上投债券：更新招募说明书（2014年2月）查看PDF公告
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1.
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股东会
董事会
风险控制委员会
督察长
经营管理层
监察稽核部
风险评估联席会议
风险管理部
16
17
2005 2007 2009 2010
SAS70
70
20
ISAE3402
SAS70
ISAE3402
1
18
2
19
20
21
22
23
24
25
26
27
28
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30
31
金立群
010-65058065
32
33
6
2
6
010-62020088
010-62020035
34
: 4008886661
www.myfund.com
35
36
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38
39
×
×
40
41
42
43
44
45
46
47
48
49
50
1
5%
f
20%
g
10%
h
10%
j
51
52
%
1
-
-
-
-
2
80,978,500.02
93.19
80,978,500.02
93.19
-
-
3
-
-
4
-
-
-
-
5
2,440,379.05
2.81
6
3,478,832.73
4.00
7
86,897,711.80
100.00
2013
9
30
75,001,909.95
A
1.102
1.102
B
1.082
1.082
1
4,406,740.00
5.88
2
-
-
3
-
-
-
-
4
70,526,223.50
94.03
5
-
-
6
-
-
7
6,045,536.52
8.06
53
8
-
-
9
80,978,500.02
107.97
( )
1
124017
12
50,000
5,125,000.00
6.83
2
019035
10
35
44,200
4,406,740.00
5.88
3
126011
08
43,820
4,314,079.00
5.75
4
126016
08
44,000
4,272,840.00
5.70
5
110023
40,250
4,258,852.50
5.68
54
1
22,976.53
2
392,404.59
3
-
4
2,170,567.24
5
892,884.37
6
-
7
-
8
-
9
3,478,832.73
( )
(%)
1
110023
4,258,852.50
5.68
5
6
55
A
2009/06/24-2009/12/31
1.20%
0.04%
-1.58%
0.05%
2.78%
-0.01%
2010/01/01-2010/12/31
2.37%
0.06%
-0.87%
0.10%
3.24%
-0.04%
2011/01/01-2011/12/31
-0.29%
0.16%
2.52%
0.11%
-2.81%
0.05%
2012/01/01-2012/12/31
2.81%
0.11%
-0.67%
0.07%
3.48%
0.04%
2013/01/01-2013/06/30
3.01%
0.14%
0.47%
0.10%
2.54%
0.04%
2013/01/01-2013/09/30
3.77%
0.13%
-2.22%
0.10%
5.99%
0.03%
B
2009/06/24-2009/12/31
0.90%
0.03%
-1.58%
0.05%
2.48%
-0.02%
2010/01/01-2010/12/31
1.98%
0.06%
-0.87%
0.10%
2.85%
-0.04%
2011/01/01-2011/12/31
-0.68%
0.16%
2.52%
0.11%
-3.20%
0.05%
2012/01/01-2012/12/31
2.35%
0.11%
-0.67%
0.07%
3.02%
0.04%
2013/01/01-2013/06/30
2.77%
0.14%
0.47%
0.10%
2.30%
0.04%
2013/01/01-2013/09/30
3.44%
0.12%
-2.22%
0.10%
5.66%
0.02%
56
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86
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90
99
20
99
20
021-38794999
021-68881170
2
92
1
5%
f
20%
g
10%
h
10%
k
10
93
2
4
1
2
3
4
5
6
7
8
94
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4
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