2010 5 4 [2010]593
_ ?
88 A 7-2
5 2008 7
5
1
2
3
4
5
6
7
8
9
10
11
12
1
1
2
1
2
3
,
4
5
2
1
2
3
55
1984 1 1
349,018,545,827
010-66105799
2012 12 157 30 95%
1998 QFII QDII QDII ESCROW 2012 12 282 5 277 2003
35
“ ” 2005 2007 2009 2010 2011 SAS70 70 2012 ISAE3402 SAS70 ISAE3402
1
2
3
1
2
3 “ ”
4
5
6
4
1
2
3 “ ” “ ” “ ” “ ”
4
5
6
7 “ ”
5
1
2
3
4
8 C
3
www.cnht.com.cn
www.gf.com.cn
9 1
www.hysec.com
www.cczq.net
588 19 20
0571-96598
www.bigsun.com.cn
www.hx168.com.cn 3558 4000-766-123 www.fund123.cn
www.noah-fund.com
17
17
010 59378839
010 59378907
68 19
68 19
021 31358666
021 31358600
16 2 4 16 2 4 010 88219191
010 88210558
2010 593 2010
6 17 2010 7 16 1.00 347,740,551.58 3894
× × ?
6 20%
7 10%
8 10%
10
1
%
1
295,031,077.99 87.93
295,031,077.99 87.93
2
- -
- -
- -
3
- -
4
- -
- -
5
21,664,835.38 6.46
6
18,823,048.26 5.61
7
335,518,961.63 100.00
2
A
1,549,935.00 0.49
B
13,550,279.56 4.32
C
142,106,073.23 45.26
C0
3,233,922.50 1.03
C1
1,749,608.12 0.56
C2
- -
C3
- -
C4
62,219,569.65 19.81
C5
- -
C6
4,681,200.00 1.49
C7
60,578,187.60 19.29
C8
9,643,585.36 3.07
C99
- -
D
1,302,516.54 0.41
E
14,139,000.00 4.50
F
- -
G
16,004,519.12 5.10
H
24,318,380.30 7.74
I
54,479,650.03 17.35
J
1,946,305.54 0.62
K
24,593,418.67 7.83
L
- -
M
1,041,000.00 0.33
295,031,077.99 93.96
3
( )
1 002632 1,761,794 29,950,498.00 9.54
2 300072 2,206,155 26,363,552.25 8.40
3 300201
3,204,330 24,609,254.40 7.84
4 300178 1,721,023 24,593,418.67 7.83
5 002640 2,019,431 22,577,238.58 7.19
6 300222 1,626,790 21,262,145.30 6.77
7 000602 1,430,786 15,953,263.90 5.08
8 600030 1,000,000 13,360,000.00 4.25
9 601318 259,991 11,774,992.39 3.75
10 601166 602,800 10,060,732.00 3.20
4
5
6
7
8
3
1
962,421.31
2
16,807,798.75
3
-
4
6,847.78
5
1,045,980.42
6
-
7
-
8
-
9
18,823,048.26
4
5 (%)
1 000602
15,953,263.90 5.08
6 1
- -
2010.7.21-2010.12.31 14.40% 1.18% 11.40% 1.24% 3.00% -0.06%
2011.1.1-2011.12.31 -14.51%1.12%-19.67%1.04% 5.16% 0.08%
2012.1.1-2012.12.31 28.83%1.20% 7.04% 1.02%21.79% 0.18%
26.00% 1.17% -4.22% 1.07% 30.22% 0.10%
2
2010 7 21 2012 12 31
20%
7 10% 3
8 10% 10%
2
f 20%
g 10%
h 10%
k
3
10
2
4
5
3 1
2
3
4
5
6
7
8
4
5
1
2
3
4
5
6
7
8
4
15
1
2
1.
2. 3
3. 2012 7 30
4. 2012 7 31
5. 2012 8 3
6. 2012 8 13
7. 2012 8 24 2012
8. 2012 8 24 2012
9. 2012 9 3
10. 2012 9 3
11. 2012 9 4
12. 2012 9 14
13. 2012 9 19
14. 2012 9 19
15. 2012 10 24 2012 3
16. 2012 11 3
17. 2012 11 12
18. 2012 11 17
19. 2012 12 28
20. 2013 1 4
21. 2013 1 4 2012
22. 2013 1 21
2013 3 7
