2010
9
15
2010 [1277]
5-1
........................................................................................................................................ 3
........................................................................................................................................ 4
............................................................................................................................... 7
......................................................................................................................... 11
......................................................................................................................... 25
......................................................................................................................... 25
......................................................................................... 34
......................................................................................................................... 35
................................................................................................................ 36
........................................................................................................... 37
...................................................................................................... 46
.................................................................................................................... 48
........................................................................................................... 48
........................................................................................................... 54
...................................................................................................... 55
........................................................................................................... 56
....................................................................... 61
.................................................................................................................... 63
................................................................................................................ 67
.................................................................................................. 76
.................................................................................... 94
.................................................................................. 110
.................................................................................................... 111
......................................................................... 111
.................................................................................................................. 112
5-2
5-3
1.
2.
3.
“
”
4.
5.
6.
7.
8.
2003
10
28
2004
6
1
9.
10.
11.
12.
13.
14.
5-4
15.
16.
17.
18.
19.
20.
21.
(“
”)
22.
23.
24.
25.
26.
27.
28.
29.
3
5-5
30.
31.
:
32.T
33.T+n
T
n
(
T
)
34.
35.
34.
35.
36.
37.
38.
39.
40.
(
)
10%
41.
42.
43.
44.
45.
5-6
46.
:
47.
,
48.
JF
JF
49.
50.
51.
52.
53
5-7
1
2
3
4
5
5-8
1
2
3
4
5
,
,
6
“
”
7
5-9
8
9
1
2
5-10
3
10
,
,
11
( )
( )
5-11
60
-95
5
-40
5%
( )
1
1
5-12
2
P/B ratio
P/E ratio
(P/CE
ratio)
Dividend Yield
Price yield
3
/
4
2
3
5-13
1
2
3
1
2
5-14
3
/
4
5
( )
75
95
( )
1.
5-15
(1)
20%
(2)
10%
(3)
10%
3%
(4)
10%
(5)
10%
(6)
20
(7)
10%
(8)
60
-95
5
-40
5%
(9)
100
(10)
10
5-16
(11)
(a)
(b)
(c)
20%
(12)
1
- 8
30
6
10
10
30
3
2.
1
2
3
4
5
5-17
10%
6
7
8
9
10
11
( )
1
1
2
3
4
2
30
5-18
3
(
)
1
2
3
4
%
1
63,743,692.91
83.83
51,019,372.96
67.10
12,724,319.95
16.73
-
-
-
-
2
-
-
3
-
-
5-19
-
-
-
-
4
-
-
-
-
-
-
-
-
-
-
5
-
-
-
-
6
-
-
7
11,319,576.21
14.89
8
972,466.60
1.28
9
76,035,735.72
100.00
(
)
13,082,285.74
17.52
9,293,964.45
12.44
7,666,512.48
10.26
6,342,639.39
8.49
6,279,893.73
8.41
5,980,784.76
8.01
5,057,807.47
6.77
2,967,845.76
3.97
5-20
2,145,799.31
2.87
2,088,976.49
2.80
1,808,034.82
2.42
920,057.87
1.23
109,090.64
0.15
63,743,692.91
85.34
8,721,836.88
11.68
6,030,880.75
8.07
4,666,688.16
6.25
4,186,780.13
5.61
4,043,718.55
5.41
3,620,221.49
4.85
2,988,995.78
4.00
2,957,687.69
3.96
2,921,134.34
3.91
2,102,015.79
2.81
2,063,502.59
2.76
1,643,019.27
2.20
1,555,774.47
2.08
5-21
1,516,635.49
2.03
1,412,070.70
1.89
1,364,971.94
1.83
1,311,155.84
1.76
1,145,402.67
1.53
836,619.68
1.12
820,587.89
1.10
798,389.76
1.07
795,499.78
1.07
791,702.80
1.06
782,776.47
1.05
777,592.56
1.04
762,290.30
1.02
740,744.52
0.99
719,769.04
0.96
665,941.11
0.89
650,078.34
0.87
349,208.13
0.47
63,743,692.91
85.34
5-22
)
Companhia de
1
ABV US
Bebidas das
-
12,200
2,957,687.69
3.96
Americas
Tingyi
(Cayman
2
322 HK
140,000
2,262,559.22
3.03
Islands)
Holdings Corp
China Gas
3
384 HK
700,000
2,203,198.44
2.95
Holdings Ltd
Cheng Shin
Rubber
4
2105 TT
130,000
2,063,502.59
2.76
Industry Co
Ltd
Infrastructure
Development
5
IDFC IN
-
128,000
1,974,125.50
2.64
Finance Co
Ltd
ATAD
6
Tatneft
-
9,300
1,973,463.67
2.64
LI
LKOD
7
Lukoil
-
5,500
1,939,372.46
2.60
LI
VALE
8
Vale SA
-
15,000
1,883,238.97
2.52
US
9
SOL SJ
Sasol Ltd
-
7,100
1,880,061.73
2.52
Shoprite
10
SHP SJ
-
15,000
1,747,825.43
2.34
Holdings Ltd
5-23
1
-
2
626,273.49
3
323,769.78
4
837.57
5
21,585.76
5-24
6
-
7
-
8
-
9
972,466.60
-20.80%
1.08%
-22.24%
1.49%
1.44%
-0.41%
-2011/12/31
2012/1/1-2012/6/30
4.29%
0.90%
2.68%
1.03%
1.61%
-0.13%
99
20
99
20
5-25
2004
5
12
2.5
51%
49%
[2004]56
2004
5
12
2005
8
12
67
33
51%
49%
2006
6
6
“
”
“
”
2006
4
29
2006
6
2
2009
3
31
2009
3
31
(
)
5-26
5-27
5-28
5-29
1
2
3
4
5
6
7
8
9
10
11
12
1
2
3
5-30
1
2
3
4
5
6
7
8
4
1
2
3
4
5
6
7
8
9
10
5
(1)
(2)
5-31
(3)
(4)
1
1
2
3
4
5
2
1
2
3
4
3
1
2
5-32
4
1
2
3
4
5
6
5-33
1
: 25 Bank Street Canary Wharf London E14 5JP
Director
Martin Porter
1974
2
27
/
119337
1,425
2011
12
31
Anuj Arora
(1) 212 648 0563
(1) 212 648 1984
anuj.x.arora@jpmorgan.com
www.jpmorgan.co.uk
5-34
2
Anuj Arora
Anuj Arora
2006
Anuj
Mesirow Fiancial
Birkelbach
Investment Securities
Anuj Arora
Illinois
1
JPMorgan &Chase Bank, N.A.
1111 Polaris Parkway, Columbus, Ohio 43240, USA.
270 Park Avenue, New York, New York 10017-2070
James Dimon
1799
2011 12
31
183
573
2011
12
31
16.9
Aa3
2
1
2
/
3
5-35
3
2
200
10
10
10
1
2
30
200
5-36
5,000
20
2
1
2
3
4
40%
5-37
12
24
12
31
40%
3
2
1
“
”
2
“
”
3
“
”
4
5
2
1.
2.
5-38
(T
)
T+2
T
T+3
3.
T
10
(
)
1.
1 000
(
)
1 000
2.
100
100
100
100
3.
4.
3
1
2
5-39
3
M
M
100
1.6%
100
≤M
500
1.0%
M≥500
1000
4
0.50%
0.30%
0%
25%
5
2
6
1
“
?
=
/
1
5-40
=
=
/
2
“
”
T
=
×
=
×
=
3
T
T+1
T+2
3
4
4
5
2
T+2
T+3
T+2
2
5-41
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
1.
2.
5-42
3.
4.
5.
6.
7.
8.
20
1.
(
)
10%
2.
(1)
(2)
10
5-43
3
2
4
2
(
)
20
2
2
5-44
“
”
“
”
“
”
5-45
( )
1.
2.
3.
4.
5.
6.
(
)
7.
8.
9.
(
“
”)
10.
11.
(
)
( )
5-46
1.
1.8%
H E×
÷
H
E
3
2.
0.35%
H E×
÷
H
E
3
3.
( )
3
11
( )
(
)
( )
5-47
( )
( )
( )
( )
(
)
5-48
(
)
T+1
(
)
1
(1)
(2)
1
(3)
(4)
1
(5)
2
1
1
1
2
3
1
1
4
1
5-49
1
1
2
3
5
6
WM
7
8
1
7
1
7
9
10.
5-50
(
)
1.
0.001
2.
T+1
(
)
1.
“
”
“
”
2.
1
5-51
2
3
4
0.5%
5
6
7
3.
1
2
5-52
3
0.5%
0.5%
4
4.
1
2
3
,
T
T
4
(
)
1.
2.
3.
4.
5.
5-53
5-54
1.
2.
1
1
12
31
2
3.
4.
5.
6.
7.
1.
2.
5-55
3.
(
)
(
)
“
”
1
2
3
4
5
6
5-56
1
3
1
6
45
15
2
3
2
3
4
5-57
5
6
90
60
15
2
2
7
2
5-58
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
5-59
24
25
26
8
9
40
10
5-60
10
1)
6
(2)
6
(3)
(4)
5-61
1.
(1)
(2)
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5-62
5
3
6.
15
5-63
5-64
“
”
5-65
5-66
1.
2.
5-67
5-68
5-69
5-70
5-71
5-72
5-73
5-74
5-75
1
1)
2)
3)
4)
5-76
5)
6)
7)
8)
9)
2
1
2
3
4
5
6
7
8
1
1)
2)
5-77
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)
13)
14)
15)
16)
5-78
17)
18)
19)
2
1)
2)
3)
4)
5)
6)
7)
8)
9)
5-79
10)
11)
12)
13)
14)
15)
16)
17)
18)
19)
20)
21)
5-80
22)
.
23)
15
;
24)
25)
QDII
26)
27)
28)
29)
30)
31)
32)
33)
34)
35)
36)
5-81
37)
38)
1
1)
2)
3)
4)
5)
6)
7)
8)
9)
2
1)
2)
3)
5-82
4)
5)
6)
7)
,
,
8)
9)
10)
11)
12)
13)
14)
5-83
15)
16)
15
20
17)
18)
19)
20)
21)
22)
23)
24)
25)
26)
27)
7
28)
5-84
1
10%
(
10%
)
(
)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
2
(1)
(2)
(3)
(4)
5-85
(5)
(6)
(7)
(8)
(9)
1.
2.
10
60
3.
10%
10
60
10%
10
60
4.
10%
10%
30
5-86
5.
1.
(
“
”)
40
(1)
(2)
(3)
(4)
(5)
(6)
(
)
(7)
(8)
(9)
(10)
2.
3.
1.
(1)
(2)
5-87
(3)
(4)
2.
(1)
1)
50%
50%
2)
(
30
)
(2)
1)
2
2)
3)
50%
50%
4)
5)
5-88
(
30
)
1.
(1)
(2)
10%
(3)
(4)
10%
6
(5)
5-89
30
30
2.
(1)
50%
(
)
(
)
(2)
30
2
3.
(
)
1.
2.
(1)
50%
50%
(2)
(2)
5-90
3.
4.
5.
1.
(1)
3
(2)
(3)
2.
(
)
1.
5
( )
1
(1)-(8)
( )
1
(9) (10)
5-91
2.
3.
2
1.
(1)
(2)
(3)
(4)
(5)
(6)
2.
(
)
(1)
6
(2)
6
5-92
(3)
(4)
1.
(1)
(2)
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
3.
4.
(1)
(2)
(3)
(4)
5-93
(1) (3)
5.
5
3
6.
15
1
99
20
5-94
2004
5
12
2004 56
2.5
2
25
100140
2004
09
17
1
5-95
60
-95
5
-40
5%
2
1
1)
20%
2)
10%
3)
10%
3%
4)
10%
5)
10%
5-96
6)
60
-95
5
-40
5%
7)
100
8)
10
9)
1
6
30
6
30
10
30
3
2
5-97
3
4
,
,
5
6
7
1
5-98
2
3
1
2.
3.
4.
5.
6
7
5-99
8
9.
10.
1.
“
”
2.
2
2
3.
1.
5-100
2.
3.
1.
2.
1.
2.
(beneficial owner)
3.
(a)
(b)
4.
5.
(
)
6.
5-101
15
1.
0.001
2.
3.
5-102
1.
2
T+1
3.
A
(1)
(2)
1
(3)
(4)
1
(5)
B
1
A
1
2
C
A
1
5-103
D
1
A
1
2
3
E
F
WM
G
H
A
G
A
G
I
1.
5-104
“
”
“
”
2.
1
2
3
4
0.5%
5-105
5
6
7
3.
1
2
3
0.5%
0.5%
4
4.
1
2
3
,
5-106
T
T
4
1.
2.
3.
4.
5.
.
1.
2.
3.
1
5-107
60
90
2
15
5-108
1.
2.
3.
4.
1.
(1)
(2)
(3)
(4)
2.
(1)
(2)
(3)
(4)
5-109
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
3
6.
15
5-110
1.
2.
400 889 4888
www.51fund.com
5-111
(www.51fund.com)
1
2
3
4
5
6
7
2012
9
5-112
