300
2012 1
2011 6 7 2011 886
2011 9 16
300
2
2012 3 16 2011 12 31
288 6 538
99 21
2005 2 3
[2005]5
1
021 28932888
47%
26.5%
26.5%
1
1965
1963 EMBA300
3
1953 EMBA
1973 State Street Global Advisor
Jeffrey R. Williams 1953
1942
1971 2002-2003 -
2
1970 1300
4
1963
1968 BPR
1977
1977
3
1967
1971 2005 4
1967300
5
2008 7
1971 2011 12
4
1977 2008 2 2010 2 6 2011 9 16 300 2011 9 28 300
5
6
55
1984 1 1
349,018,545,827 300
6
010-66105799
2011 12 145 30 95%
1998 “ ” QFII
QDII QDII ESCROW 2011 12 231 7 224 2003 28
1
1)
300
7
42 101
8
022-28451861
022-28451892
www.bhzq.com
400-6515-988
2)
6008 14 16 17
6008 14 16 17
0755-83516089
0755-83515567
3)
318 2 22 -29
021-63325888
021-63326173
95503
www.dfzq.com.cn
4)
183-187 43 4301-4316
5 18 19 36 38 41 42
95575 300
8
020 87555305
http://www.gf.com.cn
5)
69
69
020-961303
020-87325036
020-87322668
6)
618
168 29
4008888666
www.gtja.com
7)
1012
0755-82130833
0755-82133952
95536
www.guosen.com.cn
8)
98
689
021 23219000 300
9
021- 23219100
95553
www.htsec.com
9)
155 1 9
155 1 9
0871-3577398
0871-3578827
10)
5 A 6-9
5 A 6-9
400 889 5618
010 59355941
010 66553791
www.e5618.com
11)
86
86
0531-68889155
0531-68889752
95538
www.qlzq.com.cn
12)
300
10
171
171
021-54033888
021-54038844
95523 4008895523
021-962505
www.sywg.com
13)
9 1
010-63081000
010-63080978
400-800-8899
www.cindasc.com
14)
268
1199 1 21
95562
021-38565785
021-38565955
www.xyzq.com.cn
15)
35 C
35 C
300
11
4008-888-888
010-83574078
010-66568430
www.chinastock.com.cn
16)
A 38—45
0755-82943666
0755-82943636
95565 4008888111
www.newone.com.cn
17)
291
291
0791-6768681
400-8866-567
www.avicsec.com
2
3
17 300
12
0755 25946013
0755 25987122
68 19
021 31358666
021 31358600
1 16
1 16
100738
010 58153000
010 85188298
300
300
13
90%
300
14
1
2
3
1 ETF
2 ETF
3 ETF
4
5 ETF
6300
15
7
1
3 90%
2
1 /
2 ETF
4 T- 1 T T 300
16
3
1
2
3
4
1
2
3
0.1% 2%
1
1 0.5% 3% 10%
2
3300
17
10% , 100 20 20
4
5
3
10
2
1
2
3
4
5
6
7
8 300
18
5 6
300
300 2009 11 4 A 300
300
2012 1
18
2011 10 1 12 31 300
19
1
% 1
375,534,089.62 97.59
375,534,089.62 97.59
2
--
--
--
3
--
4
--
--
5
8,643,222.41 2.25
6
644,850.48 0.17
7
384,822,162.51 100.00
2
2.1
(%)
A
6,532,590.61 1.70
B
17,829,179.01 4.64
C
223,283,886.63 58.10
C0
40,660,922.07 10.58
C1
4,184,818.00 1.09
C2
--
C3
2,439,794.86 0.63
C4 22,975,814.60 5.98
C5
16,161,398.75 4.21
C6
40,301,795.98 10.49
C7
67,083,352.11 17.46
C8
28,374,064.35 7.38
C99
1,101,925.91 0.29
D
5,681,996.24 1.48
E
4,284,690.84 1.11
F
4,199,328.07 1.09
G
17,072,117.29 4.44
H
19,207,109.93 5.00
I
22,611,586.70 5.88
J
31,782,643.12 8.27
K
9,948,173.11 2.59
L
4,389,590.89 1.14300
20
M
8,711,197.18 2.27
375,534,089.62 97.72
2.2
3
3.1
1 000002
1,947,806 14,550,110.82 3.79
2 000858
400,918 13,150,110.40 3.42
3 000001
591,848 9,226,910.32 2.40
4 002024
966,613 8,158,213.72 2.12
5 000651
458,718 7,931,234.22 2.06
6 000157
904,291 6,953,997.79 1.81
7 000063
402,038 6,794,442.20 1.77
8 000568
156,100 5,822,530.00 1.52
9 002304
42,901 5,532,941.97 1.44
10 000423
120,533 5,176,892.35 1.35
3.2
4
5
6
7
8
8.1
000858 2011 5 27 , 300
21
8.2
8.3
1
550,000.00
2
92,168.51
3
-
4
2,681.97
5
-
6
-
7
-
8
-
9
644,850.48
8.4
8.5
8.5.1
8.5.2
1
2 3
4 (1) (3) (2) (4)
2011 9 16
2011
12 31
-16.30% 0.98% -20.05% 1.58% 3.75% -0.60%300
22
1
2
3
4
5
6
7
8
9
10
1
300
23
0.5%
H E×0.5%÷
H
E
2 ,
2
0.1%
H E×0.1%÷
H
E
2 ,
3
H E× ÷ 0.03%
H
E
30 30 30
300
24
2
4 “ ” 4 10
1
2
3
4
2
“ ”
“ ” 300
25
“ ”
1
2
“ ”
“ ”
“ ”
“ ”
“ ”
1
2
“ ”
“ ”
“ ”
2011 9 16 2012 3 16
2012 4 28
