2012
2012 12 31
2012
1
§1 1.1
2013 3 26
2012 6 13 12 31
2012
2
§2 2.1
2.2
2.3
010-88423386 010-66105799
qiyan@ncfund.com.cn custody@icbc.com.cn
4008198866 95588
010-88423310 010-66106904
2.4
www.ncfund.com.cn
3.1
2,987,657.10
2012
3
12,384,823.62
0.0564
8.6%
0.0229
137,483,169.80
1.086
1
2
3
4 2012 6 13
3.2
3.2.1
9.37% 0.55% 0.62% 0.92% 8.75% -0.37%
8.17% 0.41% -3.32% 0.94% 11.49% -0.53%
8.60% 0.39% -4.86% 0.93% 13.46% -0.54%
1 2012 6 13
2 80%* +20%*
3
3.2.2
2012
4
3.2.3
3.3
2012
5
2012 6 13 2012 12 31
§4 4.1
4.1.1
2004 12 9
2012 12 31
4.1.2
2012
6
1
2
4.2
4.3
4.3.1
2011
4.3.2
2012
7
4 3 5 /
4.3.3
5%
4.4
4.4.1 2012 3.17% 2012 12 2012 8.6%
4.4.2 2012 6 13 2012 12 31 1.086
8.60% -4.86%
4.5
2013 3 2013
2012
8
2013
4.6
4.6.1
4.6.1.1
2/3
4.6.1.2
2012
9
4.6.1.3
/
4.6.1.4
4.6.1.5
4.7
§5 5.1
2012
5.2
2012
10
2012
5.3
2012
2013 3 26
§6
§7 7.1
2012 12 31
2012 12 31
9,005,969.79
1,514,647.73
175,674.44
105,738,387.68
2012
11
105,738,387.68
-
-
-
-
25,000,000.00
2,749,770.66
30,808.53
-
37,264.09
-
35,725.64
144,288,248.56
2012 12 31
-
-
-
-
38,890.44
6,003,372.03
205,922.66
34,320.44
-
253,921.68
-
-
-
-
268,651.51
6,805,078.76
126,545,409.28
10,937,760.52
137,483,169.80
144,288,248.56
2012 6 13 2012 12 31 1.086 126,545,409.28
7.2
2012
12
2012 6 13 2012 12 31
2012 6 13 2012 12 31
15,460,980.63
1,358,063.87
618,175.92
-
-
739,887.95
-
3,997,463.77
3,741,815.98
-
-
-
-
255,647.79
9,397,166.52
-
708,286.47
3,076,157.01
1,810,175.79
301,695.97
-
668,341.49
-
-
295,943.76
12,384,823.62
-
12,384,823.62
2012 6 13 2012 12 31
7.3
2012 6 13 2012 12 31
2012 6 13 2012 12 31
2012
13
669,094,104.71 - 669,094,104.71
- 12,384,823.62 12,384,823.62
-542,548,695.43 -1,447,063.10 -543,995,758.53
22,637,807.64 -6,369.53 22,631,438.11
-565,186,503.07 -1,440,693.57 -566,627,196.64
-- -
126,545,409.28 10,937,760.52 137,483,169.80
2012 6 13 2012 12 31
7.1 7.4
7.4
7.4.1
( ) 2011 1948 2012 5 11 2012 6 8 669,094,104.71 3,538 [2012]404A66 2012 6 13
, 60 95% 80% 0 40% 0 20% 0 3% 1 5%
2012
14
2013 3 23
7.4.2
2006 2 15
( ) 2007 5 15
7.4.3
7.4.4
7.4.4.1
1 1 12 31
7.4.4.2
7.4.4.3
2012
15
7.4.4.4
1
1
a
/( )
b
( )
7.4.4.4 1 1 c
/( ) /( )
c
/( )
2
2012
16
3
2
7.4.4.5
1
1
2 0.25
3 0.25 ,
2
2012
17
1
2
3
2012
18
4
7.4.4.6
7.4.4.7
7.4.4.8
/( )
/( )
7.4.4.9 /( )
/( )
/( )
2012
19
/( )
7.4.4.10
1.5%
0.25%
7.4.4.11
1 12 20% 3
2
3
4
5
7.4.4.12
2012
20
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
[2002]128 [2004]78 [2005]11 ( ) [2005]102 [2005]103 [2005]107 2008 4 24
1
2
3 20% 50%
4 2008 4 24 0.3% 2008 4 24 0.1% 2008 9 19 A B 0.1% 0.1%
5
2012
21
7.4.7
2012
7.4.8
7.4.8.1
7.4.8.1.1
2012 6 13 2012 12 31
7.4.8.1.2
2012 6 13 2012 12 31
7.4.8.1.3
2012 6 13 2012 12 31
7.4.8.1.4
2012 6 13 2012 12 31
7.4.8.1.5
2012 6 13 2012 12 31
7.4.8.2
7.4.8.2.1
2012 6 13 2012 12 31 1,810,175.79
887,638.19
2012
22
1 1.5% , ,
: = 1.5%/
2 2012 6
13 2012 12 31
7.4.8.2.2
2012 6 13 2012 12 31
301,695.97
0.25%
: = 0.25%/
7.4.8.3 ( )
( )
7.4.8.4
7.4.8.4.1
7.4.8.4.2
7.4.8.5
2012 6 13 2012 12 31
2012 6 13 2012 12 31
7.4.8.6
7.4.9 2012 12 31
7.4.9.1 /
2012
23
/
7.4.9.2
- 160,000 1,476,649.31 1,784,000.00
7.4.9.3
7.4.9.3.1
7.4.9.3.2
§8 8.1
1 105,738,387.68 73.28
105,738,387.68 73.28
2 --
--
--
3 --
4 25,000,000.00 17.33
--
5 10,520,617.52 7.29
6 3,029,243.36 2.10
7 144,288,248.56 100.00
8.2
2012
24
A 10,762,770.00 7.83
B 4,783,060.00 3.48
C 57,138,091.42 41.56
C0 19,308,598.62 14.04
C1 660,800.00 0.48
C2 - -
C3 - -
C4 18,422,160.03 13.40
C5 628,000.00 0.46
C6 63,944.79 0.05
C7 11,379,787.77 8.28
C8 6,674,800.21 4.85
C99 - -
D 2,397,095.18 1.74
E 3,120,000.00 2.27
F - -
G 3,122,350.00 2.27
H 4,907,296.08 3.57
I 1,958,800.00 1.42
J 8,953,300.00 6.51
K 8,595,625.00 6.25
L - -
M - -
105,738,387.68 76.91
8.3
1 806,200 10,762,770.00 7.83
2 542,019 6,477,127.05 4.71
3 1,260,500 5,836,115.00 4.24
4 239,478 5,287,674.24 3.85
5 380,104 5,211,225.84 3.79
6 780,000 5,116,800.00 3.72
7 259,117 4,824,758.54 3.51
8 635,000 4,457,700.00 3.24
9 300,000 3,936,000.00 2.86
10 503,310 3,774,825.00 2.75
http://www.ncfund.com.cn
2012
25
8.4
8.4.1 2% 20
1 16,830,742.00 12.24
2 11,812,545.90 8.59
3 10,162,919.07 7.39
4 8,937,762.92 6.50
5 8,905,546.21 6.48
6 8,793,901.60 6.40
7 6,978,501.54 5.08
8 6,836,737.04 4.97
9 6,192,822.31 4.50
10 6,140,935.22 4.47
11 6,026,845.99 4.38
12 5,903,000.00 4.29
13 5,751,403.08 4.18
14 5,489,955.08 3.99
15 5,462,868.73 3.97
16 4,974,173.95 3.62
17 4,756,434.00 3.46
18 4,289,630.18 3.12
19 4,013,500.00 2.92
20 3,985,323.64 2.90
21 3,952,964.40 2.88
22 3,873,151.80 2.82
23 3,714,192.42 2.70
24 3,689,553.27 2.68
25 3,383,013.18 2.46
26 3,364,811.69 2.45
27 3,347,392.08 2.43
28 3,124,986.43 2.27
29 3,062,552.57 2.23
30 3,036,668.26 2.21
31 2,776,331.14 2.02
32 2,768,500.00 2.01
8.4.2 2% 20
2012
26
1 15,454,280.00 11.24
2 11,409,236.01 8.30
3 8,630,208.94 6.28
4 8,035,568.08 5.84
5 7,203,466.45 5.24
6 6,846,891.66 4.98
7 6,036,000.00 4.39
8 4,939,363.79 3.59
9 4,088,084.00 2.97
10 4,056,257.90 2.95
11 4,001,784.17 2.91
12 3,958,070.00 2.88
13 3,734,450.00 2.72
14 3,708,178.77 2.70
15 3,650,750.00 2.66
16 2,814,038.40 2.05
17 2,682,203.16 1.95
18 2,680,414.03 1.95
19 2,625,305.43 1.91
20 2,569,722.00 1.87
8.4.3
288,043,171.61
195,443,766.43
8.5
8.6
8.7
8.8
2012
27
8.9
8.9.1
8.9.2
8.9.3
1 175,674.44
2 2,749,770.66
3 -
4 30,808.53
5 37,264.09
6 -
7 35,725.64
8 -
9 3,029,243.36
8.9.4
8.9.5
8.9.6
§9 9.1
1,891 66,919.84 10,108,156.90 7.99%116,437,252.38 92.01%
9.29.3
2,038,887.20 1.61%
2012
28
0 100
§1 0
669,094,104.71
22,637,807.64
565,186,503.07
-
126,545,409.28
§11
11.1
11.2
2013 1 18
11.3
11.4
11.5
80000
1
11.6
11.7
11.7.1
1 16,210,287.57 3.35% 14,280.61 3.49%
2012
29
1 41,921,683.73 8.67% 37,005.51 9.04% 1 50,399,726.79 10.42% 44,598.73 10.90% 1 75,080,214.24 15.53% 64,839.48 15.84% 1 14,387,085.98 2.98% 13,097.84 3.20% 1 104,841,076.10 21.68% 74,479.31 18.20% 1 62,160,278.26 12.86% 54,813.25 13.39% 1 118,483,585.37 24.51% 106,201.05 25.95% 1 - - - - - - - - [1998]29 [2007]48 11
1
2
3
1
2
1
2
3
- - - - - -
2012
30
- - - - - -
- - - - - -
- - - - - -
- -270,000,000.006.57% - -
- -290,000,000.007.05% - -
- -490,000,000.0011.92% - -
- -3,062,300,000.0074.47% - -
- - - - - -
- - - - - -
- - - - - -
