2012
2012 12 31
2012
1
§1 1.1
2013 3 26
2012 1 1 12 31
2012
2
§2 2.1
2.2
2.3
010-88423386 010-66105799
qiyan@ncfund.com.cn custody@icbc.com.cn
4008198866 95588
010-88423310 010-66106904
2.4
www.ncfund.com.cn
3.1
2012
3
18,987,946.00 -6,241,304.64 21,280,504.69
58,404,736.47 -20,540,865.46 29,202,613.88
0.3608 -0.1548 0.1284
28.83% -14.51% 14.4%
0.1774 -0.0223 0.1203
314,008,819.07 125,048,780.22 189,688,892.72
1.260 0.978 1.144
1
2
3
3.2
3.2.1
12.10% 1.05% 8.18% 1.02% 3.92% 0.03%
15.07% 1.08% 2.46% 0.99% 12.61% 0.09%
28.83% 1.20% 7.04% 1.02% 21.79% 0.18%
26.00% 1.17% -4.22% 1.07% 30.22% 0.10%
1 300 80%* 300 +20%*
2
3.2.2
2012
4
3.2.3
3.3
2010 7 21 2012 12 31
2012
5
§4 4.1
4.1.1
2004 12 9
2012 12 31
4.1.2
2012
6
1
2
4.2
4.3
4.3.1
2011
2012
7
4.3.2
4 3 5 /
4.3.3
5%
4.4
4.4.1 2012
12
4.4.2 2012 12 31 1.260 28.83% 7.04%
4.5
2013
4.6
4.6.1
2012
8
4.6.1.1
2/3
4.6.1.2
4.6.1.3
2012
9
/
4.6.1.4
4.6.1.5
4.7
§5 2012
2012
2012
10
2012
2013 3 26
§6
§7 7.1
2012 12 31
2012 12 31
2011 12 31
19,969,674.46 19,348,607.45
1,695,160.92 295,744.17
962,421.31 376,485.65
295,031,077.99 105,114,660.39
295,031,077.99 105,114,660.39
--
--
--
2012
11
--
--
16,807,798.75 566,898.48
6,847.78 3,710.34
--
1,045,980.42 205,338.77
--
--
335,518,961.63 125,911,445.25
2012 12 31
2011 12 31
--
--
--
--
10,275,807.89 -
8,653,362.34 36,043.36
345,002.97 166,172.43
57,500.51 27,695.39
--
1,435,174.11 218,193.76
--
--
--
--
743,294.64 414,560.09
21,510,142.56 862,665.03
249,119,791.19 127,903,198.27
64,889,027.88 -2,854,418.05
314,008,819.07 125,048,780.22
335,518,961.63 125,911,445.25
2012 12 31 1.260 249,119,791.19
7.2
2012 1 1 2012 12 31
2012
12
2012 1 1 2012 12 31
2011 1 1 2011 12 31
67,092,934.03 -16,314,137.35
333,575.30 142,735.04
301,877.70 139,943.38
--
--
31,697.60 2,791.66
--
26,757,224.05 -2,334,254.59
25,649,862.76 -3,510,848.32
--
--
--
--
1,107,361.29 1,176,593.73
39,416,790.47 -14,299,560.82
--
585,344.21 176,943.02
8,688,197.56 4,226,728.11
2,626,310.77 2,188,786.81
437,718.51 364,797.89
--
5,219,473.95 1,275,323.74
--
--
404,694.33 397,819.67
58,404,736.47 -20,540,865.46
--
58,404,736.47 -20,540,865.46
7.3
2012 1 1 2012 12 31
2012 1 1 2012 12 31
2012
13
127,903,198.27 -2,854,418.05 125,048,780.22
- 58,404,736.47 58,404,736.47
121,216,592.92 9,338,709.46 130,555,302.38
559,501,605.11 60,695,504.43 620,197,109.54
-438,285,012.19 -51,356,794.97 -489,641,807.16
-- -
249,119,791.19 64,889,027.88 314,008,819.07
2011 1 1 2011 12 31
165,817,079.27 23,871,813.45 189,688,892.72
- -20,540,865.46 -20,540,865.46
-37,913,881.00 -6,185,366.04 -44,099,247.04
89,431,309.66 9,862,347.10 99,293,656.76
-127,345,190.66 -16,047,713.14 -143,392,903.80
-- -
127,903,198.27 -2,854,418.05 125,048,780.22
7.1 7.4
7.4
7.4.1
7.4.2
7.4.3
2012
14
2012
7.4.4
7.4.4.1
7.4.4.1.1
7.4.4.1.2
7.4.4.1.3
7.4.4.1.4
7.4.4.2
7.4.4.2.1
2012 1 1 2012 12 31
2011 1 1 2011 12 31
2,626,310.77 2,188,786.81
1,229,132.42 778,296.32
1 1.5% , ,
: = 1.5%/
2
7.4.4.2.2
2012
15
2012 1 1 2012 12 31
2011 1 1 2011 12 31
437,718.51 364,797.89
0.25%
: = 0.25%/
7.4.4.3 ( )
( )
7.4.4.4
7.4.4.4.1
7.4.4.4.2
7.4.4.5
2012 1 1 2012 12 31
2011 1 1 2011 12 31 7.4.4.6
7.4.5 2012 12 31
7.4.5.1 /
/
7.4.5.2
- 1,430,786
13,273,504.1
7
15,953,263.90
2012
16
7.4.5.3
7.4.5.3.1
7.4.5.3.2
§8 8.1
1 295,031,077.99 87.93
295,031,077.99 87.93
2 --
--
--
3 --
4 --
--
5 21,664,835.38 6.46
6 18,823,048.26 5.61
7 335,518,961.63 100.00
8.2
A 1,549,935.00 0.49
B 13,550,279.56 4.32
C 142,106,073.23 45.26
C0 3,233,922.50 1.03
C1 1,749,608.12 0.56
C2 - -
C3 - -
C4 62,219,569.65 19.81
C5 - -
2012
17
C6 4,681,200.00 1.49
C7 60,578,187.60 19.29
C8 9,643,585.36 3.07
C99 - -
D 1,302,516.54 0.41
E 14,139,000.00 4.50
F - -
G 16,004,519.12 5.10
H 24,318,380.30 7.74
I 54,479,650.03 17.35
J 1,946,305.54 0.62
K 24,593,418.67 7.83
L - -
M 1,041,000.00 0.33
295,031,077.99 93.96
8.3
1 1,761,794.00 29,950,498.00 9.54
2 2,206,155.00 26,363,552.25 8.40
3 3,204,330.00 24,609,254.40 7.84
4 1,721,023.00 24,593,418.67 7.83
5 2,019,431.00 22,577,238.58 7.19
6 1,626,790.00 21,262,145.30 6.77
7 1,430,786.00 15,953,263.90 5.08
8 1,000,000.00 13,360,000.00 4.25
9 259,991.00 11,774,992.39 3.75
10 602,800.00 10,060,732.00 3.20
8.4
8.4.1 2% 20
1 61,238,087.92 48.97
2 45,849,169.84 36.67
2012
18
3 43,256,918.82 34.59
4 40,401,271.72 32.31
5 35,434,240.09 28.34
6 32,265,446.81 25.80
7 29,057,461.22 23.24
8 28,991,980.96 23.18
9 28,565,482.83 22.84
10 27,643,763.55 22.11
11 26,898,794.01 21.51
12 24,127,341.78 19.29
13 23,859,333.20 19.08
14 22,971,880.52 18.37
15 22,877,282.29 18.29
16 22,312,580.19 17.84
17 22,151,557.24 17.71
18 21,930,083.92 17.54
19 21,794,344.69 17.43
20 21,787,471.50 17.42
21 21,107,101.87 16.88
22 20,310,164.98 16.24
23 19,979,698.33 15.98
24 19,661,033.93 15.72
25 19,391,191.96 15.51
26 19,139,170.89 15.31
27 18,842,966.87 15.07
28 17,999,341.36 14.39
29 17,401,863.75 13.92
30 16,353,069.73 13.08
31 15,653,438.34 12.52
32 15,176,802.27 12.14
33 14,981,255.84 11.98
34 14,223,731.27 11.37
35 14,146,326.92 11.31
36 14,056,799.68 11.24
37 13,410,226.09 10.72
38 13,324,904.25 10.66
39 13,273,504.17 10.61
40 12,672,863.97 10.13
41 12,500,081.72 10.00
42 11,841,503.30 9.47
43 11,534,547.47 9.22
2012
19
44 11,123,308.64 8.90
45 10,971,845.28 8.77
46 10,971,039.20 8.77
47 10,899,830.27 8.72
48 10,781,613.53 8.62
49 10,737,374.87 8.59
50 10,723,580.76 8.58
51 10,559,994.66 8.44
52 10,315,000.00 8.25
53 10,106,825.10 8.08
54 9,802,476.47 7.84
55 9,708,897.32 7.76
56 9,505,767.77 7.60
57 9,502,000.00 7.60
58 9,495,333.52 7.59
59 9,328,770.54 7.46
60 9,150,829.54 7.32
61 9,023,993.52 7.22
62 8,851,390.06 7.08
63 8,845,868.13 7.07
64 8,681,903.95 6.94
65 8,679,981.70 6.94
66 8,529,958.98 6.82
67 8,513,189.00 6.81
68 8,396,297.17 6.71
69 8,314,903.35 6.65
70 8,298,341.56 6.64
71 8,234,376.94 6.58
72 7,935,279.15 6.35
73 7,897,696.81 6.32
74 7,884,738.05 6.31
75 7,794,004.20 6.23
76 7,694,810.40 6.15
77 7,396,939.61 5.92
78 7,277,877.49 5.82
79 7,141,104.44 5.71
80 7,112,610.56 5.69
81 7,093,318.01 5.67
82 6,961,025.05 5.57
83 6,845,372.50 5.47
84 6,814,806.20 5.45
2012
20
85 6,456,340.68 5.16
86 6,382,677.83 5.10
87 6,370,000.00 5.09
88 6,286,221.51 5.03
89 6,273,610.92 5.02
90 6,177,176.22 4.94
91 6,106,129.00 4.88
92 6,066,270.40 4.85
93 6,066,000.00 4.85
94 5,958,239.42 4.66
95 5,922,195.66 4.64
96 5,776,216.00 4.62
97 5,716,714.16 4.57
98 5,419,645.87 4.33
99 5,397,355.98 4.32
100 5,383,628.26 4.31
101 5,285,060.00 4.23
102 5,194,248.75 4.15
103 5,166,500.37 4.13
104 5,068,767.00 4.05
105 5,023,318.90 4.02
106 4,926,976.51 3.94
107 4,831,411.00 3.86
108 4,794,096.70 3.83
109 4,733,187.60 3.79
110 4,624,499.20 3.70
111 4,621,232.41 3.70
112 4,585,639.60 3.67
113 4,459,199.99 3.57
114 4,358,239.00 3.49
115 4,340,226.03 3.47
116 4,284,061.99 3.43
117 4,244,066.70 3.39
118 4,241,692.25 3.39
119 4,153,305.55 3.32
120 4,119,737.17 3.29
121 4,017,416.00 3.21
122 4,010,919.12 3.21
123 3,975,000.00 3.18
124 3,953,869.82 3.16
125 3,907,987.40 3.13
2012
21
126 3,906,101.90 3.12
127 3,896,000.00 3.12
128 3,835,943.21 3.07
129 3,817,503.34 3.05
130 3,763,802.00 3.01
131 3,761,186.00 3.01
132 3,753,912.88 3.00
133 3,731,582.90 2.98
134 3,680,491.60 2.94
135 3,679,227.00 2.94
136 3,543,245.00 2.83
137 3,373,135.20 2.70
138 3,321,927.00 2.66
139 3,283,599.59 2.63
140 3,219,464.00 2.57
141 3,165,162.00 2.53
142 3,137,880.00 2.51
143 3,108,560.88 2.49
144 3,073,413.92 2.46
145 3,072,611.95 2.46
146 3,021,360.29 2.42
147 3,013,640.00 2.41
148 2,955,830.62 2.36
149 2,905,308.00 2.32
150 2,893,946.48 2.31
151 2,868,367.25 2.29
152 2,763,942.41 2.21
153 2,736,034.08 2.19
154 2,731,792.50 2.18
155 2,710,537.83 2.17
156 2,701,759.00 2.16
157 2,678,514.20 2.14
158 2,675,592.10 2.14
159 2,649,649.35 2.12
160 2,517,724.63 2.01
8.4.2 2% 20
2012
22
1 50,700,731.14 40.54
2 45,911,572.19 36.71
3 33,580,049.33 26.85
4 32,951,743.40 26.35
5 31,723,335.72 25.37
6 31,473,079.02 25.17
7 27,796,735.52 22.23
8 26,935,111.97 21.54
9 25,678,520.61 20.53
10 25,122,292.74 20.09
11 23,739,782.94 18.98
12 23,739,138.90 18.98
13 23,359,496.13 18.68
14 23,177,292.00 18.53
15 23,115,647.87 18.49
16 21,658,256.76 17.32
17 21,551,101.82 17.23
18 21,444,140.00 17.15
19 20,705,955.98 16.56
20 20,220,535.65 16.17
21 20,116,821.73 16.09
22 19,216,229.39 15.37
23 18,848,895.85 15.07
24 18,142,589.75 14.51
25 16,985,988.62 13.58
26 16,409,119.40 13.12
27 15,189,368.20 12.15
28 14,926,216.10 11.94
29 13,644,910.76 10.91
30 13,470,873.87 10.77
31 13,274,529.00 10.62
32 12,590,823.00 10.07
33 11,935,653.81 9.54
34 11,894,435.79 9.51
35 11,889,786.07 9.51
36 11,762,597.35 9.41
37 11,466,110.23 9.17
38 11,389,128.96 9.11
39 11,375,022.15 9.10
2012
23
40 11,300,334.05 9.04
41 11,208,519.10 8.96
42 11,164,218.65 8.93
43 11,109,209.80 8.88
44 10,929,744.38 8.74
45 10,806,725.54 8.64
46 10,804,006.29 8.64
47 10,687,139.84 8.55
48 10,569,682.54 8.45
49 10,340,767.04 8.27
50 10,296,365.21 8.23
51 10,192,385.16 8.15
52 10,166,715.59 8.13
53 10,057,000.00 8.04
54 9,976,687.63 7.98
55 9,720,000.39 7.77
56 9,394,000.35 7.51
57 9,290,823.00 7.43
58 9,255,461.17 7.40
59 8,726,126.76 6.98
60 8,702,681.70 6.96
61 8,538,948.70 6.83
62 8,506,211.61 6.80
63 8,438,981.70 6.75
64 8,400,326.00 6.72
65 8,357,054.29 6.68
66 8,220,650.82 6.57
67 8,150,253.27 6.52
68 7,724,130.65 6.18
69 7,721,298.29 6.17
70 7,488,296.92 5.99
71 7,473,837.55 5.98
72 7,276,998.80 5.82
73 7,030,892.95 5.62
74 6,957,912.13 5.56
75 6,929,771.94 5.54
76 6,836,805.00 5.47
77 6,806,308.93 5.44
78 6,777,962.32 5.42
79 6,705,090.17 5.36
80 6,591,544.59 5.27
2012
24
81 6,458,875.55 5.17
82 6,402,021.78 5.12
83 6,345,437.10 5.07
84 6,265,514.05 5.01
85 6,185,500.00 4.95
86 6,054,472.11 4.84
87 5,980,181.16 4.68
88 5,780,615.21 4.62
89 5,748,835.11 4.60
90 5,710,338.81 4.57
91 5,707,406.16 4.56
92 5,655,000.00 4.52
93 5,611,007.90 4.49
94 5,554,519.43 4.44
95 5,400,476.91 4.32
96 5,397,727.90 4.32
97 5,261,332.64 4.21
98 5,201,612.70 4.16
99 5,145,735.88 4.11
100 5,117,838.29 4.09
101 5,079,072.52 4.06
102 5,037,882.13 4.03
103 5,036,185.91 4.03
104 4,983,750.90 3.99
105 4,850,270.28 3.88
106 4,778,933.72 3.82
107 4,666,870.63 3.73
108 4,605,267.68 3.68
109 4,590,812.00 3.67
110 4,477,601.14 3.58
111 4,436,520.72 3.55
112 4,435,430.71 3.55
113 4,316,693.53 3.45
114 4,279,044.04 3.42
115 4,277,057.80 3.42
116 4,275,960.67 3.42
117 4,249,895.56 3.40
118 4,244,236.00 3.39
119 4,182,955.64 3.35
120 4,151,936.49 3.32
121 4,106,145.22 3.28
2012
25
122 4,100,604.80 3.28
123 4,094,771.03 3.27
124 3,945,475.96 3.16
125 3,879,796.00 3.10
126 3,818,291.00 3.05
127 3,771,991.96 3.02
128 3,721,434.57 2.98
129 3,705,515.04 2.96
130 3,574,091.62 2.86
131 3,559,297.33 2.85
132 3,438,037.52 2.75
133 3,414,000.00 2.73
134 3,368,033.16 2.69
135 3,338,204.52 2.67
136 3,308,572.41 2.65
137 3,227,998.00 2.58
138 3,063,243.00 2.45
139 3,046,111.74 2.44
140 2,925,923.00 2.34
141 2,914,868.00 2.33
142 2,834,428.10 2.27
143 2,833,333.32 2.27
144 2,812,571.00 2.25
145 2,739,606.19 2.19
146 2,736,363.50 2.19
147 2,734,938.25 2.19
148 2,704,000.00 2.16
149 2,700,000.00 2.16
150 2,696,289.42 2.16
151 2,682,124.53 2.14
152 2,680,234.95 2.14
153 2,670,299.25 2.14
154 2,666,653.00 2.13
155 2,666,461.49 2.13
156 2,661,759.74 2.13
157 2,653,530.08 2.12
158 2,651,051.76 2.12
159 2,650,341.00 2.12
160 2,648,395.37 2.12
161 2,635,952.16 2.11
162 2,573,645.62 2.06
2012
26
163 2,518,190.00 2.01
8.4.3
1,833,606,707.43
1,708,756,943.06
8.5
8.6
8.7
8.8
8.9
8.9.1 ,
8.9.2
8.9.3
1 962,421.31
2 16,807,798.75
3 -
4 6,847.78
5 1,045,980.42
6 -
7 -
8 -
9 18,823,048.26
8.9.4
8.9.5
2012
27
15,953,263.90 5.08
8.9.6
§9 9.1
4,585 54,333.65 101,400,215.51 40.70%147,719,575.68 59.30%
9.29.3
3,269,723.18 1.31%
100 10-50
§1 0
347,740,551.58
127,903,198.27
559,501,605.11
438,285,012.19
-
249,119,791.19
§11
11.1
2012
28
11.2
2013 1 18
11.3
11.4
11.5
80000 1 2010 2012 3
11.6
11.7
11.7.1
1 606,453,680.61 17.12% 512,952.58 17.15% 1 531,944,313.62 15.02% 460,342.77 15.39% 1 494,776,945.12 13.97% 351,490.55 11.75% 1 491,068,080.68 13.86% 420,226.12 14.05% 1 385,945,985.40 10.90% 334,303.97 11.18% 1 370,163,780.12 10.45% 330,380.97 11.05% 1 278,802,757.00 7.87% 251,644.40 8.41% 1 272,910,710.42 7.70% 235,400.94 7.87% 1 50,448,639.55 1.42% 42,881.16 1.43% 1 30,628,629.41 0.86% 26,244.13 0.88% 1 29,117,168.56 0.82% 24,749.66 0.83% [1998]29 [2007]48 11
2012
29
1
2
3
1
2
1
2
3
- - - - - -
- - - - - -
- - - - - -
- - - - - -
- -37,000,000.0040.22% - -
- -15,000,000.0016.30% - -
- -40,000,000.0043.48% - -
- - - - - -
- - - - - -
- - - - - -
- - - - - -
