5-1-1
5-1-2
5-1-3
( ) 2012 11 11 2012 9 30 ( )
5-1-4
5 < >
,
5-1-5
5-1-6
5-1-7
5-1-8
5-1-9
14 2005 2 1 2006 12 15 2008 4 23 2008 11 5 2009 5 6 2009 12 30 2010 5 11 2010 6 29 2011 2 1 2011 7 27 2011 9 28 100 LOF 2012 3 9 2012 8 13
5-1-10
5-1-11
5-1-12
5-1-13
5-1-14
1
2
1
2
3
4
5
6
7
8
9
5-1-15
10
11
12
3
1
2
3
4
5
6
7
8
9
10
4
1
2
3
4
5-1-16
1
1
2
3
4
5
2
1
2
3
4
5
6
7
3
1
2
5-1-17
3
4
5
4
1
2
3
4
5
6
7
5
5-1-18
1
2
1
69
28 9F
2009 1 15
32,479,411.7
010-63201510
010-63201816
, 2009
1 15
2004 2007
5-1-19
SAS70 SAS70 2010 “‘ ’TOP10 ” “ ” 2010
1998 5 2004 9
2
146 10 20
3
2012 11 11 135
5-1-20
300 100 (LOF) 180 180 300 500 (LOF) 300 (LOF) 40 40
5-1-21
LOF 300 300 300 LOF 300 500 LOF 200 14 7 7 21 LOF
1
2
5-1-22
3
1
2
3
1
279 200135
279 200135
5-1-23
021 50509880
021 50509884
400-821-0588
www.scfund.com.cn
2
1
69
69
010 85108227
010 85109219
95599
www.abchina.com
2
8 C
010-65557013
010-65550827
95558
http://bank.ecitic.com
3
25
1 1
010 66275654
95533
www.ccb.com
4
55 100005
5-1-24
55 100005
010 66107914
95588
www.icbc.com.cn
5
188
188
021-58781234
021-58408483
95559
www.bankcomm.com
6
22 100005
22 100005
010 85238670
010 85238680
95577
www.hxb.com..cn
7
7088
7088
(0755)83198888
(0755) 83195049
95555
www.cmbchina.com
8
5-1-25
5047
5047
(Frank Neil Newman)
0755-82088888
0755-82080406
95501
www.sdb.com.cn
9
2
2
(010)57092615
(010)57092611
95568
www.cmbc.com.cn
10
294
700
0574 89068340
0574 87050024
96528 962528
www.nbcb.com.cn
11
131
131
010-66415194
95580
www.psbc.com
5-1-26
12
1099
1099
0755-22197874
0755-22197701
40066-99999 0755-961202
www.pingan.com
13
1
196
0577-88990082
0577-88995217
0577-96699
www.wzbank.cn
14
25
25
0535-6691337
0535-6680900
4008-311-777
www.yantaibank.net
15
181 18-21
0512-65581136
0512-65588021
0512-33396288
5-1-27
www.dwzq.com.cn
16
98
689
021-23219000
021-23219100
021-95553
www.htsec.com
17
35 C
35 C
010-66568430
010-66568536
4008-888-888
www.chinastock.com.cn
18
171
171
021-54033888
021-54038844
021-962505
www. sywg.com.cn
19
66 4
188
010 65183880
5-1-28
010 65182261
400-8888-108
www.csc108.com
20
183-187 43 4301-4316
5 18 19 36 38 41 42
020-87555888
020-87555305
95575
www.gf.com.cn
21
268
1199 ? 1 21
021-38565785
021-38565955
400-8888-123
www.xyzq.com
22
1012 16-26
1012 6
0755-82130833
0755-82133952
95536
www.guosen.com.cn
23
63 12
198 11
5-1-29
021-68634518
021-68865680
400-888-1551
www.xcsc.com
24
6008 14 16 17
6008 14 16 17
0755-83516094
0755-83515567
0755-33680000 400-6666-888
www.cgws.com
25
8 6 7
8 6 7
0510-82831662
0510-82830162
400 888 5288
www.glsc.com.cn
26
618
168 29
021 38676666
021 38670666
400-8888-666
www.gtja.com.
27
7088 40-42
5-1-30
7088 40-42
0755-83199599
0755-83199545
0755-83199511
www.csco.com.cn
28
36 4
4001 17
0755 83025022
0755 83025625
4008-888-228
www.jyzq.com.cn
29
318 2 22 -29
318 2 21 -29
021-63325888
021-63326173
021-962506
www.dfzq.com.cn
30
4018 35 28 A02
1 9
0755-82825551
0755-82558305
400-800-1001
www.essence.com.cn
5-1-31
31
90
90
025-84457777-721
025-84579763
95597
www.htsc.com.cn
32
1619 A 41
1619 A 41
0791-86768681
0791-86770178
400-8866-567
www.avicsec.com
33
80 26
80 26
0731-84403319
0731-84403439
0731-84403350
www.cfzq.com
34
29 15 1507-1510
222 1 20
0532-85022326
0532-85022605
5-1-32
0532-96577
www.zxwt.com.cn
35
1508
1508
021-22169999
021-22169134
4008888788 10108998
www.ebscn.com
36
42 101
42 101
022-28451861
022-28451892
400-6515-988
www.bhzq.com
37
200 39F
200 39-40F
021 50372474
021 50372474
4006208888
www.bocichina.com
38
A 38 45
A 38 45
0755 82943666
0755 82943636
5-1-33
95565 400-8888-111
www.newone.com.cn
39
86 23
86 23
0531 68889155
0531 68889752
95538
www.qlzq.com.cn
40
111
111
0471-4913998
0471-4930707
0471-4961259
www.cnht.com.cn
41
179
179
0551-2246273
0551-2272100
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www.gyzq.com.cn
42
8
8
5-1-34
025-83367888
025-83320066
400-828-5888
www.njzq.com.cn
43
23 18 19
23 18 19
0519-88157761
0519-88157761
0519-88157761
0519-88157761
400-888-8588
www.longone.com.cn
44
A 18-21 04 01 02 03 05 11 12 13 15 16 18 19 20 21 22 23
6003 A 4 18 21
0755-8202 3442
0755-8202 6539
400 600 8008
www.china-invs.cn
45
758 23
758 20-25
021-32229888-3121
021-62878783
021-63340678
5-1-35
www.ajzq.com
46
19 701
5 B 4
010-66045608
010-66045500
010-66045678
- www.txsec.com
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47
166 27
166 27
021-50122222
021-50122200
4008209898
www.cnhbstock.com
48
8
8 518048
0755 82400862
0755 82433794
4008816168
www.PINGAN.com
49
8
8
5-1-36
027-65799999
027-85481900
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www.95579.com
50
157 7 8
157 7 10
0591-87383623
0591-87383610
0591 96326 0591
www.hfzq.com.cn
51
233
19
010-88085858
010-88085219
400-800-0562
www.hysec.com
52
5 10
9 1
010-63081000
010-63080978
400-800-8899
www.cindasc.com
53
357
166 A
5-1-37
0551-5161666
0551-5161600
0551-96518 4008096518
www.hazq.com
54
336
336
021-53519888-1915
021-33303353
4008918918
www.shzq.com
55
69 17
69 17
020-87322668
020-87325036
020-961303
www.gzs.com.cn
56
2
2
0592-5161642
0592-5161140
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www.xmzq.com.cn
57
5-1-38
7088 A
48
010-60833722
010-60833739
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www.cs.ecitic.com
58
4028 47
4028 47-49
0755-82545707
0755-82545500
40018-40028
www.wkzq.com.cn
59
53
18
0755-33331188
0755-33329815
4006543218
www.tyzq.com.cn
60
100 9
021-38784818
021-68775878
68777877
www.cf-clsa.com
61
5-1-39
0571-87112510
0571-86065161
www.bigsun.com.cn
0571-96598
62
5047 25 I J
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0755-33227953
0755-82080798
4006-788-887
www.zlfund.cn
www.jjmmw.com
63
4018 28 A01 B01 b
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0755-82083788
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www.cfsc.com.cn
64
13
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0755-83709350
0755-83704850
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5-1-40
www.ghzq.com.cn
65
1 903
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0571 86800423
0571-88920897
http://www.ijijin.com.cn
3
5-1-41
583001 583101 /
/
A 1,000 1,000 500 0.25%
B 5,000,000 100,000 5,000,000 0.01%
5-1-42
5-1-43
200 5,000 20 200 20 5,000
5-1-44
5-1-45
5-1-46
5-1-47
5-1-48
5-1-49
580001 580002 580003 580005 A 582001 C 582201 580006
5-1-50
580007
5-1-51
1
2
3
4
5 2 100
6
7
8
9 10%
10
11
12
13
5-1-52
1
1
2
25
3
4
1
5
2
3 ( ) 0
4
5-1-53
5-1-54
5-1-55
5-1-56
5-1-57
5-1
5-1-58
5-1-59
5-1-60
+
+
×××
∑∑∑
5-1-61
1 135,653,185.17 26.07
135,653,185.17 26.07
- -
2 90,000,000.00 17.30
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5-1-62
3 117,089,861.51 22.51
4 177,535,111.49 34.12
5 520,278,158.17 100.00
0.32 1
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20
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180 120 10 180 120
%
5-1-63
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2 30 ( ) 60 6.00 -
397
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3 60 ( ) 90 4.83 -
397
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4 90 ( ) 180 4.03 -
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5 180 ( ) 397 14.08 -
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3 34,994,536.00 7.00
34,994,536.00 7.00
4 - -
5 100,658,649.17 20.14
6 - -
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8 135,653,185.17 27.14
9 397
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5-1-64
( ) 1 110221 11 21 110,000 10,851,257.34 2.17
2 041162008 11 CP001 100,000 10,171,421.55 2.04
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4 041263001 12 CP001 100,000 10,080,281.19 2.02
5 041258008 12 CP001 100,000 10,067,378.69 2.01
6 041271002 12 CP001 100,000 10,065,844.49 2.01
7 041258005 12 CP001 100,000 10,059,110.88 2.01
8 041259017 12 CP001100,00010,056,034.73 2.01
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0
0.2256%
0.0002%
0.1261%
1
% 1 2012-07-01 20.45 2012-07-02 2 2012-07-10 20.08 2012-07-18 3 2012-07-11 20.29 2012-07-18
5-1-65
4 2012-07-12 20.50 2012-07-18 5 2012-07-13 20.78 2012-07-18 6 2012-07-14 20.78 2012-07-18 7 2012-07-15 20.78 2012-07-18 8 2012-07-16 22.07 2012-07-18 9 2012-07-17 22.43
2012-07-18
1 -
2 -
3 3,184,875.34
4 174,350,236.15
5 -
6 -
7 -
8 177,535,111.49
, ,
%
2010.05.11-2010.12.31 0.9252% 0.0012% 0.8692% 0.0000% 0.0560% 0.0012%
2011.01.01-2011.12.31 3.2401% 0.0033% 1.4597% 0.0001% 1.7804% 0.0032%
2012.01.01-2012.06.30 1.8991% 0.0090% 0.7367% 0.0001% 1.1624% 0.0089%
2012.07.01-2012.09.30 0.5928% 0.0069% 0.3408% 0.0000% 0.2520% 0.0069%
2012 9 30 =
%
5-1-66
2010.05.11-2010.12.31 1.0831% 0.0012% 0.8692% 0.0000% 0.2139% 0.0012%
2011.01.01-2011.12.31 3.4882% 0.0033% 1.4597% 0.0001% 2.0285% 0.0032%
2012.01.01-2012.06.30 2.0207% 0.0090% 0.7367% 0.0001% 1.2840% 0.0089%
2012.07.01-2012.09.30 0.6530% 0.0069% 0.3408% 0.0000% 0.3122% 0.0069%
2012 9 30 =
5-1-67
5-1-68
5-1-69
5-1-70
5-1-71
5-1-72
2
1
2
3 2 3
4
5-1-73
5 ( )
6
7
( )
1
2
3
4
5
5-1-74
6
7
8
9
1
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3
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5-1-75
H
E
3
4
1
2 1 1 12 31
3
4
5
6
5-1-76
7
1
2
3 ( ) ( )
5-1-77
1
2
3
4
5
6
1
3
(1)
5-1-78
6 45 15
(2)
(3)
2
3
4
2
5
1
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(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9) 50%
(10) 30%
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25) 0.5
(26) 0.5%
(27)
9
5-1-81
10
30
11
5-1-82
5-1-83
5-1-84
3
1
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(1)
5-1-85
(2)
(3)
(4)
(5)
(6)
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5-1-86
(4)
(5)
(6)
(7)
(8)
(9)
3
4
(1)
(2)
(3)
(4)
(1) (3)
5
5
6
15
5-1-87
5-1-88
5-1-89
5-1-90
5-1-91
5-1-92
5-1-93
5-1-94
5-1-95
5-1-96
5-1-97
5-1-98
5-1-99
5-1-100
5-1-101
5-1-102
5-1-103
5-1-104
5-1-105
5-1-106
5-1-107
5-1-108
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5-1-110
5-1-111
(1) 2012 06 05
5-1-112
(2) 2012 06 07
(3) 2012 06 18 2012
(4) 2011 06 25 2012 1
(5) 2012 07 06
(6) 2012 7 11
(7) 2012 7 20 2012 2
(8) 2012 7 24
(9) 2012 8 8
(10) 2012 8 25
(11) 2012 9 6
(12) 2012 9 18
(13) 2012 9 24
(14) 2012 9 25 2012
(15) 2012 10 8
(16) 2012 10 15
(17) 2012 10 17
2012 10 25 2012
5-1-113
