2012
2012 12 31
2012 [ ]
1
2013 3 28
2012 1 1 12 31
2012 [ ]
2
010-88423386 010-66060069
qiyan@ncfund.com.cn lifangfei@abchina.com
4008198866 95599
010-88423310 010-63201816
www.ncfund.com.cn
2012 [ ]
3
-446,566,085.09 107,747,558.54 103,833,258.27
54,180,276.56 -569,202,745.68 86,767,636.83
0.0173 -0.3700 0.0486
4.04% -17.15% 3.42%
0.1018 0.4366 0.4653
3,446,255,523.18 3,172,710,295.94 2,361,519,744.69
1.2017 1.4366 1.7340
1
2
3
3.2.1
4.98% 1.16% 8.18% 1.02% -3.20% 0.14%
0.66% 1.15% 2.46% 0.99% -1.80% 0.16%
4.04% 1.22% 7.04% 1.02% -3.00% 0.20%
-10.86% 1.32% -21.86% 1.11% 11.00% 0.21%
90.56% 1.39% -6.59% 1.43% 97.15% -0.04%
1 300 ,2 3.2.2
3.2.3
, 80% 4
300 +
+20%
2012
[ ]
4.1.1
3.
3.
6.
2012 12 000 63
500 29
500 92
31 34,973,874.76
93,076,972.93
28,050,847.69
5
6 4
3 2
9 7
72,051,910.1
85,475,778.8
57,527,688.9
200
21 , 1 0 7
805 7 8
921 , 6 8 5
04 12 9
2012
7,025,784.88
8,552,751.73
5,578,536.61
9 [ ]
2012 [ ]
6
4.1.2
2012 [ ]
7
1
2
4.3.1
2011
2012 [ ]
8
4.3.2
4 3 5 /
4.3.3
5%
4.4.1 2012
4.4.2 2012 12 31 1.2017 4.04%
2012 [ ]
9
7.04%
8 11
4.6.1
4.6.1.1
2/3
4.6.1.2
2012 [ ]
10
4.6.1.3
/
4.6.1.4
4.6.1.5
2012 [ ]
11
2012 3 13 10 3 2012 3
16 2012 3 20
2012 1 1 2012 12 31
2013 3 28
2012 [ ]
12
( )
2012 12 31
2012 12 31
2011 12 31
265,129,212.76 254,525,777.39
3,405,619.98 3,500,650.83
1,328,336.87 1,277,622.69
3,273,246,810.22 2,893,195,710.51
3,273,246,810.22 2,893,195,710.51
--
--
--
--
--
- 7,539,997.26
72,496.91 55,110.98
--
468,830.09 22,666,462.89
--
--
3,543,651,306.83 3,182,761,332.55
2012 12 31
2011 12 31
--
2012 [ ]
13
--
--
--
77,533,313.74 -
10,210,751.43 1,872,686.36
4,280,977.40 4,151,004.19
713,496.26 691,834.03
--
3,332,228.27 2,322,999.74
--
--
--
--
1,325,016.55 1,012,512.29
97,395,783.65 10,051,036.61
2,867,866,675.83 2,208,520,248.27
578,388,847.35 964,190,047.67
3,446,255,523.18 3,172,710,295.94
3,543,651,306.83 3,182,761,332.55
2012 12 31 , 1.2017 , 2,867,866,675.83
2012 1 1 2012 12 31
2012 1 1 2012 12
31
2011 1 1 2011 12
31
140,595,147.34 -514,190,989.67
4,992,771.76 1,434,985.62
4,560,662.18 1,434,985.62
--
--
432,109.58 -
--
-367,908,822.66 158,774,826.65
-413,338,484.76 148,819,768.75
--
--
2012 [ ]
14
--
--
45,429,662.10 9,955,057.90
500,746,361.65 -676,950,304.22
--
2,764,836.59 2,549,502.28
86,414,870.78 55,011,756.01
57,124,131.79 38,257,086.50
9,520,688.74 6,376,181.10
--
19,366,836.26 9,984,324.31
--
--
403,213.99 394,164.10
54,180,276.56 -569,202,745.68
--
54,180,276.56 -569,202,745.68
2012 1 1 2012 12 31
2012 1 1 2012 12 31
2,208,520,248.27 964,190,047.67 3,172,710,295.94
- 54,180,276.56 54,180,276.56
659,346,427.56 667,044,308.00 1,326,390,735.56
2,621,949,299.84 1,105,301,987.45 3,727,251,287.29
-1,962,602,872.28 -438,257,679.45 -2,400,860,551.73
- -1,107,025,784.88 -1,107,025,784.88
2012 [ ]
15
2,867,866,675.83 578,388,847.35 3,446,255,523.18
2011 1 1 2011 12 31
1,361,922,012.19 999,597,732.50 2,361,519,744.69
- -569,202,745.68 -569,202,745.68
846,598,236.08 533,795,060.85 1,380,393,296.93
2,136,085,555.80 1,461,201,552.64 3,597,287,108.44
-1,289,487,319.72 -927,406,491.79 -2,216,893,811.51
-- -
2,208,520,248.27 964,190,047.67 3,172,710,295.94
7.1 7.4
7.4.1
7.4.2
7.4.3
2012
7.4.4
7.4.4.1
2012 [ ]
16
7.4.4.1.1
7.4.4.1.2
7.4.4.1.3
7.4.4.1.4
7.4.4.2
7.4.4.2.1
2012 1 1 2012 12 31
2011 1 1 2011 12 31
57,124,131.79 38,257,086.50
10,612,277.81 12,745,797.77
1 1.5% , ,
: = 1.5%/
2 ,
7.4.4.2.2
2012 1 1 2012 12 31
2011 1 1 2011 12 31
9,520,688.74 6,376,181.10
0.25%
: = 0.25%/
2012 [ ]
17
7.4.4.3 ( )
7.4.4.4
7.4.4.4.1
2012 1 1 2012 12
31
2011 1 1 2011 12 31
18,488,228.77 -
4,436,465.07 18,488,228.77
--
--
22,924,693.84 18,488,228.77
0.80% 0.84%
4,436,465.07 , 2012 3 16
7.4.4.4.2
7.4.4.5
2012 1 1 2012 12 31
2011 1 1 2011 12 31 7.4.4.6
7.4.5 2012 12 31
7.4.5.1 /
/
7.4.5.2
2012 [ ]
18
- 16,389,745
189,221,381.
61
182,745,656.75
12.21 4,480,980
85,362,244.7
6
49,738,878.00 -
31.50 1,233,550
31,620,955.4
3
35,834,627.50 -
7.4.5.3
7.4.5.3.1
7.4.5.3.2
1 3,273,246,810.22 92.37
3,273,246,810.22 92.37
2 --
--
--
3 --
4 --
--
5 268,534,832.74 7.58
6 1,869,663.87 0.05
7 3,543,651,306.83 100.00
2012 [ ]
19
A 7,473,823.95 0.22
B 182,066,755.27 5.28
C 1,113,296,647.41 32.30
C0 246,732,889.96 7.16
C1 6,024,832.00 0.17
C2 - -
C3 - -
C4 396,927,395.00 11.52
C5 24,950,417.00 0.72
C6 24,894,976.60 0.72
C7 344,451,958.97 9.99
C8 45,027,996.88 1.31
C99 24,286,181.00 0.70
D 103,515,866.00 3.00
E 161,419,477.24 4.68
F 92,732,459.83 2.69
G 580,486,822.22 16.84
H 158,613,825.83 4.60
I 584,424,628.87 16.96
J 68,765,241.67 2.00
K 157,249,187.53 4.56
L 25,230,784.18 0.73
M 37,971,290.22 1.10
3,273,246,810.22 94.98
1 18,041,461.00 215,595,458.95 6.26
2 4,758,026.00 215,490,997.54 6.25
3 16,389,745.00 182,745,656.75 5.30
4 6,384,212.00 140,324,979.76 4.07
5 3,293,850.00 83,499,097.50 2.42
2012 [ ]
20
6 3,152,674.00 83,482,807.52 2.42
7 5,938,520.00 79,338,627.20 2.30
8 9,868,517.00 76,283,636.41 2.21
9 5,249,722.00 75,018,527.38 2.18
10 6,630,424.00 73,664,010.64 2.14
8.4.1 2% 20
1 162,487,433.03 5.12
2 142,545,352.58 4.49
3 137,551,457.05 4.34
4 133,348,737.43 4.20
5 127,523,096.96 4.02
6 118,433,261.99 3.73
7 111,591,762.06 3.52
8 101,429,807.10 3.20
9 100,564,613.65 3.17
10 93,631,339.79 2.95
11 91,680,182.09 2.89
12 88,123,995.38 2.78
13 87,486,838.49 2.76
14 85,374,126.39 2.69
15 84,674,811.82 2.67
16 81,410,955.67 2.57
17 80,039,462.24 2.52
18 79,602,395.69 2.51
19 77,157,014.86 2.43
20 76,980,588.88 2.43
21 75,215,704.49 2.37
22 69,386,011.27 2.19
23 68,588,727.45 2.16
24 64,939,056.90 2.05
2012 [ ]
21
25 64,049,395.53 2.02
( ) ,
8.4.2 2% 20
1 166,881,370.00 5.26
2 133,818,342.66 4.22
3 133,238,433.46 4.20
4 130,509,365.26 4.11
5 113,710,985.23 3.58
6 107,337,575.44 3.38
7 100,065,971.04 3.15
8 95,598,178.29 3.01
9 92,216,248.03 2.91
10 88,082,657.44 2.78
11 81,310,096.00 2.56
12 77,326,606.88 2.44
13 73,510,637.45 2.32
14 72,344,535.23 2.28
15 71,548,404.06 2.26
16 71,002,506.00 2.24
17 70,978,039.23 2.24
18 69,539,292.60 2.19
19 69,327,203.94 2.19
20 68,133,044.55 2.15
21 66,691,052.87 2.10
( ) ,
8.4.3
6,668,666,807.28
6,376,023,584.46
2012 [ ]
22
8.9.1 ,
8.9.2
8.9.3
1 1,328,336.87
2 -
3 -
4 72,496.91
5 468,830.09
6 -
7 -
8 -
9 1,869,663.87
8.9.4
8.9.5
2012 [ ]
23
182,745,656.75 5.30
8.9.6
68,931 41,604.89 1,186,745,888.34 41.38%1,681,120,787.49 58.62%
917,555.88 0.03%
50-100
50-100
278,333,456.06
2,208,520,248.27
2,621,949,299.84
1,962,602,872.28
-
2,867,866,675.83
2012 [ ]
24
2013 1 18
80000 1 2009 2012 4
11.7
11.7.1
2012 [ ]
25
1 1,469,644,414.19 11.28% 1,244,489.43 11.45% 1 1,231,434,169.16 9.45% 1,051,453.02 9.67% 1 1,059,810,700.37 8.13% 890,286.89 8.19% 1 1,000,902,721.66 7.68% 875,198.27 8.05% 2 984,811,638.13 7.56% 841,687.68 7.74% 1 984,469,897.76 7.55% 858,173.94 7.89% 1 918,859,594.54 7.05% 807,218.39 7.42% 1 915,951,098.36 7.03% 784,995.86 7.22% 1 907,369,150.57 6.96% 759,765.38 6.99% 1 799,334,671.88 6.13% 530,443.96 4.88% 1 753,608,927.45 5.78% 511,102.32 4.70% 1 651,151,976.74 5.00% 558,587.49 5.14% 2 508,378,103.40 3.90% 413,586.67 3.80% 1 444,100,719.81 3.41% 382,070.17 3.51% 1 375,360,285.34 2.88% 341,727.85 3.14% 1 25,668,221.28 0.20% 22,408.17 0.21% 1 - - - - [1998]29 [2007]48 19
1
2
3
1
2
1
2
2012 [ ]
26
3
11.7.2
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - - - - - - -
- - 111,900,000.00100.00% - - - -
- - - - - - - -
- - - - - - - -
