1
60
-95
5
-40
5%
80%
1
2
3
GICS
2
1
1
3
2
P/B ratio
P/E ratio
(P/CE
ratio)
Dividend Yield
Price yield
3
/
4
2
4
3
HSBC Mining, Gold and Energy Index
2007
3
31
5
1
2
3
1
2
6
3
/
4
5
4
Tracking
Error
Standard Deviation
Barra Aegis
MFM
1
7
(1)
20%
(2)
10%
(3)
10%
3%
(4)
10%
(5)
10%
(6)
20
(7)
10%
(8)
60
-95
5
-40
5%
8
(9)
100
(10)
10
(11)
(a)
(b)
(c)
20%
(12)
1 — 8
30
6
10
10
30
3
1
9
2
3
4
5
10%
6
7
8
9
10
11
12
13
14
15
16.
17
10
6
30
1
2
1
%
1
47,679,261.66
83.03
47,679,261.66
83.03
-
-
-
-
-
-
2
857,289.65
1.49
3
-
-
11
-
-
-
-
4
-
-
-
-
-
-
-
-
-
-
5
-
-
-
-
6
-
-
7
7,771,746.96
13.53
8
1,115,928.26
1.94
9
57,424,226.53
100.00
2
(
)
15,212,903.41
26.73
10,762,337.65
18.91
10,588,393.70
18.61
8,940,924.64
15.71
926,491.32
1.63
898,000.16
1.58
12
350,210.78
0.62
47,679,261.66
83.79
3
31,797,782.43
55.88
15,881,479.23
27.91
47,679,261.66
83.79
4
)
Peabod
y
1
-
BTU US
13,554
2,267,003.48
3.98
Energy
Corp
Kinross
2
Gold
-
K CN
34,733
2,118,023.36
3.72
Corp
Teck
3
Resourc
-
TCK/B CN
8,611
1,965,048.23
3.45
es Ltd
Royal
Dutch
4
RDSB LN
8,868
1,959,862.81
3.44
Shell
plc
Freepor
5
t-McMo
-
FCX US
9,073
1,950,369.28
3.43
Ran
13
Copper
& Gold
Inc
6
BP plc
-
BP/ LN
40,845
1,763,047.99
3.10
Glencor
7
e Intl
-
GLEN LN
38,540
1,375,721.69
2.42
plc
Canadia
n
8
Natural
-
CNQ CN
7,401
1,338,057.39
2.35
Resourc
es Ltd
Aurora
9
Oil &
-
AUT AU
51,287
1,214,883.90
2.13
Gas Ltd
Resolut
e
108,34
10
-
RSG AU
1,159,486.14
2.04
Mining
3
Ltd
5
6
7
8
14
9
(%)
ETFS
ETF
1
Physical
ETF
ETF
Securities
857,289.65
1.51
Platinum
Ltd
10
10.1
10.2
10.3
1
-
2
-
3
34,801.40
4
970.23
5
1,080,156.63
6
-
7
-
8
-
9
1,115,928.26
10.4
10.5
10.6
15
-1.70%
1.08%
-3.75%
1.20%
2.05%
-0.12%
99
20
99
20
2004
5
12
51%
JPMorgan Asset Management (UK) Limited
49%
[2004]56
2004
5
12
2005
8
12
67
33
51%
49%
2006
6
6
“
”
“
”
2006
4
29
16
2006
6
2
2009
3
31
2009
3
31
(
)
17
18
19
20
1
(
)
(JP Morgan Asset Management (UK)
Co., Ltd.)
25 Bank Street Canary Wharf London E14 5JP
125 London Wall, London, EC2Y 5AJ
Finsbury Dials, 20 Finsbury Street, London EC2Y 9AQ
Martin Porter
1974
2
27
1,601
2010
12
31
Neil Gregson
44 020 7742 6000
3,000
(
)
SICAVs
OEICs
JF
2
Neil Gregson,
Neil 2010
CQS
Neil
21
Neil
Neil
1
[
(
)
]
[
1
]
[
1
]
[
]
[1964
10
16
]
[
]
[
]
[
]
[852-3982-3753]
(
)
1964
2001
10
1
(
)
-
(
)
(
)
-
2001
2
2002
7
25
2002
12
2
2011
12
31
2,157.3
155.6
,
55.2
16.9%
A
(
)
(
2011
12
31
):
Aa3
A+
A
P-1
A-1
F1
/
C+
-
(
QDII
)
2006
QDII
2007
QDII
2011
12
31
(
)
4,000
22
(Billing)
(Reconciliation)
15
(
)
50
10
/
1
2
3
M
M 100
1.6%
100
≤M 500
1.0%
M≥500
1000
4
23
0.50%
0.30%
0%
25%
5
6
1
2
3
4
5
6
7
24
8
9
(
“
”)
10
11
1
1.8%
H E×1.8% ÷
H
E
10
2
25
[ 0.35%]
H=E×0.35% ÷
H
E
10
3
3
10
26
27
28
29
1
2
30
31
32
33
34
35
36
37
38
2013
5
39
