........................................................................................................................................... 1
........................................................................................................................................... 1
............................................................................................................................... 5
............................................................................................................................. 13
......................................................................................................................... 19
............................................................................................. 31
............................................................................................. 32
............................................................................................................................. 38
............................................................................................................................. 51
............................................................................................................................. 51
................................................................................................................. 52
............................................................................................................. 56
............................................................................................................. 58
............................................................................................................. 59
................................................................................................................. 60
............................................................................................................................. 63
..................................................................... 65
......................................................................................................... 68
................................................................................................. 76
................................................................................................. 80
..................................................................................... 81
............................................................................................................. 81
......................................................................................................................... 81
1.
2.
3.
4.
5.
1
6.
7.
8.
9.
2003
10
28
2004
6
1
10.
2011
6
9
10
1
11.
2004
6
8
7
1
12.
2004
6
29
7
1
13.
14.
/
15.
16.
18
17.
18.
19.
20.
2
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
3
33.
34.
35.T
36.T+n
T
n
(
T
)
37.
38.
39.
3
40.
41.
42.
43.
44.
45.
46.
(
)
10%
47.
48.
49.
50.
51.
52.
53.
54.
4
1.
5
Coopers &
Lybrand
4
PECC
1985
6
Paul Bateman
Leicester
Chase Fleming Asset Management Limited
CEO
6
MBA
MBA
2.
7
3.
4.
JF
2000
2004
2004
8
2010
2006
6
2010
7
2008
10
2010
7
2010
8
A
2011
12
2011
12
7
A
9
1
2
3
4
5
6
7
8
10
11
12
13
14
15
16
17
18
www.icbc.com.cn
19
www.bankcomm.com
www.cib.com.cn
20
www.cebbank.com
www.cmbc.com.cn
www.hxb.com.cn
21
www.nbcb.com.cn
1099
40066-99999
bank.pingan.com
5047
0755-82088888
0755-25841098
95501
: www.sdb.com.cn
713
83
020-3832256
020-87310955
400-830-8003
22
http://www.gdb.com.cn
www.drcbank.com
23
www.gtja.com
http://www.gf.com.cn
24
25
26
27
www.tebon.com.cn
28
29
www.essence.com.cn
www.noah-fund.com
30
"
"
[2009]1382
2010
1
6
2010
1
22
31
3,617,107,465.38
3,617,107,465.38
311,806.20
311,806.20
2010
1
28
32
1.
2.
(T
)
T+1
T
T+2
(
)
3.
T 7
(
)
33
34
1.
2.
3.
4.
5.
35
1.
2.
3.
4.
5.
20
1.
(
)
10%
2.
(1)
(2)
10
36
(3)
2
(
)
20
3.
3
1.
2.
1
1
3.
1
2
2
1
4.
2
2
1
2
1
37
( )
( )
38
A
60% 95%
5%-40%
5%
80%
( )
1
39
2
"
"
1
2
3
40
A
/
B
A
/
PEG
/
,
41
4
A
B
C
D
E
F
A
80%
B
60%
C
50%
D
E
F
1
2
2-3
42
3
4
1
2
3
4
/
43
300
80%+
20%
( )
1.
(1)
10
(2)
3
(3)
10
(4)
10
(5)
40
(6)
60% 95%
44
5%-40%
(7)
80%
(8)
10
(9)
20
(10)
(
)
10
(11)
10
(12)
BBB
(
BBB)
3
(13)
(14)
0.5
(15)
5
(16)
10
6
2.
(1)
45
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
1.
2.
3.
4.
( )
1.
%
1
1,204,551,814.97
89.44
46
1,204,551,814.97
89.44
2
38,784,000.00
2.88
38,784,000.00
2.88
-
-
3
-
-
4
-
-
-
-
5
99,578,649.41
7.39
6
3,832,117.57
0.28
7
1,346,746,581.95
100.00
2.
A
-
-
B
5,040,000.00
0.38
C
588,159,720.03
43.90
C0
85,919,776.70
6.41
C1
45,565,234.97
3.40
C2
-
-
C3
4,910,753.77
0.37
C4
26,492,733.25
1.98
C5
106,641,582.88
7.96
47
C6
46,404,473.52
3.46
C7
105,490,448.95
7.87
C8
166,734,715.99
12.45
C99
-
-
D
37,960,287.82
2.83
E
72,401,059.86
5.40
F
13,137,891.15
0.98
G
54,942,591.09
4.10
H
68,584,508.18
5.12
I
192,026,280.52
14.33
J
101,730,016.10
7.59
K
65,145,039.94
4.86
L
5,424,420.28
0.40
M
-
-
1,204,551,814.97
89.92
3.
( )
1
601318
1,200,718
54,920,841.32
4.10
2
600000
6,000,000
48,780,000.00
3.64
3
600518
2,900,842
44,730,983.64
3.34
4
601669
7,135,101
31,180,391.37
2.33
5
000650
3,381,548
29,013,681.84
2.17
6
000002
A
3,155,436
28,114,934.76
2.10
7
601166
2,151,000
27,919,980.00
2.08
48
8
600519
113,000
27,023,950.00
2.02
9
601888
830,212
23,428,582.64
1.75
10
002236
750,174
23,030,341.80
1.72
4.
1
-
-
2
38,784,000.00
2.90
3
-
-
-
-
4
-
-
5
-
-
6
-
-
7
-
-
8
-
-
9
38,784,000.00
2.90
5.
( )
1
1101094
11
94
400,000
38,784,000.00
2.90
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
49
-
-
-
-
-
-
6.
7.
8.
1)
2)
3)
1
500,000.00
2
2,077,838.45
3
391,676.58
4
786,840.56
5
75,761.98
6
-
7
-
8
-
9
3,832,117.57
6)
50
2010/01/28-2010/12/31
1.60%
1.15%
-1.15%
1.27%
2.75%
-0.12%
2011/01/01-2011/12/31
-24.51%
1.10%
-19.20%
1.04%
-5.31%
0.06%
2012/01/01-2012/06/30
10.43%
1.18%
4.30%
1.06%
6.13%
0.12%
( )
( )
( )
( )
51
( )
( )
1
1
2
3
52
4
2
1
2
3
3
4
5
6
( )
( )
1.
0.001
53
2.
( )
3
(
3
)
1.
(
)
2.
(1)
(2)
(3)
(
)
54
(4)
(5)
(6)
(7)
3.
(1)
(2)
(3)
(4)
4.
(1)
(2)
0.25%
0.5%
(3)
(4)
55
(5)
( )
1.
2.
3.
4.
( )
( )
1.
5
2.
( )
( )
56
( )
1.
2.
40%
3
3
4
5
15
6
7
( )
( )
1.
2.
57
( )
1.
2.
3.
4.
5.
6.
7.
8.
9.
( )
( )
1.
1.5%
H E 1.5%
H
E
3
2.
0.25%
H E 0.25%
H
E
58
3
3.
( )
( )
2
( )
( )
1.
2.
1
1
12
31
3.
4.
5.
6.
7.
( )
1.
2.
3.
(
)
(
59
)
(
)
(
)
1.
2.
3.
4.
5.
6.
( )
3
6
45
60
15
6
1
( )
3
( )
( )
( )
1.
2.
3.
( )
( )
1.
90
2.
60
61
3.
15
4.
2
5.
( )
2
1.
2.
3.
4.
5.
6.
7.
8.
9.
50%
10.
30%
11.
12.
13.
14.
15.
16.
17.
0.5%
18.
62
19.
20.
21.
22.
23.
24.
25.
26.
( )
( )
(
)
(
)
63
64
( )
1.
65
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
2.
2
( )
1.
2.
6
3.
6
4.
66
( )
1.
(1)
(2)
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
67
5.
5
6.
15
68
69
70
71
72
73
74
75
(
)
7088
7088
518040
1987
4
8
[2002]83
1
2
76
6
10
3
4
5
77
6
7
8
9
10
1.
2.
3.
4.
5.
6.
78
7.
1.
0.001
2.
3.
15
79
1
2
1
2
3
4
80
81
