东吴保本：更新招募说明书（2013年1号）查看PDF公告
6-1-1
6-1-2
6-1-3
6-1-4
6-1-5
1
2
3
4
5
6
7
6-1-6
8
9 2003 10 28 2004 6 1
10 2011 6 9 10 1
11 2004 6 8 7 1
12 2004 6 29 7 1
13
14
15 /
16
17
18
19
20
21
22
23
6-1-7
24
25
26
27
28
29 3
30
31
32
33
34
35
36
6-1-8
37
38
39
40 20 20
41
42
6-1-9
43 20
44
45
46
47
48 T
49 T+n T n ( T )
50
51
52
53
54
55
56
57
58
6-1-10
59 ( )
10%
60
61
62
63
64
65
66
67
279 (200135)
2004 9 2
2004 132
1
021 50509888
021 50509884
6-1-11
400-821-0588
( )
4900 49%
3000 30%
2100 21%
10,000 100%
14 2005 2 1 2006 12 15 2008 4 23 2008 11 5 2009
5 6 2009 12 30 2010 5
11 2010 6 29 2011
2 1 2011 7 27 2011
9 28 100 2012 3 9 2012 8 13
6-1-12
2013 1 30
6-1-13
2
3.
2004 9 2008 7
1976 1 2007 11 12 1999 1 2001 1 2001 2 2004 2007 10 2011 7
6-1-14
6-1-15
6-1-16
1
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
3
(1)
(2)
(3)
(4)
(5)
(6)
(7)
6-1-17
(8)
(9)
(10)
4
(1)
(2)
(3)
1
(1)
(2)
(3)
(4)
(5)
2
(1)
(2)
(3)
6-1-18
(4)
(5)
(6)
(7)
3
1
2
3
4
5
4
6-1-19
1
2
3
4
5
6
7
5
1
2
6-1-20
6-1-21
6-1-22
6-1-23
6-1-24
6-1-25
1
400-821-0588 2
6-1-26
6-1-27
6-1-28
6-1-29
6-1-30
6-1-31
6-1-32
6-1-33
6-1-34
6-1-35
6-1-36
6-1-37
6-1-38
6-1-39
6-1-40
2
400-821-0588
6-1-41
6-1-42
3 2 2 200 10 10
1
2 30
3
200 5000 20
6-1-43
6-1-44
6-1-45
M
M 100
1.2%
100 M 200 0.8%
200 M 500 0.4%
M 500 1000 /
T
T 1 2.0%
1 T 2 1.6%
2 T 3 1.2%
T 3 0
1 365
6-1-46
T 1.100 5,000 150 350
1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.0010,000,000.00
(B) 1.20% 0.80% 0.40% 1000 (C=A/(1+B)) 4940.71 1488095.24 3486055.78 9,999,000.00
(D=A-C) 59.2911,904.76 13944.22 1,000.00
(=C/1.100) 4491.551352813.85 3169141.62 9,090,000.00
T 20,000.00 2% 1.250
6-1-47
=20,000.00×1.250=25,000.00
=25,000.00×2%=500.00
=25,000.00-500.00=24,500.00
2 T 20,000.00 1.6% 1.550
=20,000.00×1.550=31,000.00
=31,000.00×1.6%=496.00
=31,000.00-496.00=30,504.00
3 T 10,000.00 1.2 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×1.2%=156.00
=13,000.00-156=12,844.00
1
2
3
4
5
6 6
7
1 2 3 5 6 7
6-1-48
1
2
3
4
5 30
6
3
6-1-49
6-1-50
1.
580001 580002 580003 A 582001 C 582201 580005 580006 580007 A 583001 B 583101
2
6-1-51
6-1-52
6-1-53
6-1-54
6-1-55
6-1-56
6-1-57
6-1-58
6-1-59
6-1-60
6-1-61
:
tttt
CCAF =?
:( )
tt t tt
EEMCMAF =×=×?
ttt
B AE =?
t
A
t
F
t
A
t
F
t
E
6-1-62
3
1
1.01 1=86.26%
(1 5.40%)
×÷
+
×
11-2
6-1-63
11-3
6-1-64
6-1-65
6-1-66
1 2
6-1-67
6-1-68
3 1 2 3 4 4 1 2
6-1-69
6-1-70
6-1-71
6-1-72
11-4
6-1-73
6-1-74
6-1-75
, ,
2012.08.13-2012.12.31 1.20% 0.05% 1.64% 0.00% -0.44% 0.05%
=3 2012 12 31
2 2012 08 13
2012 8 13
6-1-76
6-1-77
6-1-78
6-1-79
6-1-80
6-1-81
6-1-82
6-1-83
6-1-84
6-1-85
6-1-86
6-1-87
6-1-88
6-1-89
6-1-90
6-1-91
3.
6-1-92
6-1-93
6-1-94
6-1-95
6-1-96
6-1-97
6-1-98
2
5
6 9
10
11
12
13
14
15
6-1-99
16
17
15
6-1-100
18
23
24 30
1
1
2
3
6-1-101
4
5
6
7
,
6-1-102
6-1-103
1
2
3
4
5
6
7
8
9
10% 10%
6-1-104
6-1-105
10% 10% 30
6
6-1-106
50% 50% 2
1 2
2
3 50% 50%
4 3
5
6-1-107
2
1
50% 50%
2
30 2
1 50%
50% 2
2
6-1-108
6-1-109
[ ] ,, 20 20
6-1-110
6-1-111
3
6-1-112
6-1-113
6-1-114
6-1-115
6-1-116
4
2
6-1-117
6-1-118
“ 3 7 ”
3 1.5% 0.25%
4
1
2
3
4
6-1-119
2
3
5 10
6 0.5
6-1-120
BBB ( BBB) 3
12 10
6-1-121
0.001
6-1-122
6-1-123
6-1-124
6-1-125
6-1-126
1
2
30
2
3
6-1-127
5 6
5
6-1-128
6-1-129
6-1-130
6-1-131
6-1-132
6-1-133
6-1-134
6-1-135
6-1-136
6-1-137
6-1-138
6-1-139
6-1-140
6-1-141
10 30
6-1-142
7*24
8 / /
021-50509666
www.scfund.com.cn
(1) 2012 8 14
(2) 2012 9 18
(3) 2012 9 18
6-1-143
(4) 2012 10 15
(5) 2012 10 17
(6) 2012 11 07
(7) 2012 11 07
(8) 2012 11 21
(9) 2012 11 21
(10) 2012 12 26
(11) 2012 12 28
(12) 2012 12 29
(13) 2012 12 29
(14) 2012 12 31
(15) 2013 1 5
(16)
6-1-144
