........................................................................................................................ 22
........................................................................................................................ 33
............................................................................................................ 77
........................................................................................................ 1616
.................................................................................................... 2020
........................................................................ 3232
............................................................................................ 3333
........................................................................................................ 4242
........................................................................................................ 5353
........................................................................................................ 5353
............................................................................................ 5656
............................................................................................ 6161
........................................................................................ 6363
........................................................................................ 6666
............................................................................................ 6767
........................................................................................................ 7272
............................................................ 7575
.................................................................................... 7777
............................................................................ 9393
........................................................................ 109109
............................................................. 111111
..................................................................................... 111111
................................................................................................. 112112
1
3
4
5
6
7
1.
Coopers & Lybrand
4
PECC
1985
6
Paul Bateman
Leicester
8
Chase Fleming Asset Management Limited
CEO
MBA
MBA
2.
9
3.
4.
JF
10
1999
7
2002
9
2002
10
2005
5
2005
5
2009
7
2009
7
2009
10
2010
12
2009
6
13
2009
10
24
A
11
1
2
3
4
5
6
7
8
12
13
14
股东会
董事会
风险控制委员会
督察长
经营管理层
监察稽核部
风险评估联席会议
风险管理部
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
×
×
36
37
38
39
40
41
1
42
1
2
3
4
43
2
3
44
4
5
45
46
47
%
1
297,479,691.17
67.36
297,479,691.17
67.36
48
2
118,142,553.23
26.75
118,142,553.23
26.75
-
-
3
-
-
4
-
-
-
-
5
23,371,868.76
5.29
6
2,654,677.08
0.60
7
441,648,790.24
100.00
-
-
17,144,473.16
3.95
164,298,122.03
37.81
28,737,619.00
6.61
14,107,713.88
3.25
-
-
-
-
836,219.49
0.19
53,108,939.61
12.22
2,878,620.00
0.66
28,853,999.94
6.64
35,775,010.11
8.23
49
-
-
9,968,705.55
2.29
28,958,176.98
6.66
-
-
16,006,058.61
3.68
7,901,148.00
1.82
9,869,737.76
2.27
11,843,358.28
2.73
28,616,966.80
6.59
2,872,944.00
0.66
-
-
297,479,691.17
68.46
1
002236
371,685
15,239,085.00
3.51
2
300115
404,200
11,580,330.00
2.67
3
002241
297,471
11,092,693.59
2.55
4
000799
195,015
10,667,320.50
2.45
5
002635
203,404
10,544,463.36
2.43
6
002353
238,901
10,535,534.10
2.42
7
600518
662,135
10,474,975.70
2.41
8
300070
301,182
10,460,050.86
2.41
9
600535
196,875
10,127,250.00
2.33
50
10
600011
1,574,835
9,968,705.55
2.29
1
1,064.30
0.00
2
29,001,000.00
6.67
3
-
-
-
-
4
47,051,404.73
10.83
5
-
-
6
-
-
7
42,089,084.20
9.69
8
-
-
9
118,142,553.23
27.19
1101088
11
88
300,000
29,001,000.00
6.67
110013
122,370
12,704,453.40
2.92
113003
120,900
12,436,983.00
2.86
110018
115,230
12,080,713.20
2.78
1080139
10
100,000
10,101,000.00
2.32
51
583,936.41
-
8,706.83
2,038,403.25
23,630.59
-
-
-
2,654,677.08
( )
(%)
1
110013
12,704,453.40
2.92
2
110018
12,080,713.20
2.78
3
110015
4,865,973.00
1.12
52
4
113001
961.60
0.00
2008/05/21-2008/12/31
-9.71%
0.81%
-21.99%
1.50%
12.28%
-0.69%
2009/01/01-2009/12/31
42.03%
1.17%
48.79%
1.02%
-6.76%
0.15%
2010/01/01-2010/12/31
4.69%
1.16%
-4.65%
0.79%
9.34%
0.37%
2011/01/01-2011/12/31
-21.85%
0.92%
-10.48%
0.65%
-11.37%
0.27%
2012/01/01-2012/09/30
4.27%
0.96%
0.1756%
0.64%
4.09%
0.32%
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
99
20
99
20
021-38794999
021-68881170
93
94
2
1
5%
95
10
2
4
1
2
3
4
5
6
7
96
8
97
98
99
100
101
102
5
103
1
6
104
105
106
15
107
108
109
110
111
112