.......................................................................................................................... 2
.......................................................................................................................... 3
.............................................................................................................. 7
............................................................................................................ 17
........................................................................................................ 20
............................................................................ 34
................................................................................................ 35
............................................................................................................ 44
............................................................................................................ 54
............................................................................................................ 54
................................................................................................ 57
................................................................................................ 62
............................................................................................ 64
............................................................................................ 67
................................................................................................ 68
............................................................................................................ 73
................................................................ 76
........................................................................................ 78
................................................................................ 89
.............................................................................. 102
.................................................................. 104
.......................................................................................... 105
...................................................................................................... 105
1
2
3
4
5
6
1.
7
8
9
10
11
12
1
2
3
4
5
6
7
8
13
14
15
股东会
董事会
风险控制委员会
督察长
经营管理层
监察稽核部
风险评估联席会议
风险管理部
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
×
×
38
39
40
41
42
43
44
45
46
47
48
1
5%
f
20%
g
10%
h
10%
j
49
50
%
1
-
-
-
-
2
102,392,131.70
87.97
102,392,131.70
87.97
-
-
3
-
-
4
-
-
-
-
5
6,396,442.98
5.50
6
7,602,005.60
6.53
7
116,390,580.28
100.00
2013
6
30
111,395,241.55
A
1.094
1.094
B
1.075
1.075
1
11,456,310.00
10.28
2
-
-
3
-
-
-
-
4
63,703,308.20
57.19
51
5
9,932,000.00
8.92
6
-
-
7
17,300,513.50
15.53
8
-
-
9
102,392,131.70
91.92
( )
13
1
041363008
100,000
9,932,000.00
8.92
CP001
2
110015
60,000
5,989,200.00
5.38
3
010107
21
49,100
5,157,464.00
4.63
4
124017
12
50,000
5,150,000.00
4.62
5
122214
12
45,000
4,536,000.00
4.07
52
1
17,487.35
2
-
3
-
4
2,115,671.56
5
5,468,846.69
6
-
7
-
8
-
9
7,602,005.60
( )
(%)
1
110015
5,989,200.00
5.38
2
110003
4,270,150.00
3.83
3
110020
1,650,513.20
1.48
4
110013
1,024,750.30
0.92
5
6
53
A
2009/06/24-2009/12/31
1.20%
0.04%
-1.58%
0.05%
2.78%
-0.01%
2010/01/01-2010/12/31
2.37%
0.06%
-0.87%
0.10%
3.24%
-0.04%
2011/01/01-2011/12/31
-0.29%
0.16%
2.52%
0.11%
-2.81%
0.05%
2012/01/01-2012/12/31
2.81%
0.11%
-0.67%
0.07%
3.48%
0.04%
2013/01/01-2013/06/30
3.01%
0.14%
0.47%
0.10%
2.54%
0.04%
B
2009/06/24-2009/12/31
0.90%
0.03%
-1.58%
0.05%
2.48%
-0.02%
2010/01/01-2010/12/31
1.98%
0.06%
-0.87%
0.10%
2.85%
-0.04%
2011/01/01-2011/12/31
-0.68%
0.16%
2.52%
0.11%
-3.20%
0.05%
2012/01/01-2012/12/31
2.35%
0.11%
-0.67%
0.07%
3.02%
0.04%
2013/01/01-2013/06/30
2.77%
0.14%
0.47%
0.10%
2.30%
0.04%
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
99
20
99
20
021-38794999
021-68881170
2
90
1
5%
f
20%
g
10%
h
10%
k
10
91
2
4
1
2
3
4
5
6
7
8
92
93
94
95
96
97
98
4
99
100
15
101
102
(www.51fund.com)
103
104
105
