对话 研究 要闻 研报 私募
滚动 公告 动态 专题 创投
 
净值 评级 申赎 重仓股 新发基金
排行 费率 分红 关注度 私募排行
 
微博 论坛
APP 基金吧
 
开户 超市 优选基金 定投频道 活期盈
登陆 热销 新发基金 帮助中心 定期盈
上投行业(377530)

上投行业:更新招募说明书(2012年9月)

........................................................................................................................................... 1
........................................................................................................................................... 1















............................................................................................................................... 5














............................................................................................................................. 13




















......................................................................................................................... 19






























































............................................................................................. 31






























































............................................................................................. 32














............................................................................................................................. 38














............................................................................................................................. 51














............................................................................................................................. 51
































................................................................................................................. 52






































............................................................................................................. 56






































............................................................................................................. 58






































............................................................................................................. 59
































................................................................................................................. 60














............................................................................................................................. 63


































































































..................................................................... 65












































......................................................................................................... 68
























































................................................................................................. 76
























































................................................................................................. 80










































































..................................................................................... 81






































............................................................................................................. 81




















......................................................................................................................... 81 1. 2. 3. 4. 5.





1 6. 7. 8. 9.




















2003


10


28








2004


6


1 10.






































2011





6





9














10


1 11.


















































2004








6


8











7


1 12.






































2004





6





29














7


1 13. 14.



























































/ 15. 16.





























18 17. 18. 19. 20.



























































2 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32.












































3 33. 34. 35.T 36.T+n


T


n


(








T


) 37. 38. 39.





























3 40. 41. 42. 43. 44. 45. 46.























(








)








10% 47. 48. 49. 50. 51. 52. 53. 54.














4 1.





5










































































Coopers & Lybrand























4














PECC























1985














6




















Paul Bateman





























Leicester














Chase Fleming Asset Management Limited


CEO






























































6




















MBA





MBA 2.














7 3. 4.





JF














2000


2004



































2004

















8











2010



























































2006








6 2010








7









































2008








10








2010 7
























































2010





8


























A








2011


12



















































































2011








12





7




















A
































9 1 2 3 4 5 6 7 8





10 11 12 13 14 15 16 17 18 www.icbc.com.cn


























19 www.bankcomm.com www.cib.com.cn


























20 www.cebbank.com www.cmbc.com.cn www.hxb.com.cn


























21 www.nbcb.com.cn



































1099


























40066-99999 bank.pingan.com


























5047





0755-82088888





0755-25841098











95501


: www.sdb.com.cn












































713



































83 020-3832256 020-87310955





400-830-8003





















































22 http://www.gdb.com.cn www.drcbank.com



































23 www.gtja.com





http://www.gf.com.cn






































24 25 26 27 www.tebon.com.cn


























28 29 www.essence.com.cn www.noah-fund.com





























30
































"














"





























[2009]1382








2010


1


6 2010


1


22























31 3,617,107,465.38























3,617,107,465.38


























311,806.20
































311,806.20










































































2010


1








28


















































32





1.





2.






























































(T )


























T+1























T











T+2


(











)





3.



































T 7


(


)


























33 34 1. 2. 3. 4. 5.





35 1. 2. 3. 4. 5.






































20 1.
































(






































)








10% 2. (1) (2)























10

















36 (3)








2














(








)










































































20 3.








3 1. 2.

















1






































1 3.























1




















2








2

































































1 4.























2









































2











1






























































2












































1
























































37 ( ) ( )








38






































A





























60% 95% 5%-40%



































5%














80%





( )





1























39 2





"


" 1 2 3

















40 A






































/ B





A











/











PEG


/

















,

















41














4













































































A













































































B













































































C













































































D













































































E













































































F




































































A






































80%


























B
































60%




















C 50%












































D
































E




















F








1








2



























































2-3















































42 3 4





1





2





3





4











/











43














300


80%+




















20%





( )





1.





(1)





















































10





(2)















































3





(3)




































































10





(4)






























































10





(5) 40





(6)

















60% 95%












































44






























































5%-40%








(7)











80%








(8)








10








(9)






























































20








(10)











(














)




















10








(11)



































10








(12)


























BBB








(





BBB)



















































































3








(13)








(14) 0.5








(15)




















5








(16)






























































10


















































6








2.








(1)












































45





(2)





(3)





(4)





(5)





(6)





(7)





(8)





(9)





1.





2.





3.





4.





( ) 1.


















































%





1














1,204,551,814.97








89.44














46


























1,204,551,814.97





89.44





2




















38,784,000.00








2.88





























38,784,000.00








2.88


















































-











-





3









































-











-





4









































-











-


















































-











-





5




















99,578,649.41








7.39





6























3,832,117.57





0.28





7

















1,346,746,581.95


100.00 2.











A
































-











-











B

















5,040,000.00








0.38











C














588,159,720.03





43.90











C0














85,919,776.70








6.41











C1














45,565,234.97








3.40











C2
































-











-











C3














4,910,753.77








0.37











C4














26,492,733.25








1.98











C5











106,641,582.88








7.96




















47











C6












































46,404,473.52

















3.46











C7












































105,490,448.95

















7.87











C8












































166,734,715.99











12.45











C99






























































-




















-











D















































37,960,287.82

















2.83











E















































72,401,059.86

















5.40














F












































13,137,891.15

















0.98











G















































54,942,591.09

















4.10











H















































68,584,508.18

















5.12














I












































192,026,280.52











14.33














J












































101,730,016.10

















7.59











K















































65,145,039.94

















4.86











L


















































5,424,420.28

















0.40











M

































































-




















-



























































1,204,551,814.97











89.92 3.
















































































( )





1











601318








1,200,718











54,920,841.32


4.10





2











600000








6,000,000











48,780,000.00


3.64





3











600518








2,900,842











44,730,983.64


3.34





4











601669








7,135,101











31,180,391.37


2.33





5











000650








3,381,548











29,013,681.84


2.17





6











000002


A


3,155,436











28,114,934.76


2.10





7











601166








2,151,000











27,919,980.00


2.08









































48





8





600519




















113,000

















27,023,950.00




















2.02





9





601888




















830,212

















23,428,582.64




















1.75





10


002236




















750,174

















23,030,341.80




















1.72 4.





1



























































-












































-





2


















































38,784,000.00
































2.90





3



























































-












































-




































































-












































-





4



























































-












































-





5



























































-












































-





6



























































-












































-





7



























































-












































-





8



























































-












































-





9


















































38,784,000.00
































2.90 5.


































































































( )





1





1101094


11


94

















400,000











38,784,000.00























2.90








-








-








-









































-





























-




















-








-








-








-









































-





























-




















-








-








-








-









































-





























-




















-












































49





-


-


-











-


-




















- 6. 7. 8. 1) 2) 3) 1









































500,000.00 2









































2,077,838.45 3









































391,676.58 4









































786,840.56 5












































75,761.98 6
























































- 7
























































- 8
























































- 9









































3,832,117.57 6)























50 2010/01/28-2010/12/31


1.60%





1.15%


-1.15%





1.27%


2.75%





-0.12% 2011/01/01-2011/12/31


-24.51%


1.10%


-19.20%


1.04%


-5.31%


0.06% 2012/01/01-2012/06/30


10.43%





1.18%


4.30%





1.06%


6.13%





0.12%


( )


( )


( )


( )





















































51 ( ) ( ) 1





1





2





3











52





4 2





1





2





3 3 4 5 6 ( ) ( ) 1.











0.001























53 2. ( )
































3


(











3


) 1.














(








) 2. (1) (2) (3)








(








)












































54 (4) (5) (6) (7) 3. (1) (2) (3) (4) 4. (1) (2)


0.25%











0.5% (3) (4)




















55 (5) ( ) 1. 2. 3. 4. ( ) ( ) 1.














5 2. ( ) ( )








56














( )








1.








2. 40%

















3








3








4








5


15








6








7








( )








( )








1.








2.





























57 ( ) 1. 2. 3. 4. 5. 6. 7. 8. 9. ( ) ( ) 1.





























1.5% H E 1.5% H E

















3 2.





























0.25% H E 0.25% H E























58




















3 3. ( ) ( )


























2 ( ) ( ) 1. 2.























1


1





12


31 3. 4. 5. 6. 7. ( ) 1. 2. 3.





(


)






































(
































59





)


























(











)





(











) 1. 2. 3. 4. 5. 6. ( )












































3


















































6











45
































60














15





























6


1 ( )








3 ( ) ( ) ( ) 1. 2. 3. ( ) ( ) 1.











90 2.




















60























61 3.

















15 4.





2 5. ( )














2 1. 2. 3. 4. 5. 6. 7. 8. 9.











50% 10.


























30% 11. 12. 13. 14. 15. 16. 17.

















0.5% 18.














62 19. 20. 21. 22. 23. 24. 25. 26. ( ) ( ) (





) (





)














63 64 ( ) 1.








65 (1) (2) (3) (4) (5) (6) (7) (8) (9) (1) (2) (3) (4) (5) (6) (7) 2.














2 ( ) 1. 2.

















6 3.

















6 4.








66 ( ) 1. (1) (2) (3) 2. (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) 3. 4. (1) (2) (3) (4)








(1) (3)























67 5.




















5 6.














15





68 69 70 71 72 73 74 75



































(














)























7088



































7088





518040





1987





4


8





















































[2002]83 1 2












































76




















6











10 3 4 5





77 6 7 8 9 10 1. 2. 3. 4. 5. 6.





78 7. 1.




















0.001 2. 3.














15





79 1 2 1 2 3 4





80 81