1
2
( ) 2011 12 30 2011 9 30 ( )
3
1.
2.
3.
4.
5.
6.
7.
8.
9. 2003 10 28 2004 6 1
10. 2004 6 25 7 1 4
11. 2004 6 8 7 1
12. 2004 6 29 7 1
13.
14. /
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
5
30.
31.
32. 3
33.
34.
35.T
36.T+n T n ( T )
37.
38.
39.
40.
41.
42.
43.
44.
45.
46. ( ) 10%
47.
48.
49. 6
50.
51.
52.
53.
54.
1.
2.
3.
4.
5.
11.
( )
4900 49%
3000 30%
2100 21%
10,000 100%
7
10
2005 2 1 2006 12 15 2008 4 23 2008 11 5
2009 5 6 2009 12 30 2010 5 11 2010 6 29 2011 2 1 2011 7 27 2011 9 28
8
9
2004 9 2008 7
10
1
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
3
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
11
(10)
4
(1)
(2)
(3)
1
(1)
(2)
(3)
(4)
(5)
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
3
12
1
2
3
4
5
4
1
2
3
4
5
6
7
5
1
13
2
14
15
16
1
2 17
18
19
20
21
22
? 23
24
25
26
27
28
29
30
31
32
33
34
3.
35
200 36
5000 20 200 20 5000
37
38
T 1.100 5,000 150 350 1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.00 10,000,000.00
(B) 1.50% 1.20% 0.80% 1000 (C=A/(1+B)) 4926.11 1482213.44 3472222.22 9,999,000.00
(D=A-C) 73.89 17,786.56 27,777.78 1,000.00
(=C/1.100) 4478.28 1347466.76 3156565.66 9,090,000.00
T 20,000.00 0.5% 1.250
=20,000.00×1.250=25,000.00
=25,000.00×0.5%=125.00
=25,000.00-125.00=24,875.00
2 T 39
20,000.00 0.25% 1.550
=20,000.00×1.550=31,000.00
=31,000.00×0.25%=775.00
=31,000.00-775.00=30,225.00
3 T 10,000.00 0 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
40
41
42
1.
580001 580002 580003 A 582001 C 582201 580005 580007 A
583001 B 583101
2
43
44
45
46
a. b.
1
a.
b.
c.
2
a. b. c.
3.
47
48
10-2
49
50
51
313,445,393.26 91.46
313,445,393.26 91.46
27,151,120.00 7.92
27,151,120.00 7.92
- -
- -
- -
- -
736,600.15 0.21
1,370,393.54 0.40
342,703,506.95 100.00
- -
7,602,680.00 2.29
186,952,286.84 56.35
26,763,760.98 8.07
2,642.00 0.00
- -
31,486,000.00 9.49
50,897,040.00 15.34
33,259,520.00 10.03
90,400.00 0.03
44,452,923.86 13.40
- -
- -
- -
957,000.00 0.29
- -
32,115,986.42 9.68
22,142,000.00 6.67
59,977,040.00 18.08
3,698,400.00 1.11
- -
- -
52
- -
313,445,393.26 94.48
1 002214 812,000 33,259,520.00 10.03
2 600588 1,447,318 32,115,986.42 9.68
3 002292 1,820,000 31,486,000.00 9.49
4 600143 1,950,000 29,445,000.00 8.88
5 000869 219,818 22,995,160.98 6.93
6 002152 770,000 21,444,500.00 6.46
7 600036 1,880,000 20,792,800.00 6.27
8 600739 800,000 11,880,000.00 3.58
9 600309 740,000 11,773,400.00 3.55
10 600066 585,794 11,534,283.86 3.48
1 - -
2 19,327,000.00 5.83
3 - -
- -
4 - -
5 - -
6 - -
7 7,824,120.00 2.36
8 - -
9 27,151,120.00 8.18
1 1101016 11 16 100,000 9,667,000.00 2.91
2 1101022 11 22 100,000 9,660,000.00 2.91
3 110017 84,750 7,824,120.00 2.36
53
-
840,194.32
-
321,119.93
209,079.29
-
-
-
1,370,393.54
, ,
14.99% 1.35% -8.88% 1.19% 23.87% 0.16%
=75%* 300 +25%* 2011 9 30
2 2009 12 30 2011 9 30 54
2009 12 30
55
1. 0.001
2.
1
1
56
2
3
4
2
1
2
3
3
4
5
6
7
57
3 ( 3 )
1.
( )
2.
(1)
(2)
(3) ( )
(4)
(5) 58
(6)
(7)
3.
(1)
(2)
(3)
(4)
4.
(1)
(2) 0.25% 0.5%
(3)
(4)
(5)
1.
2.
3.
4.
59
1. 6
2.
60
61
62
63
64
65
66
67
1.
(1)
(2)
(3)
(4)
(5)
68
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
2. 2
1.
2. 6
3. 6
4.
1.
(1)
(2)
(3)
2.
69
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
6.
15
1.
(1)
70
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9) 71
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
(26)
(27)
(1)
(2)
(3)
(4)
(5)
72
(6)
(7)
(8)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
73
(23)
(24)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
7.
1.
2.
(1) 10% ( 10% ) ( )
74
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(2)
1)
2)
3)
4)
5)
6)
3.
(1)
(2) 10 60
(3) 10% 10 60 10% 10 60
75
(4) 10% 10% 30
(5)
4.
(1) ( ) 30
1)
2)
3)
4)
5)
6) ( )
7)
8)
9)
10)
(2)
(3)
5.
(1)
1)
2)
3)
76
4)
(2)
1)
50% ( 50% )
2)
2
/ ( )
50%
6.
(1)
1)
2) 10%
3)
77
4) 10 6
5) 30 30
(2)
1)
50%
( ) ( )
2)
30 2
(3)
7.
(1)
(2)
1)
( ) 50% 2)
2)
78
( ) ( )
(3)
(4)
(5)
(6)
8.
(1)
1)
2)
3)
(2)
3
9.
(1) 5 79
2 1)- 8) 2 9) 10)
(2)
(3) 2
10.
1.
1
1)
2)
3)
4)
5)
6)
7)
8)
9)
1)
2)
3)
4)
5)
6)
(2) 2 80
2.
(1)
(2) 6
(3) 6
(4)
3.
(1)
1)
2)
3)
(2)
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(3)
(4)
81
1)
2)
3)
4)
1) 3)
(5)
5
6
15
82
83
84
85
86
87
88
89
90
20 30
7*24 91
8 / /
021-50509666
www.scfund.com.cn
(1) 2010 7 4
(2) 2010 7 11
(3) 2010 7 14
(4) 2010 7 19 2011 2
(5) 2010 8 5
(6) 2010 8 27 2011
(7) 2010 9 1
(8) 2010 9 8
(9) 2010 9 20
(10) 2010 9 23 92
(11) 2010 9 30
(12) 2010 10 10
(13) 2010 10 26 2011 3
(14) 2010 11 3
(15) 2010 11 19
(16) 2010 12 5
(17) 2010 12 15
(18) 2010 12 19
(19) 2010 12 22
(20) 2010 12 28
(21) 2010 12 29
(22) 2010 12 28
93
94
