1
2
3
( ) 2012 6 30 2012 6 30 ( )
4
1.
2.
3.
4.
5.
6.
7.
8.
9. 2003 10 28 2004 6 1
10. 2011 6 9 10 1
5
11. 2004 6 8 7 1
12. 2004 6 29 7 1
13.
14. /
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
6
30.
31.
32. 3
33.
34.
35.T
36.T+n T n ( T )
37.
38.
39.
40.
41.
42.
43.
44.
45.
46. ( ) 10%
47.
48.
49.
7
50.
51.
52.
53.
54.
1.
2.
3.
4.
5.
11.
( )
4900 49%
3000 30%
2100 21%
10,000 100%
8
10
2005 2 1 2006 12 15 2008 4 23 2008 11 5
2009 5 6 2009 12 30 2010 5 11 2010 6 29 2011 2 1 2011 7 27 2011 9 28 100 2012 3 9
9
10
2004 9 2008 7
11
1
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
3
(1)
(2)
(3)
(4)
(5)
(6)
12
(7)
(8)
(9)
(10)
4
(1)
(2)
(3)
1
(1)
(2)
(3)
(4)
(5)
2
(1)
(2)
(3)
(4)
(5)
(6)
13
(7)
3
1
2
3
4
5
4
1
2
3
4
5
6
14
7
5
1
2
15
16
17
1
4008210588 2
18
19
20
21
22
23
?
24
25
26
27
28
29
30
31
32
33
34
3.
35
200 5000 20 200 20 5000
36
37
38
T 1.100 5,000 150 350 1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.00 10,000,000.00
(B) 1.50% 1.20% 0.80% 1000 (C=A/(1+B)) 4926.11 1482213.44 3472222.22 9,999,000.00
(D=A-C) 73.89 17,786.56 27,777.78 1,000.00
(=C/1.100) 4478.28 1347466.76 3156565.66 9,090,000.00
T 20,000.00 0.5% 1.250
=20,000.00×1.250=25,000.00
=25,000.00×0.5%=125.00
=25,000.00-125.00=24,875.00
2 T 20,000.00 0.25% 1.550
=20,000.00×1.550=31,000.00
=31,000.00×0.25%=775.00
=31,000.00-775.00=30,225.00
3 T 10,000.00 0 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
39
40
41
1.
580001 580002 580003 A 582001 C 582201 580005 580006 A
583001 B 583101 585001 580008
42
2
43
44
45
a. b.
1
46
a.
b.
c.
2
a. b. c.
3.
47
10-2
48
49
50
1 187,406,899. 84.61
51
13
187,406,899.
13
84.61
2 9,696,000.00 4.38
9,696,000.00 4.38
- -
3 - -
4 - -
- -
5 24,081,256.5
4
10.87
6 321,366.87 0.15
7 221,505,522.
54
100.00
A - -
B 1,798,400.00 0.82
C 69,057,908.53 31.34
C0
8,190,000.00 3.72
C1
- -
C2
- -
C3
- -
C4
33,891,499.53 15.38
C5
- -
C6
78,200.00 0.04
C7
26,898,209.00 12.21
C8
- -
C9
9
- -
D - -
E 670,540.00 0.30
F - -
G 21,951,220.00 9.96
H 8,390,346.60 3.81
I 77,972,484.00 35.38
J - -
K - -
52
L - -
M 7,566,000.00 3.43
187,406,899.1
3
85.04
1 600588 1,347,000 20,555,220.00 9.33
2 002152 1,200,000 19,800,000.00 8.98
3 600036 1,500,000 16,380,000.00 7.43
4 600143 2,713,149 16,197,499.53 7.35
5 601166 1,100,000 14,278,000.00 6.48
6 600000 1,680,000 13,658,400.00 6.20
7 601318 240,000 10,977,600.00 4.98
8 600309 720,000 9,612,000.00 4.36
9 601601 400,000 8,872,000.00 4.03
10 000858
250,000 8,190,000.00 3.72
1 - - 2 9,696,000.00 4.40 3 - - - -
7 - - 9 9,696,000.00 4.40
1 1101094 11 94 100,000 9,696,000.00 4.40
53
1 30,157.62
2 -
3 3,600.00
4 194,521.08
5 93,088.17
6 -
7 -
8 -
9 321,366.87
, ,
14.99% 1.35% -8.88% 1.19% 23.87% 0.16%
-17.72% 1.22% -17.81% 0.98% 0.09% 0.24%
-2.11% 1.32% 4.42% 1.00% -6.53% 0.32%
-7.30% 1.29% -20.02% 1.07% 12.72% 0.22%
=75%* 300 +25%* 2012 6 30
2 2009 12 30 2012 6 30
54
2009 12 30
55
1. 0.001
2.
1
1
56
2
3
4
2
1
2
3
3
4
5
6
7
57
3 ( 3 )
1.
( )
2.
(1)
(2)
(3) ( )
(4)
(5)
58
(6)
(7)
3.
(1)
(2)
(3)
(4)
4.
(1)
(2) 0.25% 0.5%
(3)
(4)
(5)
1.
2.
3.
4.
59
1. 6
2.
60
61
62
63
64
65
66
67
1.
(1)
(2)
(3)
(4)
(5)
68
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
2. 2
1.
2. 6
3. 6
4.
1.
(1)
(2)
(3)
2.
69
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
6.
15
1.
(1)
70
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
71
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
(26)
(27)
(1)
(2)
(3)
(4)
(5)
72
(6)
(7)
(8)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
73
(23)
(24)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
7.
1.
2.
(1) 10% ( 10% ) ( )
74
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(2)
1)
2)
3)
4)
5)
6)
3.
(1)
(2) 10 60
(3) 10% 10 60 10% 10 60
75
(4) 10% 10% 30
(5)
4.
(1) ( ) 30
1)
2)
3)
4)
5)
6) ( )
7)
8)
9)
10)
(2)
(3)
5.
(1)
1)
2)
3)
76
4)
(2)
1)
50% ( 50% )
2)
2
/ ( )
50%
6.
(1)
1)
2) 10%
3)
77
4) 10 6
5) 30 30
(2)
1)
50%
( ) ( )
2)
30 2
(3)
7.
(1)
(2)
1)
( ) 50% 2)
2)
78
( ) ( )
(3)
(4)
(5)
(6)
8.
(1)
1)
2)
3)
(2)
3
9.
(1) 5
79
2 1)- 8) 2 9) 10)
(2)
(3) 2
10.
1.
1
1)
2)
3)
4)
5)
6)
7)
8)
9)
1)
2)
3)
4)
5)
6)
(2) 2
80
2.
(1)
(2) 6
(3) 6
(4)
3.
(1)
1)
2)
3)
(2)
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(3)
(4)
81
1)
2)
3)
4)
1) 3)
(5)
5
6
15
82
83
84
85
86
87
88
89
90
10 30
91
7*24
8 / /
4008210588
www.scfund.com.cn
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(3) 2011 12 30 :
(4) 2011 12 30 :
(5) 2011 12 31 :
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(7) 2012 01 4 :
(8) 2012 01 5 :
(9) 2012 01 6 :
(10) 2012 01 19
92
:
(11) 2012 01 19 :
(12) 2012 01 19 :2011
(13) 2012 02 9 :
(14) 2012 02 10 : 2012 1
(15) 2012 02 10 : 2012 1
(16) 2012 02 16 : ( )
(17) 2012 02 23 :
(18) 2012 02 29 :
(19) 2012 03 01 :
(20) 2012 03 01 :
(21) 2012 03 28 :2011
(22) 2012 03 28 :2011
(23) 2012 03 30 :
(24) 2012 04 13 :
(25) 2012 04 20 :2012
(26) 2012 04 24
93
:
(27) 2012 04 24 :
(28) 2012 04 25 :
(29) 2012 04 27 :
(30) 2012 06 05 :
(31) 2012 06 05 :
(32) 2012 06 28 :
(33) 2012 06 28 :
94