1
2
( ) 2011 6 30 2011 6 30 ( )
3
1.
2.
3.
4.
5.
6.
7.
8.
9. 2003 10 28 2004 6 1
10. 2004 6 25 7 1 4
11. 2004 6 8 7 1
12. 2004 6 29 7 1
13.
14. /
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
5
30.
31.
32. 3
33.
34.
35.T
36.T+n T n ( T )
37.
38.
39.
40.
41.
42.
43.
44.
45.
46. ( ) 10%
47.
48.
49. 6
50.
51.
52.
53.
54.
1.
2.
3.
4.
5.
11.
( )
4900 49%
3000 30%
2100 21%
10,000 100%
7
10
2005 2 1 2006 12 15 2008 4 23 2008 11 5
2009 5 6 2009 12 30 2010 5 11 2010 6 29 2011 2 1
8
2004 9 2008 7
9
1
2 10
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
3
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
4
(1)
(2) 11
(3)
1
(1)
(2)
(3)
(4)
(5)
2
(1)
(2)
(3)
(4)
(5)
(6)
(7)
3
1
2 12
3
4
5
4
1
2
3
4
5
6
7
5
1
2
13
14
15
16
1
2 17
18
19
20
21
22
? 23
24
25
26
27
28
29
30
31
32
3.
33
34
200 5000 20 200 20 5000
35
36
T 1.100 5,000 150 350 1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.00 10,000,000.00
(B) 1.50% 1.20% 0.80% 1000 (C=A/(1+B)) 4926.11 1482213.44 3472222.22 9,999,000.00
37
(D=A-C) 73.89 17,786.56 27,777.78 1,000.00
(=C/1.100) 4478.28 1347466.76 3156565.66 9,090,000.00
T 20,000.00 0.5% 1.250
=20,000.00×1.250=25,000.00
=25,000.00×0.5%=125.00
=25,000.00-125.00=24,875.00
2 T 20,000.00 0.25% 1.550
=20,000.00×1.550=31,000.00
=31,000.00×0.25%=775.00
=31,000.00-775.00=30,225.00
3 T 10,000.00 0 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
38
39
40
1.
580001 580002 580003 A 582001 C 582201 580005 580007 A
583001 B 583101
2
41
42
43
44
a. b.
1
a.
b.
c.
2
45
a. b. c.
3.
46
10-2
47
48
49
361,300,627.09 92.12
361,300,627.09 92.12
19,436,000.00 4.96
19,436,000.00 4.96
- -
- -
- -
- -
11,072,134.88 2.82
393,253.38 0.10
392,202,015.35 100.00
- -
13,056,400.00 3.43
204,816,040.64 53.83
35,649,083.40 9.37
2,680.00 0.00
- -
23,352,064.00 6.14
48,529,258.04 12.75
36,295,360.00 9.54
11,541,474.36 3.03
50
47,951,970.84 12.60
1,494,150.00 0.39
- -
- -
- -
- -
29,901,589.88 7.86
26,871,400.00 7.06
78,607,196.57 20.66
- -
8,048,000.00 2.12
- -
- -
361,300,627.09 94.95
1 002214 808,000 36,295,360.00 9.54
2 600588 1,447,318 29,901,589.88 7.86
3 600036 1,880,000 24,477,600.00 6.43
4 002152 780,000 24,047,400.00 6.32
5 600143 1,453,952 23,932,049.92 6.29
6 002292 1,229,056 23,352,064.00 6.14
7 000869 219,818 21,718,018.40 5.71
8 601318 305,291 14,736,396.57 3.87
9 600000 1,490,000 14,661,600.00 3.85
10 600309 692,000 12,947,320.00 3.40
1 - -
2 19,436,000.00 5.11
3 - -
- -
4 - -
5 - -
6 - -
7 - -
8 - -
9 19,436,000.00 5.11
1 1001070 10 70 100,000 9,776,000.00 2.57
2 1101016 11 16 100,000 9,660,000.00 2.54
51
-
-
-
265,104.23
128,149.15
-
-
-
393,253.38
, ,
14.99% 1.35% -8.88% 1.19% 23.87% 0.16%
=75%* 300 +25%* 2011 6 30
52
2 2009 12 30 2011 6 30
2009 12 30
53
1. 0.001
2.
1
54
1
2
3
4
2
1
2
3
3
4
5
6
7
55
3 ( 3 )
1.
( )
2.
(1)
(2)
(3) ( ) 56
(4)
(5)
(6)
(7)
3.
(1)
(2)
(3)
(4)
4.
(1)
(2) 0.25% 0.5%
(3)
(4)
(5)
1.
2.
3. 57
4.
1. 6
2.
58
59
60
61
62
63
64
65
1.
(1)
66
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
2. 2
1.
2. 6
3. 6
4.
1.
(1)
(2) 67
(3)
2.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
3.
4.
(1)
(2)
(3)
(4)
(1) (3)
5.
5
6.
15
68
1.
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(1)
(2)
(3)
(4)
(5)
(6) 69
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
(26)
(27)
(1)
(2)
(3)
70
(4)
(5)
(6)
(7)
(8)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
71
(20)
(21)
(22)
(23)
(24)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
7.
1.
72
2.
(1) 10% ( 10% ) ( )
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
(2)
1)
2)
3)
4)
5)
6)
3.
(1)
(2) 10 60
(3) 10% 10 60 73
10% 10 60
(4) 10% 10% 30
(5)
4.
(1) ( ) 30
1)
2)
3)
4)
5)
6) ( )
7)
8)
9)
10)
(2)
(3)
5.
(1)
1)
74
2)
3)
4)
(2)
1)
50% ( 50% )
2)
2
/ ( )
50%
6.
(1)
1)
2) 10%
3)
75
4) 10 6
5) 30 30
(2)
1)
50%
( ) ( )
2)
30 2
(3)
7.
(1)
(2)
1)
76
( ) 50% 2)
2)
( ) ( )
(3)
(4)
(5)
(6)
8.
(1)
1)
2)
3)
(2)
3 77
9.
(1) 5 2 1)- 8) 2 9) 10)
(2)
(3) 2
10.
1.
1
1)
2)
3)
4)
5)
6)
7)
8)
9)
1)
2)
3)
4)
78
5)
6)
(2) 2
2.
(1)
(2) 6
(3) 6
(4)
3.
(1)
1)
2)
3)
(2)
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
79
(3)
(4)
1)
2)
3)
4)
1) 3)
(5)
5
6
15
80
81
82
83
84
85
86
87
88
20 30
89
7*24
8 / /
021-50509666
www.scfund.com.cn
(1) 2010 12 31
(2) 2011 1 24 2010 4
(3) 2011 1 31
(4) 2011 2 17
(5) 2011 3 7
(6) 2011 3 10
(7) 2011 3 17
90
(8) 2011 3 25
(9) 2011 3 26
(10) 2011 3 29
(11) 2011 3 29 2010
(12) 2011 4 6
(13) 2011 4 7
(14) 2011 4 8
(15) 2011 4 12
(16) 2011 4 18
(17) 2011 4 21 2011 1
(18) 2011 5 5
(19) 2011 5 14
(20) 2011 5 27
(21) 2011 6 13 91
(22) 2011 6 22
(23) 2011 6 30
92
