2013 2 6 2013 125
/ IOPV
........................................................................................................................2
..........................................................................................................................4
....................................................................................................................1
....................................................................................................................2
............................................................................................................8
..........................................................................................................18
......................................................................................................22
..........................................................................................................24
..................................................................................................33
..................................................................................35
..........................................................................................36
......................................................................................38
......................................................................50
..........................................................51
......................................................................................................52
..............................................................................59
......................................................................................................60
..............................................................................................61
..............................................................................................65
..........................................................................................67
..........................................................................................70
..............................................................................................71
......................................................................................................75
......................................................................................80
..................................................................................82
..........................................................................99
........................................................................107
................................................................108
....................................................................................................109
1
2
2003 10 28 2004 6 1
2011 6 9 2011 10
1
2004 6 29 2004 7
1
2004 6 8 2004 7 1
3
ETF(Exchange Traded Fund) ETF
ETF
4
3
5
T
IOPV
T
1 100%
1 100%
6
T
T+n T T n n
7
8
1006 GH
18 A 21
1999 3 26
010 82019988
010 82255988
[1999]6 1999 3
26 15000 2013 3 26
1
9
ING
2004 10
PECC
10
ABF 2007 2009
2
2005 7
3
11
1992 9 2007 8
2004 10
4
1972 6 2007 8
5
EMBA
2007 2
CFA
12
2007 8
CFA 2006 2
2006 5 300 100
2009 2
1
2
3
13
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
14
20
21
22
23
24
25
1
2
1
2
3
4
5
6
7
8
3
1
15
2
3
4
5
6
7
8
4
1
2
3
4
1
1
2
3
4
5
16
6
2
3
1
2
3
17
4
1
2
3
5
18
1
1983 10 31
1998 24
010 66594855
010 66594942
1998 2005 3 23 120
QFII QDII
2012 12 LOF 2020 LOF 300
19
100 LOF (LOF) 300 (LOF) 100ETF 100ETF 180 (LOF) (LOF) 180 180 30 200 TMT 50
TMT50
20
120 120 180 180 300 380 500 300 500 300 300 300 50 180 180 500 500 300 30 7 60 21 50 (QDII) (QDII-FOF) (QDII) (QDII) (QDII) QDII (LOF-QDII QDII 500 QDII 100 QDII
21
QDII QDII QDII QDII QDII QDII QDII QDII 100 QDII 189
1998
,
22
1
1508
1508
021-22169999
4008888788 10108998 95525
www.ebscn.com
2
1006 GH
18 A 20
100088
010 82019799 82019795
010 82255981 82255982
3
17
17
23
010 59378888
010 59378907
68 19
68 19
021 31358666
021 31358600
1318 6
202 11
021 23238888
021 23238800
24
2013 2 6 2013 125
1
2
3
4
5
1.00 1.00
3
25
2 2
1 A
A
1 A
2 A A
2
1 A
2 2
3
1
2 1
26
4
1.00%
M 100 1.00%
100 M 200 0.60%
200 M 500 0.30%
M 500 1000 /
1
2
1,000 99,999,000
3
1
27
1,000 1.00%
1.00 1,000 1.00% 10
1.00 1,000 (1+1.00%) 1,010
1,010 1,000
4
5
T 4
6
3
1
2
1,000
3
1
28
1
/
100,000 10
1.00 100,000 1.00% 1,000
1.00 100,000 (1+1.00%) 101,000
=100,000+10/1.00=100,010
100,000 101,000 10 100,010
2
4
5
T T+2 4
T 4
6
29
3
1
2
1,000 1,000 100
3
4
1
2 3 3
3
5
30
6
=
· =
n
1 i
00 . 1 / i
1 i i n 1 n=1
2 i
=
= / 1+
= + / 1+
= + / 1+ +
= - / 1+
= + - / 1+
= + / 1+ +
31
3
p w q p Cash q
n
j
j j
/ % 105 ) (
1
max
· · + =
=
max
q Cash j j
q p
w p
32
33
1 2 2
2 200
10 10
1
2
1
2 30
3
200 5000 20
34
35
36
1 2
2 1,000
3
3
1
2 10%
3 100 100
4 0.001
5
1
2
3
4
2
37
1 4
IOPV
IOPV
1 IOPV
+ /
2 3
3
38
1
9:30-11:30 1:00-3:00
2
3
3
3
100 3
1
2
39
3
4
5
1
2
3
T T T+1 T+2
40
3
1
2 T
3 T T+1
4 0.5%
1
T T T-1
2
3
41
1 3
2
1
T T 2 T+2 T 2
42
T+2
T 20 2
T T+2 T 20
T+2 1 T 21 3
100%
i
%
n
1 i
·
·
·
=
=
IOPV
IOPV ETF
3
43
T
4
T T
T T-1 T + T
T T T-1
5
T T+1
T T T + T
T T+1 T
6
T
44
45
46
47
48
1
2
3
4
5
6
7
1 1 1
49
50
51
52
90% 10
000155 A A
53
100 100
1
90%
2
3
4
5
54
6
1
2
3
4
5
6
55
1
1
2
3
90% 3 10
2
1
2
3
4
5
56
6 T 1 T T
3
1
2
4
0.2% 2%
57
1
1
2
3
4
5
6
7
8
2
1
58
90%
2
3 40% 1
4 0.5% 3% 10%
5
3
59
60
1
2
3
4
61
1
1
2
3
2
1
62
2 ( )
3
4
5
6
3
1
2 /
/ /
4
63
5
6 1-5
7
1
2
3
T T+1
0.001 4
64
1 3 3
2 0.25% 0.5%
3
1 6
2
65
1 100% 1 100%
1
2
3 12 20%
4 1%
5
6 15
66
7
1 1%
2 1 100% 1 100%
3
67
1
2
3
4
5
6
7
8
9
10
1
0.5%
H E 0.5%
H
E
3
2
0.1%
H=E 0.1%
H
E
68
3
3
0.03%
H=E 0.03%/
H E
50,000
1 4 7 10 10
4 4 10
1
69
70
1 1 1 12 31
2
3
4
5
6
1
2 2
3
71
3
6 45 15
3
72
1 90
2 60
3 15
2
73
1
2
3
4
5
6
7
8
9 50%
10 30%
11
12
13
14
15
16
17 0.5%
18
19
20
21
74
22
23
24
25
26
27
28
75
1
90%
2
3
4
ETF NAV
1 ETF
2 ETF
3 ETF
4
5 ETF ETF
76
ETF
3
6
5
6
7
ETF
ETF ETF
8
ETF
77
9 IOPV
IOPV IOPV IOPV IOPV
10
11
12
13
14
ETF 950 10 100
78
45 5000 100
15
1
2
3
16
17
18
79
19
20
1
2
80
1
2
3
4
1
2
1 30
2
3
3
1
2
3
81
4
5
6
7
8
4
5
1
2
3
4
1 2 3
6
7 15
82
1
1
2
3
4
5
6
7
8
9
10
83
11
12
13
14
15
16
17
2
1
2
3
4
5
6
7
8
84
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
23
85
24
25
26 30
27
28
3
1
2
3
4
5
6
7
4
86
1
2
3
4
5
6
7 15
8
9
10
11
12
13
14
15
87
16
17
18
19
20
21
22
23
5
1
2
3
4
5
6
7
8
9
88
6
1
2
3
4
5
6
7
8
9
10
1
89
2
1
2
3
4
5
6
7
8
9
10
11
12 10% 10%
13
3
1
90
2
3
4
5
6
7
4
1
2 10 60
3 10% 10% 10
60 10% 10%
10
91
60
4 10% 10% 10% 10% 30
5
6
5
30
1
2
3
4
5
6
6
92
1
2 50% 50%
1
2
3 50% 50%
4
93
5
( 25 )
7
1
1 2
2 10% 10%
3
a
b
4 10% 10% 6
5
94
2
8
1
2
1
2
50% 50%
9
1
1
95
2
3
4
2
3
10
1 5
2
3
96
2
4
11
1
1
2
3
4
2
1
2
1 30
2
3
3
1
97
2
3
4
5
6
7
8
4
5
1
2
3
4
1 2 3
6
7 15
1
2 60
98
3
99
1
1
90%
2
1 90%
100
2
3 40% 1
4 0.5% 3% 10%
5
3
4
5
101
6
2
3 1 2
4
5
1
2
102
3
1
1
2
3
4
5
2
1 2 2
2
103
3
3
1
2
3
4
4
5
1
2
3
4
5
104
6
7
8
30 15
1
2
1
105
1
2
3
4
2
5 5
3
1
2 60
3
1
2
106
1
2
3
4
107
24 8:30-17:00
010 62350088
400-888-2666
1
2
www.csfunds.com.cn
services@csfunds.com.cn
Email
108
http://www. csfunds.com.cn
109
