1
2
3
( ) 2012 12 30 2012 9 30 ( )
4
1.
2.
3.
4.
5.
6.
7.
8.
9. 2003 10 28 2004 6 1
10. 2011 6 9 10 1
5
11. 2004 6 8 7 1
12. 2004 6 29 7 1
13.
14. /
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
6
30.
31.
32. 3
33.
34.
35.T
36.T+n T n ( T )
37.
38.
39.
40.
41.
42.
43.
44.
45.
46. ( ) 10%
47.
48.
49.
7
50.
51.
52.
53.
54.
1.
2.
3.
4.
5.
11.
( )
4900 49%
3000 30%
2100 21%
10,000 100%
8
14 2005 2 1 2006 12 15 2008 4
23 2008 11 5 2009 5 6 2009 12 30 2010 5 11 2010 6 29 2011 2 1 2011 7 27
2011 9 28 100 2012 3 9 2012 8 13
9
2
10
3.
2004 9 2008
7
11
1
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
12
3
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
4
(1)
(2)
(3)
1
(1)
(2)
(3)
(4)
(5)
2
(1)
(2)
(3)
13
(4)
(5)
(6)
(7)
3
1
2
3
4
5
4
1
2
3
14
4
5
6
7
5
1
2
15
16
17
1
4008210588
18
2
19
20
21
22
23
?
24
25
26
27
28
29
30
31
32
33
34
35
3.
36
200 5000 20 200 20 5000
37
38
39
T 1.100 5,000 150 350 1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.00 10,000,000.00
(B) 1.50% 1.20% 0.80% 1000 (C=A/(1+B)) 4926.11 1482213.44 3472222.22 9,999,000.00
(D=A-C) 73.89 17,786.56 27,777.78 1,000.00
(=C/1.100) 4478.28 1347466.76 3156565.66 9,090,000.00
T 20,000.00 0.5% 1.250
=20,000.00×1.250=25,000.00
=25,000.00×0.5%=125.00
=25,000.00-125.00=24,875.00
2 T 20,000.00 0.25% 1.550
40
=20,000.00×1.550=31,000.00
=31,000.00×0.25%=775.00
=31,000.00-775.00=30,225.00
3 T 10,000.00 0 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
41
42
1.
43
580001 580002 580003 A 582001 C 582201 580005 580006 A
583001 B 583101 585001 580008 582003
2
44
45
46
47
a. b.
1
a.
b.
c.
2
a. b. c.
3.
48
49
10-2
50
51
52
1 149,154,974.0
8
90.38
149,154,974.0
8
90.38
2 9,670,000.00 5.86
9,670,000.00 5.86
- -
3 - -
4 - -
- -
5 400,000.44 0.24
6 5,814,462.27 3.52
7 165,039,436.7
9
100.00
A - -
B 31,178,700.00 19.06
C 50,349,751.47 30.77
C0
5,049,140.30 3.09
C1
- -
C2
- -
C3
- -
C4
6,366,400.00 3.89
C5
- -
C6
4,932,500.00 3.01
C7
23,152,671.17 14.15
53
C8
10,849,040.00 6.63
C99
- -
D - -
E - -
F - -
G 7,170,401.00 4.38
H 9,116,655.09 5.57
I 33,179,666.52 20.28
J 18,159,800.00 11.10
K - -
L - -
M - -
149,154,974.08 91.16
1 601633 609,936 10,692,178.08 6.53
2 601318 220,000 9,226,800.00 5.64
3 000423 232,000 8,983,040.00 5.49
4 600048 750,000 8,070,000.00 4.93
5 601628 400,000 7,560,000.00 4.62
6 600588 508,900 7,170,401.00 4.38
7 600309 460,000 6,366,400.00 3.89
8 600036 600,000 6,096,000.00 3.73
9 601918 480,000 5,544,000.00 3.39
10 600104 390,000 5,280,600.00 3.23
1 - - 2 9,670,000.00 5.91 3 - - - - 6 --
7 - - 9 9,670,000.00 5.91
1 1101094 11 94 100,000 9,670,000.00 5.91
54
1 42,316.25
2 5,448,221.52
3 29,700.00
4 276,241.37
5 17,983.13
6 -
7 -
8 -
9 5,814,462.27
, ,
14.99% 1.35% -8.88% 1.19% 23.87% 0.16%
-17.72% 1.22% -17.81% 0.98% 0.09% 0.24%
-7.39% 1.23% -0.94% 0.96% -6.45% 0.27%
-12.30% 1.27% -23.61% 1.05% 11.31% 0.22%
55
=75%* 300 +25%* 2012 9 30
2 2009 12 30 2012 9 30
2009 12 30
56
1. 0.001
2.
1
57
1
2
3
4
2
1
2
3
3
4
5
6
7
58
3 ( 3 )
1.
( )
2.
(1)
(2)
(3) ( )
59
(4)
(5)
(6)
(7)
3.
(1)
(2)
(3)
(4)
4.
(1)
(2) 0.25% 0.5%
(3)
(4)
(5)
1.
2.
3.
60
4.
1. 6
2.
61
62
63
64
65
66
67
68
1.
(1)
69
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
2. 2
1.
2. 6
3. 6
4.
1.
(1)
(2)
70
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
6.
15
71
1.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(1)
(2)
(3)
(4)
(5)
(6)
72
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
(26)
(27)
(1)
(2)
(3)
73
(4)
(5)
(6)
(7)
(8)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
74
(20)
(21)
(22)
(23)
(24)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
7.
1.
75
2.
(1) 10% ( 10% ) ( )
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(2)
1)
2)
3)
4)
5)
6)
3.
(1)
(2) 10 60
(3) 10% 10 60
76
10% 10 60
(4) 10% 10% 30
(5)
4.
(1) ( ) 30
1)
2)
3)
4)
5)
6) ( )
7)
8)
9)
10)
(2)
(3)
5.
(1)
1)
77
2)
3)
4)
(2)
1)
50% ( 50% )
2)
2
/ ( )
50%
6.
(1)
1)
2) 10%
3)
78
4) 10 6
5) 30 30
(2)
1)
50%
( ) ( )
2)
30 2
(3)
7.
(1)
(2)
1)
79
( ) 50% 2)
2)
( ) ( )
(3)
(4)
(5)
(6)
8.
(1)
1)
2)
3)
(2)
3
80
9.
(1) 5 2 1)- 8) 2 9) 10)
(2)
(3) 2
10.
1.
1
1)
2)
3)
4)
5)
6)
7)
8)
9)
1)
2)
3)
4)
81
5)
6)
(2) 2
2.
(1)
(2) 6
(3) 6
(4)
3.
(1)
1)
2)
3)
(2)
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
82
(3)
(4)
1)
2)
3)
4)
1) 3)
(5)
5
6
15
83
84
85
86
87
88
89
90
91
10 30
92
7*24
8 / /
4008210588
www.scfund.com.cn
(1) 2012 07 11
(2) 2012 07 20 2012
(3) 2012 07 24
(4) 2012 08 10
(5) 2012 08 13 2012
2 2012 2
(6) 2012 08 22
(7) 2012 08 25 2012 2012
93
(8) 2012 10 15
(9) 2012 10 15
(10) 2012 10 17
(11) 2012 10 17
(12) 2012 10 25 2012
(13) 2012 11 05
(14) 2012 11 07
(15) 2012 11 21
(16) 2012 11 26
(17) 2012 12 17
94
