.com.cn
(14)
1099
40066-99999
bank.pingan.com
(15)
2
2
961122
www.drcbank.com
(16)
981
8
15-20 21-23
www.srcb.com
021-962999
(17)
171
021-54033888
021-54038844
(021)962505
22
www.sywg.com
(18)
336
(021 53519888
(021) 53519888
4008918918
021-962518
www.962518.com
(19)
618
168
29
(021) 38676666
6161
(021) 38670161
400-8888-666
www.gtja.com
(20)
183-187
43
4301-4316
5
18
19
36
38
39
41
42
43
44
95575
http://www.gf.com.cn
(21)
38-45
23
95565
www.newone.com.cn
(22)
1508
1508
:
: 021-22169999
: 021-22169134
:
www.ebscn.com
(23)
35
C
: 010-66568430
010-66568536
: 4008888888
www.chinastock.com.cn
(24)
66
4
188
(010)65186758
(010)65182261
400-8888-108
www.csc108.com
(25)
268
24
021-38565785
95562
: www.xyzq.com.cn
(26)
98
021
23219000
95553
www.htsec.com
(27)
:
1012
16-26
:
: 0755-82130833
: 0755-82133952
:
: 95536
:www.guosen.com.cn
(28)
3
9
10
3
9
10
4008188118
www.guodu.com
(29)
90
25
025-84579897
025-84457777-248
www.htsc.com.cn
(30)
A
48
20
010-84588888
010-84865560
010-95558
(31)
318
2
22
-29
021-63325888
021-63326173
95503
www.dfzq.com.cn
(32)
80
26
0731-4403343
www.cfzq.com
(33)
63
12
26
021-68634518
021-68865680
400-888-1551
www.xcsc.com
(34)
588
19
20
588
19
20
0571-95548
www.bigsun.com.cn
0571-95548
(35)
29
15
1507-1510
222
1
20
266061
0532-85022326
0532-85022605
0532-96577
www.zxwt.com.cn
(36)
200
39
4006208888
021-50372474
www.bocichina.com
(37)
27
6008
14
16
17
0755-83516289
0755-83516199
400 6666 888
www.cgws.com
(38)
500
26
021-68761616
4008888128
www.tebon.com.cn
(39)
A
18-20
0755
82026521
0755
82026539
400-600-8008
www.cjis.cn
(40)
233
19
010-88085858
010-88085344
4008-000-562
www.hysec.com
(41)
28
157
7
8
157
7
10
0591-87383623
0591-87383610
:0591-96326
:www.hfzq.com.cn
(42)
1
2
27
28
1
2
27
28
010-65051166
010-65058065
www.cicc.com.cn
021-58881690
(43)
4018
35
28
A02
4018
35
28
A02
4008001001
www.essence.com.cn
(44)
100
9
021-38784818
021-68775878
68777877
www.cf-clsa.com
29
(45)
8
95579
4008-888-999
027-65799999
027-85481900
www.95579.com
(46)
7650
205
68
8
801
400-821-5399
www.noah-fund.com
(47)
685
37
4
449
1118
903-906
400-700-9665
www.ehowbuy.com
(48)
5047
25
I J
5047
25
I J
4006-788-887
www.zlfund.cn
www.jjmmw.com
(49)
526
2
220
555
B
16
30
021-58788678-8201
021—58787698
400-089-1289
www.erichfund.com
(50)
903
7
2
4008-773-772
www.5ifund.com
(51)
3588
12
400-0766-123
www.fund123.cn
(52)
190
2
2
195
3C
9
400-1818-188
www.1234567.com.cn
(53)
22
10
22
10
4009200022
021-20835588
licaike.hexun.com
31
(54)
6
2
6
010-62020088
010-62020035
: 4008886661
www.myfund.com
580
45
021-5234 1668
021-5234 1670
1318
6
1318
6
8621-61233277
32
[2008]1316
2008
12
22
2009
1
16
825,940,005.46
825,940,005.46
117,592.59
117,592.59
2009
1
21
( )
( )
1.
2.
33
90
90
( )
1.
2.
(T
)
T+1
T
T+2
(
)
3.
T 7
(
)
( )
34
1.
100
(
)
2.
100
100
100
100
3.
4.
( )
1.
= (
×
)/
1
=
-
=
/T
100
1.5%
100
500
1.0%
500
1,000
2.
×T
×
35
0.5
0.35
0.2
0
3.T
T+1
4.
5.
6.
3
4
7.
8.
25%
9.
5%
5%
3
36
10.
(
)
( )
1.
2.
3.
4.
5.
6.
( )
1.
2.
3.
4.
5.
37
20
( )
1.
(
)
10%
2.
(1)
(2)
10
(3)
2
(
)
38
20
3.
3
( )
1.
2.
1
1
3.
1
2
2
1
4.
2
2
1
2
1
( )
(
)
39
(
)
(
)
(
)
( )
A
( )
A
60%
40
95%
5-40%
5%
80%
A
A
70%
,
( )
“
”
“
”
41
1
1
1
2
2
1
GDP
2
42
3
PEG
PSG
2
/
/
3
43
1
2
3
4
/
4
5
44
,
Barra Aegis
(Active Risk)
(Total Risk)
(Value at Risk)
(Return at
Risk)
( )
40%×
+40%×
+ 20%×
( )
( )
1.
45
(1)
10
(2)
3
(3)
10
(4)
10
(5)
40
(6)
60% 95%
5-40%
(7)
80%
(8)
10
(9)
20
(10)
(
)
10
(11)
10
(12)
BBB
(
BBB)
3
(13)
(14)
0.5
(15)
5
46
(16)
10
6
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
1.
47
2.
3.
4.
( )
1.
%
1
645,987,700.59
92.23
645,987,700.59
92.23
2
-
-
-
-
-
-
3
-
-
4
-
-
-
-
5
53,627,053.81
7.66
6
829,072.25
0.12
7
700,443,826.65
100.00
2013
12
31
696,336,167.98
1.306
1.346
2
48
A
-
-
B
5,299,887.56
0.76
C
426,486,953.35
61.25
D
3,470,039.10
0.50
E
22,767,310.98
3.27
F
31,731,961.92
4.56
G
8,982,752.97
1.29
H
-
-
I
45,450,618.03
6.53
J
58,160,030.30
8.35
K
15,892,389.98
2.28
L
-
-
M
-
-
N
13,742,891.90
1.97
O
-
-
P
-
-
Q
-
-
R
10,691,570.00
1.54
S
3,311,294.50
0.48
49
645,987,700.59
92.77
3.
( )
1
002038
1,270,076
64,202,341.80
9.22
2
000800
3,425,777
40,766,746.30
5.85
3
600887
939,221
36,704,756.68
5.27
4
600518
1,559,850
28,077,300.00
4.03
5
000581
697,075
21,469,910.00
3.08
6
002415
895,316
20,574,361.68
2.95
7
600705
1,146,200
19,462,476.00
2.79
8
002310
596,698
19,398,651.98
2.79
9
600893
1,004,864
19,223,048.32
2.76
10
000848
747,263
18,270,580.35
2.62
4
5
6
50
7.
8.
9.
10
1
2
3
1
296,707.38
2
-
3
-
4
12,178.59
5
520,186.28
6
-
7
-
8
-
9
829,072.25
4
5
6
51
①
③
②
④
①
②
③
④
-2009/12/31
53.00%
1.87%
70.47%
1.70%
-17.47%
0.17%
2010/1/1-2010/12/31
4.56%
1.50%
2.13%
1.33%
2.43%
0.17%
2011/1/1-2011/12/31
-28.40%
1.26%
-23.34%
1.13%
-5.06%
0.13%
2012/1/1-2012/12/31
13.67%
1.34%
4.12%
1.13%
9.55%
0.21%
2013/1/1-2013/12/31
3.32%
1.44%
7.83%
1.09%
-4.51%
0.35%
( )
( )
( )
( )
52
)
( )
1.
(1)
(2)
1
2
3
4
53
(3)
(1)
(2)
(1)
(2)
(1)
(2)
(4)
2.
(1)
(2)
(
)
(3)
(4)
(5)
(6)
(1)
(5)
(1)
(5)
54
(7)
3.
(1)
(2)
(1)
(1)
(3)
4.
5.
( )
( )
1.
0.001
55
2.
( )
1.
(“
”)
“
”
2.
(1)
(2)
56
(3)
(“
”)
(4)
(5)
(6)
(7)
3.
(1)
(2)
(3)
(4)
57
4.
(1)
(2)
0.25%
0.5%
(3)
(4)
(5)
( )
1.
2.
3.
4.
( )
( )
1.
(3)
(6)
(2)
2.
58
( )
1.
2.
3.
4.
5.
( )
( )
1.
2.
3.
,
10%,
4.
3
5.
6.
59
7.
8
9.
( )
( )
1.
2.
( )
1.
2.
3.
4.
5.
6.
7.
8.
(
)
( )
1.
1.5%
60
H E×
÷
H
E
3
2.
0.25%
H E×
÷
H
E
3
3.
( )
(
)
2
( )
61
( )
1.
2.
1
1
12
31
3.
4.
5.
6.
7.
( )
1.
2.
3.
(
)
(
)
(
62
“
”)
(
“
”)
1.
2.
3.
4.
5.
6.
( )
3
6
45
15
6
1
( )
3
( )
63
( )
( )
1.
2.
3.
( )
( )
1.
90
2.
60
3.
15
4.
2
5.
( )
64
2
1.
2.
3.
4.
5.
6.
7.
8.
9.
50%
10.
30%
11.
12.
13.
14.
15.
16.
17.
0.5%
18.
19.
20.
21.
22.
65
23.
24.
25.
26.
( )
( )
(
)
(
)
( )
1
1
2
66
3
4
5
,
2
1
2
3
4
5
67
IT
6
7
1.
2.
3.
4.
5.
( )
1
2
( )
1.
68
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
2.
2
( )
1.
2.
6
3.
69
6
4.
( )
1.
(1)
(2)
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
70
(2)
(3)
(4)
(1)
(3)
5.
5
6.
15
1.
1
2
3
4
5
6
7
8
9
71
2.
1
2
3
4
5
6
7
3.
1
2
3
4
5
6
7
8
9
10
72
11
12
13
14
4.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
73
15
16
17
18
19
20
21
22
23
24
25
26
27
5.
1
2
3
74
4
5
6
7
8
6.
1
2
3
4
5
6
7
8
9
10
11
12
13
75
14
15
16
17
18
19
20
21
22
23
24
1
2
1 .
10%
(
10%
)
(
)
(1)
(2)
(3)
(4)
(5)
76
(6)
(7)
(8)
(9)
(10)
2
(1)
(2)
(3)
(4)
(5)
(6)
3
1
2
10
60
3
10%
10
60
10%
77
10
60
4
10%
10%
30
5
4
1
(
“
”)
30
(1)
(2)
(3)
(4)
(5)
(6)
(
)
(7)
(8)
(9)
(10)
2
3
78
5
1
(1)
(2)
(3)
(4)
2
(1)
A
50%
(
50%
)
B
(2)
A
2
B
/
(
“
”)
79
C
D
50%
E
6
1
(1)
(2)
10%
(3)
(4)
10
80
6
(5)
30
30
2
(1)
50%
(
)
(
)
(2)
30
2
3
7
1
2
(1)
(
)
50%
(2)
81
(2)
(
)
(
)
3
4
5
6
8
1
(1)
(2)
(3)
82
2
3
9
1
5
2
(1)-(8)
2
(9) (10)
2
3
2
10
1
1
2
6
3
6
83
4
2
1
(1)
(2)
(3)
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3
4
(1)
(2)
84
(3)
(4)
(1)
(3)
5
5
6
15
1.
99
20
99
20
85
200120
2004
5
12
[2004]56
2.5
2.
(
)
25
1
1
100033
2004
09
17
[1998]12
1
1
A
60%
86
95%
5-40%
5%
80%
,
2
(1)
10
(2)
3
(3)
10
(4)
10
(5)
40
(6)
60% 95%
5-40%
(7)
80%
8
10
(9)
20
(10)
(
)
10
(11)
10
(12)
BBB
(
BBB)
3
(13)
(14)
0.5
(15)
5
(16)
87
10
6
3
4
3
88
5
6
7
8
9
10
2
1
2
89
3
1
1
2
3
4
5
6
7
2
1
“
”
2
2
2
90
3
3
1
2
3
4
4
1
2
3
4
5
5
6
1
2
7
91
/
8
15
1.
0.001
2.
3.
15
92
1
2
1
2
3
4
1.
2.
93
(www.cifm.com)
400 889 4888
021 3879 4888
www.cifm.com
1.
2013
11
18
2.
2013
12
18
3.
2014
1
20
94
( )
( )
( )
( )
( )
( )
( )
( )
2014
3
95
