2012
2012 12 31
2012
1
§1 1.1
2013 3 28
2012 1 1 12 31
2012
2
§2 2.1
2.2
2.3
010-88423386 010-65556899
qiyan@ncfund.com.cn zhuyiming@citicbank.com
4008198866 95558
010-88423310 010-65550832
2.4
www.ncfund.com.cn
3.1
2012
3
-10,080,331.41 -26,810,403.57 -
27,778,669.94 -50,165,367.23 -
0.1395 -0.1720 -
17.51% -18.9% 0%
-0.1457 -0.1889 -
160,349,756.17 191,354,216.82 -
0.953 0.811 -
1
2
3
3.2
3.2.1
9.67% 0.99% 8.18% 1.02% 1.49% -0.03%
6.84% 1.03% 2.46% 0.99% 4.38% 0.04%
17.51% 1.22% 7.04% 1.02% 10.47% 0.20%
-4.70% 1.19% -12.87% 1.05% 8.17% 0.14%
1 300 80%* 300 +20%*
2
3.2.2
2012
4
3.2.3
2012
5
3.3
2011 7 13 2012 12 31
§4 4.1
4.1.1
2004 12 9
2012 12 31
4.1.2
1
2
4.2
2012
6
4.3
4.3.1
2011
4.3.2
4 3 5 /
4.3.3
5%
2012
7
4.4
4.4.1
4.4.2 2011 7 13 2012 12 31 0.953
17.51% 7.04%
4.5
4.6
4.6.1
4.6.1.1
2/3
2012
8
4.6.1.2
4.6.1.3
/
4.6.1.4
4.6.1.5
2012
9
4.7
§5 5.1
2011 7 13
5.2
5.3
20 13 3 28
§6
2012
10
§7 7.1
2012 12 31
2012 12 31
2011 12 31
7.4.7.1 8,347,915.45 35,356,956.43
298,325.27 437,286.52
521,399.03 732,820.77
152,150,511.44 158,559,051.88
152,150,511.44 158,559,051.88
--
--
--
--
--
--
2,148.78 7,981.59
--
272,968.12 788.18
--
42,301.04 42,404.24
161,635,569.13 195,137,289.61
2012 12 31
2011 12 31
--
--
--
--
- 2,908,595.65
221,970.03 54,530.33
190,774.93 268,412.55
31,795.83 44,735.43
--
2012
11
319,359.53 285,611.83
--
--
--
--
521,912.64 221,187.00
1,285,812.96 3,783,072.79
168,233,217.46 235,932,556.18
-7,883,461.29 -44,578,339.36
160,349,756.17 191,354,216.82
161,635,569.13 195,137,289.61
2012 12 31 0.953 168,233,217.46
7.2
2012 1 1 2012 12 31
2012 1 1 2012 12
31
2011 7 13 2011 12
31
34,160,070.43 -46,496,782.97
266,086.34 779,931.34
266,086.34 345,546.91
--
--
- 434,384.43
--
-4,205,072.57 -24,289,000.22
-5,499,709.14 -24,326,800.22
--
--
--
--
1,294,636.57 37,800.00
37,859,001.35 -23,354,963.66
--
2012
12
240,055.31 367,249.57
6,381,400.49 3,668,584.26
2,578,324.82 1,902,439.58
429,720.80 317,073.28
--
2,863,062.87 1,175,212.87
--
--
510,292.00 273,858.53
27,778,669.94 -50,165,367.23
--
27,778,669.94 -50,165,367.23
7.3
2012 1 1 2012 12 31
2012 1 1 2012 12 31
235,932,556.18 -44,578,339.36 191,354,216.82
- 27,778,669.94 27,778,669.94
-67,699,338.72 8,916,208.13 -58,783,130.59
11,227,951.06 -1,327,904.35 9,900,046.71
-78,927,289.78 10,244,112.48 -68,683,177.30
-- -
168,233,217.46 -7,883,461.29 160,349,756.17
2011 7 13 2011 12 31
530,445,703.19 - 530,445,703.19
- -50,165,367.23 -50,165,367.23
-294,513,147.01 5,587,027.87 -288,926,119.14
2012
13
5,225,922.71 -355,702.60 4,870,220.11
-299,739,069.72 5,942,730.47 -293,796,339.25
-- -
235,932,556.18 -44,578,339.36 191,354,216.82
7.1 7.4
7.4
7.4.1
7.4.2.
7.4.3
2012
7.4.4
7.4.4.1
7.4.4.1.1
7.4.4.1.2
7.4.4.1.3
7.4.4.1.4
2012
14
7.4.4.2
7.4.4.2.1
2012 1 1 2012 12 31
2011 7 13 2011 12 31
2,578,324.82 1,902,439.58
1,220,548.11 156,684.80
1 1.5% , ,
: = 1.5%/
2
7.4.4.2.2
2012 1 1 2012 12 31
2011 7 13 2011 12 31
429,720.80 317,073.28
0.25%
: = 0.25%/
7.4.4.3 ( )
( )
7.4.4.4
7.4.4.4.1
7.4.4.4.2
2012
15
7.4.4.5
2012 1 1 2012 12 31
2011 7 13 2011 12 31
7.4.4.6
7.4.5 2012 12 31
7.4.5.1 /
/
7.4.5.2
20.08 266,193 4,457,280.27 5,036,371.56 -
22.50 100,300 2,456,895.97 2,305,897.00 -
7.4.5.3
7.4.5.3.1
7.4.5.3.2
§8 8.1
2012
16
1 152,150,511.44 94.13
152,150,511.44 94.13
2 --
--
--
3 --
4 --
--
5 8,646,240.72 5.35
6 838,816.97 0.52
7 161,635,569.13 100.00
8.2
A - -
B 14,671,120.59 9.15
C 75,552,577.84 47.12
C0 - -
C1 - -
C2 - -
C3 - -
C4 12,142,040.00 7.57
C5 5,239,572.00 3.27
C6 14,989,059.00 9.35
C7 25,903,631.28 16.15
C8 17,278,275.56 10.78
C99 - -
D 3,388,808.56 2.11
E 10,558,270.00 6.58
F - -
G 1,112,000.00 0.69
H 9,747,247.20 6.08
I 25,908,831.32 16.16
J - -
K 6,864,379.93 4.28
L 4,347,276.00 2.71
M - -
152,150,511.44 94.89
8.3
2012
17
1 699,968 9,148,581.76 5.71
2 660,500 7,892,975.00 4.92
3 167,400 6,622,344.00 4.13
4 616,100 6,093,229.00 3.80
5 877,744 5,994,991.52 3.74
6 300,000 5,535,000.00 3.45
7 371,900 5,448,335.00 3.40
8 266,193 5,036,371.56 3.14
9 150,000 4,920,000.00 3.07
10 400,000 4,912,000.00 3.06
http://www.ncfund.com.cn
8.4
8.4.1 2% 20
1 20,235,234.19 10.57
2 20,046,477.98 10.48
3 19,839,029.68 10.37
4 14,779,573.32 7.72
5 14,519,183.06 7.59
6 14,145,534.87 7.39
7 13,321,263.83 6.96
8 13,232,553.97 6.92
9 13,045,003.37 6.82
10 12,794,696.61 6.69
11 12,676,465.58 6.62
12 12,346,840.39 6.45
13 12,261,459.90 6.41
14 12,063,979.43 6.30
15 11,937,412.64 6.24
16 11,562,160.88 6.04
17 11,490,907.29 6.01
18 11,405,596.02 5.96
19 11,318,052.17 5.91
2012
18
20 11,270,073.80 5.89
21 10,907,015.83 5.70
22 10,646,411.34 5.56
23 10,254,147.60 5.36
24 10,150,870.06 5.30
25 9,752,732.48 5.10
26 9,508,607.48 4.97
27 9,032,542.82 4.72
28 8,983,384.18 4.69
29 8,905,970.00 4.65
30 8,854,875.16 4.63
31 8,761,901.82 4.58
32 8,582,873.00 4.49
33 8,486,317.07 4.43
34 8,402,169.32 4.39
35 8,218,486.00 4.29
36 7,976,485.07 4.17
37 7,929,758.84 4.14
38 7,929,445.32 4.14
39 7,863,771.03 4.11
40 7,678,415.89 4.01
41 7,337,672.00 3.83
42 7,326,438.02 3.83
43 7,243,507.37 3.79
44 7,158,098.32 3.74
45 7,114,018.38 3.72
46 7,084,264.16 3.70
47 7,005,362.32 3.66
48 6,964,059.11 3.64
49 6,644,333.09 3.47
50 6,570,476.64 3.43
51 6,532,000.00 3.41
52 6,463,550.70 3.38
53 6,457,913.55 3.37
54 6,286,023.24 3.29
55 5,954,776.04 3.11
56 5,862,713.50 3.06
57 5,685,619.58 2.97
58 5,586,752.53 2.92
59 5,425,987.42 2.84
60 5,298,795.68 2.77
2012
19
61 5,251,167.17 2.74
62 5,209,559.00 2.72
63 5,166,741.90 2.70
64 5,154,564.22 2.69
65 5,054,795.20 2.64
66 5,052,629.23 2.64
67 5,009,588.02 2.62
68 4,994,163.96 2.61
69 4,968,003.17 2.60
70 4,826,429.00 2.52
71 4,764,805.99 2.49
72 4,763,121.18 2.49
73 4,676,403.42 2.44
74 4,620,670.19 2.41
75 4,563,618.81 2.38
76 4,484,051.32 2.34
77 4,464,926.00 2.33
78 4,425,714.36 2.31
79 4,400,650.11 2.30
80 4,382,098.00 2.29
81 4,360,365.00 2.28
82 4,334,165.56 2.26
83 4,313,775.58 2.25
84 4,157,505.42 2.17
85 4,155,000.00 2.17
86 4,053,672.03 2.12
87 4,031,405.69 2.11
88 3,943,226.00 2.06
89 3,925,493.58 2.05
90 3,890,000.00 2.03
91 3,877,033.00 2.03
92 3,851,118.05 2.01
8.4.2 2% 20
1 25,454,465.91 13.30
2012
20
2 23,913,672.15 12.50
3 22,547,550.52 11.78
4 19,830,926.62 10.36
5 19,769,135.02 10.33
6 19,658,477.54 10.27
7 18,903,373.63 9.88
8 15,783,936.08 8.25
9 14,418,617.36 7.54
10 14,216,062.18 7.43
11 12,926,797.80 6.76
12 12,806,649.49 6.69
13 12,342,214.68 6.45
14 12,033,799.41 6.29
15 11,913,617.60 6.23
16 11,788,464.74 6.16
17 11,701,959.79 6.12
18 11,325,769.24 5.92
19 11,285,684.41 5.90
20 11,052,815.29 5.78
21 10,359,688.38 5.41
22 10,269,035.00 5.37
23 9,661,285.23 5.05
24 9,318,139.84 4.87
25 8,799,652.38 4.60
26 8,706,339.17 4.55
27 8,577,411.05 4.48
28 8,388,987.28 4.38
29 8,202,624.07 4.29
30 8,120,439.00 4.24
31 8,102,913.85 4.23
32 8,086,522.44 4.23
33 7,837,000.00 4.10
34 7,627,569.20 3.99
35 7,512,550.00 3.93
36 7,482,491.15 3.91
37 7,478,685.14 3.91
38 7,427,112.74 3.88
39 7,313,450.40 3.82
40 7,291,785.23 3.81
41 7,206,523.56 3.77
42 7,152,408.99 3.74
2012
21
43 7,076,018.30 3.70
44 6,998,899.24 3.66
45 6,718,809.32 3.51
46 6,469,669.91 3.38
47 6,431,520.36 3.36
48 6,404,276.00 3.35
49 6,378,090.00 3.33
50 6,240,987.00 3.26
51 5,966,286.10 3.12
52 5,934,990.80 3.10
53 5,908,437.90 3.09
54 5,750,720.00 3.01
55 5,571,221.32 2.91
56 5,522,084.05 2.89
57 5,472,495.86 2.86
58 5,399,806.18 2.82
59 5,383,078.83 2.81
60 5,197,327.38 2.72
61 5,196,196.90 2.72
62 5,190,549.75 2.71
63 5,187,528.89 2.71
64 5,175,470.17 2.70
65 5,151,316.25 2.69
66 5,068,194.74 2.65
67 4,976,330.05 2.60
68 4,937,449.74 2.58
69 4,934,682.81 2.58
70 4,903,403.88 2.56
71 4,801,411.90 2.51
72 4,770,395.06 2.49
73 4,742,450.08 2.48
74 4,619,932.00 2.41
75 4,619,501.79 2.41
76 4,611,104.35 2.41
77 4,604,453.28 2.41
78 4,544,972.00 2.38
79 4,488,000.00 2.35
80 4,483,156.00 2.34
81 4,304,983.63 2.25
82 4,290,051.00 2.24
83 4,285,240.20 2.24
2012
22
84 4,264,000.00 2.23
85 4,228,531.54 2.21
86 4,136,684.12 2.16
87 4,131,072.44 2.16
88 3,997,920.80 2.09
89 3,988,570.00 2.08
90 3,970,012.88 2.07
91 3,966,476.60 2.07
92 3,930,310.00 2.05
93 3,892,000.00 2.03
94 3,877,524.00 2.03
95 3,843,325.05 2.01
96 3,828,667.62 2.00
8.4.3
1,042,127,142.64
1,080,894,975.29
8.5
8.6
8.7
8.8
8.9
8.9.1
8.9.2
8.9.3
1 521,399.03
2012
23
2 -
3 -
4 2,148.78
5 272,968.12
6 -
7 42,301.04
8 -
9 838,816.97
8.9.4
8.9.5
5,036,371.56 3.14
8.9.6
§9
9.1
3,245 51,843.83 1,927,431.12 1.15%166,305,786.34 98.85%
9.2.
916,185.44 0.54%
0-10 50-100
2012
24
§10
530,445,703.19
235,932,556.18
11,227,951.06
78,927,289.78
-
168,233,217.46
§11
11.1
11.2
2013 1 18
11.3
11.4
11.5
80000
1 2011 2012 2
11.6
11.7
11.7.1
2012
25
1 941,254,237.80 44.34% 612,335.83 42.33% 1 847,224,773.83 39.91% 573,125.36 39.62% 1 228,580,429.82 10.77% 190,051.85 13.14% 1 105,580,232.58 4.97% 71,055.21 4.91% [1998]29 [2007]48 4
1
2
3
1
2
1
2
3
11.7.2
