2010
2010
2010 12 31
1
2011 3 25
2010 1 1 12 31
2
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3
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4
021-38992806 010-66105799
customer.service@gtja-allianz.com custody@icbc.com.cn
021-38784766/4007000365 95588
021-50151582 010-66105798
5
1318 9
55
1318 9
55
200121 100140
www.gtja-allianz.com www.vip-funds.com
1318 9
1266 49-51
1318 9
-9,547,136.76 63,421,577.69 -50,948,785.53
-20,623,232.04 72,862,071.86 -57,943,411.67
-0.1108 0.2443 -0.2772
-12.49% 26.62% -30.12%
-20.77% 28.87% -27.06%
32,529,075.28 114,192,997.96 36,307,498.59
0.2343 0.4387 0.2186
107,975,111.36 255,662,449.78 126,526,973.84
0.778 0.982 0.762
6
81.57% 129.19% 77.84%
3.2.1
-13.17% 1.22% 0.60% 0.01% -13.77% 1.21%
-4.19% 0.98% 1.16% 0.01% -5.35% 0.97%
-20.77% 0.84% 2.27% 0.01% -23.04% 0.83%
-25.53% 1.06% 8.72% 0.01% -34.25% 1.05%
78.19% 1.01% 14.30% 0.01% 63.89% 1.00% 81.57% 0.96% 15.37% 0.01% 66.20% 0.95%
3.2.2
7
3.2.3
8
- - - - - - - - - - - - - - - - - - - - 4.1.1
4.1.2
9
10
1
2
4.3.1
2008 3 20
4.3.2
12 100
11
4.3.3
4.4.1 2010 7 2 11 11
2010 7 9
4.4.2 -20.77% 2.27%
2011 2011
2011 IT
12
1
2
3 /
4
13
1/2
1
2
3
2010
2010
14
2010
KPMG-B(2011)AR No.0012
( )
2010 12 31 2010 ( )
( ) (1) (2) (3)
15
2010 12 31 2010
1266 49-51
2011-03-25
2010 12 31
2010 12 31
2009 12 31
50,645,281.05 25,550,712.93
1,576,754.47 1,040,064.02
250,000.00 318,630.80
29,146,723.05 226,688,550.51
16
7,166,940.00 158,113,036.63
- -
21,979,783.05 68,575,513.88
- -
- -
- -
- 3,093,518.58
60,180.37 540,872.00
- -
29,999,777.50 2,272.74
- -
500.00 1,772.20
111,679,216.44 257,236,393.78
2010 12 31
2009 12 31
- -
- -
- -
- -
2,116,332.95 -
2,627.84 128,966.51
92,714.73 327,046.39
15,452.48 54,507.73
- -
655,879.48 547,264.36
211,087.72 201,087.72
- -
- -
- -
610,009.88 315,071.29
3,704,105.08 1,573,944.00
75,446,036.08 141,469,451.82
32,529,075.28 114,192,997.96
107,975,111.36 255,662,449.78
111,679,216.44 257,236,393.78
2010 12 31 0.778 138,839,674.61
17
2010 1 1 2010 12 31
2010 1 1 2010 12
31
2009 1 1 2009 12
31
-14,839,926.35 81,504,271.95
1,319,728.99 2,112,869.22
368,315.68 273,259.38
860,285.75 1,839,609.84
- -
91,127.56 -
- -
-5,329,656.39 69,669,081.89
-6,663,278.09 64,373,368.93
- -
658,368.67 3,397,415.01
- -
- 211,346.92
675,253.03 1,686,951.03
-11,076,095.28 9,440,494.17
- -
246,096.33 281,826.67
5,783,305.69 8,642,200.09
2,507,058.83 4,040,478.53
417,843.22 673,413.05
- -
2,478,470.14 3,602,370.03
- 11,759.48
- 11,759.48
379,933.50 314,179.00
-20,623,232.04 72,862,071.86
- -
- -
18
2010 1 1 2010 12 31
2010 1 1 2010 12 31 141,469,451.82 114,192,997.96 255,662,449.78
- -20,623,232.04 -20,623,232.04
-66,023,415.74 -61,040,690.64 -127,064,106.38
100,352,986.71 51,644,191.92 151,997,178.63
-166,376,402.45 -112,684,882.56 -279,061,285.01
- - -
75,446,036.08 32,529,075.28 107,975,111.36
2009 1 1 2009 12 31
90,219,475.25 36,307,498.59 126,526,973.84
- 72,862,071.86 72,862,071.86
51,249,976.57 5,023,427.51 56,273,404.08
213,787,724.23 101,423,118.49 315,210,842.72
-162,537,747.66 -96,399,690.98 -258,937,438.64
- - -
141,469,451.82 114,192,997.96 255,662,449.78
7.1 7.4
19
7.4.1
( ) ( ) ( [2005] 9
) ( [2005]180 ) 2005 7 13 409,055,615.48
2008 3 12 158,956,920.26 86,355,783.58 1.841 1.840721185 158,956,920.26 1.000
2008 3 13
( ) 5%-65% ( ) 20% 5% 0.90 365
7.4.2
2007
20
7.4.4
7.4.3
( ) 2006 2 15 - 38 ( )
7.4.2
7.4.4
7.4.4.1
1 1 12 31
7.4.4.2
7.4.4.3
( )
7.4.4.4
(a)
(i)
/( )
21
(ii)
( )
7.4.4.4(a)(iii)
/( )
(iii)
( )
/( )
(b)
(c)
7.4.4.5
0.25%
22
0.25%
(a)
(i)
(ii)
(iii)
(iv)
(v)
(b)
(i)
(ii)
(iii)
23
(iv)
(c)
(i)
(ii)
(iii)
/( )
7.4.4.6
7.4.4.7
7.4.4.8
/( )
24
7.4.4.9 /( )
/( )
/( )
/( )
( )
/( )
7.4.4.10
1.5%
0.25%
7.4.4.11
25
12 90%
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
(1)
[1998]55 [2001]61 [2002]128
[2004]78 [2005]102 [2005]103 [2005]107 [2007]84 ( ) [2008]1
(a)
(b)
(c)
(d) 20% 2005 6 13 50%
(e) 0.1%
(f) ( )
26
(2)
2010 12 31 211,087.72
2009 12 31 201,087.72
7.4.7
7.4.7.1
2010 12 31
2009 12 31 50,645,281.05 25,550,712.93
- -
- -
50,645,281.05 25,550,712.93
7.4.7.2
7,416,384.38 7,166,940.00 -249,444.38
21,727,256.78 21,979,783.05 252,526.27
- - - 21,727,256.78 21,979,783.05 252,526.27
- - -
- - -
- - -
29,143,641.16 29,146,723.05 3,081.89
2009 12 31
149,102,241.42 158,113,036.63 9,010,795.21
66,507,131.92 68,575,513.88 2,068,381.96
- - -
66,507,131.92 68,575,513.88 2,068,381.96
- - -
- - -
- - -
215,609,373.34 226,688,550.51 11,079,177.17
7.4.7.3 /
27
2010 (2009
7.4.7.4
7.4.7.4.1
2010 2009
7.4.7.4.2
2010 2009
7.4.7.5
2010 12 31
2009 12 31
2,886.74 4,280.17
- -
- -
551.80 364.00
56,741.83 536,227.83
- -
- -
- -
60,180.37 540,872.00
7.4.7.6
2010 12 31
2009 12 31
500.00 1,772.20
- -
500.00 1,772.20
7.4.7.7
2010 12 31
2009 12 31 655,879.48 547,264.36
- -
655,879.48 547,264.36
7.4.7.8
28
2010 12 31
2009 12 31
250,000.00 250,000.00
9.88 71.29
60,000.00 65,000.00
300,000.00 -
610,009.88 315,071.29
7.4.7.9
2010 1 1 2010 12 31
260,311,997.45 141,469,451.82
184,635,724.98 100,352,986.71
-306,108,047.82 -166,376,402.45
138,839,674.61 75,446,036.08
7.4.7.10
137,346,674.31 -23,153,676.35 114,192,997.96
-9,547,136.76 -11,076,095.28 -20,623,232.04
-73,700,458.44 12,659,767.80 -61,040,690.64
79,757,965.58 -28,113,773.66 51,644,191.92
-153,458,424.02 40,773,541.46 -112,684,882.56
- - -
54,099,079.11 -21,570,003.83 32,529,075.28
7.4.7.11
2010 1 1 2010 12 31
2009 1 1 2009 12 31
353,248.89 248,513.27
- -
- -
10,666.01 13,528.33
4,400.78 11,217.78
368,315.68 273,259.38
29
7.4.7.12
2010 1 1 2010 12 31
2009 1 1 2009 12 31
858,822,965.14 1,166,144,577.56
865,486,243.23 1,101,771,208.63
-6,663,278.09 64,373,368.93
7.4.7.13
2010 1 1 2010 12 31
2009 1 1 2009 12 31
198,943,965.11 269,890,835.36
196,977,648.45 261,896,888.16
1,307,947.99 4,596,532.19
658,368.67 3,397,415.01
7.4.7.14
7.4.7.14.1
2010 1 1 2010 12 31
2009 1 1 2009 12 31
- 570,742.31
- 359,395.39
- 211,346.92
7.4.7.15
2010 1 1 2010 12 31
2009 1 1 2009 12 31
675,253.03 1,686,951.03
- -
675,253.03 1,686,951.03
7.4.7.16
30
2010 1 1 2010 12 31
2009 1 1 2009 12 31
-11,076,095.28 9,440,494.17
-9,260,239.59 8,808,918.58
-1,815,855.69 631,575.59
- -
- -
- -
- -
- -
-11,076,095.28 9,440,494.17
7.4.7.17
2010 1 1 2010 12 31
2009 1 1 2009 12 31
220,636.91 245,584.29
25,459.42 34,970.18
- 1,272.20
246,096.33 281,826.67
25%
7.4.7.18
2010 1 1 2010 12 31
2009 1 1 2009 12 31
2,477,470.14 3,602,195.03
1,000.00 175.00
2,478,470.14 3,602,370.03
7.4.7.19
2010 1 1 2010 12 31
2009 1 1 2009 12 31
60,000.00 65,000.00
300,000.00 230,000.00
19,933.50 19,179.00
379,933.50 314,179.00
7.4.8
7.4.8.1
31
7.4.8.2
7.4.9
7.4.10
7.4.10.1
7.4.10.1.1
2010 1 1 2010 12 31
2009 1 1 2009 12 31
962,485,160.02 60.94% 1,451,039,719.40 61.33%
7.4.10.1.2
2010 1 1 2010 12 31
2009 1 1 2009 12 31
7.4.10.1.3
2010 1 1 2010 12 31
2009 1 1 2009 12 31
32
153,869,418.18 67.92% 447,276,917.05 87.04%
7.4.10.1.4
2010 1 1 2010 12 31
2009 1 1 2009 12 31
290,000,000.00 100.00% 200,500,000.00 100.00%
7.4.10.1.5
2010 1 1 2010 12 31
2009 1 1 2009 12 31
= ( ) 1 - ( )
= ( ) 1 - ( ) - ( )
7.4.10.2
7.4.10.2.1
2010 1 1 2010 12 31
2009 1 1 2009 12 31
2,507,058.83 4,040,478.53
88,963.41 116,390.55
33
1.5%
= 1.5%/
7.4.10.2.2
2010 1 1 2010 12 31
2009 1 1 2009 12 31
417,843.22 673,413.05
0.25%
= 0.25%/
7.4.10.3 ( )
( )
7.4.10.4
7.4.10.4.1
7.4.10.4.2
2010 12 31
2009 12 31 43,571,351.71 31.38% 207,371,351.71 79.66%
7.4.10.5
2010 1 1 2010 12 31
2009 1 1 2009 12 31
34
2010 12 31 1,576,754.47 (2009 1,040,064.02 )
7.4.10.6
7.4.11
2010
7.4.12 2010 12 31
7.4.12.1 /
601118
2010-12-30 2011-01-07
5.99 5.99 5,000 29,950.00 29,950.00 -
002534
2010-12-31 2011-01-10
26.00 26.00 1,000 26,000.00 26,000.00 -
002535
2010-12-31 2011-01-11
25.00 25.00 500 12,500.00 12,500.00 -
002536
2010-12-31 2011-01-11
36.00 36.00 500 18,000.00 18,000.00 -
300157
2010-12-29 2011-01-07
57.00 57.00 500 28,500.00 28,500.00 -
300159
2010-12-29 2011-01-07
69.98 69.98 500 34,990.00 34,990.00 -
3 12
7.4.12.2
7.4.12.3
35
7.4.12.3.1
2010 12 31 0
7.4.12.3.2
2010 12 31 0
7.4.13
7.4.13.1
7.4.13.2
10% 10%
7.4.13.2.1
36
7.4.13.2.2
2010 12 31
2009 12 31
4,618,514.40 26,868,358.87
14,060,628.65 18,677,399.21
- -
18,679,143.05 45,545,758.08
2006 3 29 [2006]95 2006 11 21 AAA AA A BBB BB B CCC CC C
AAA CCC ( ) + -
7.4.13.3
7.4.12
7.4.13.4
7.4.13.4.1
7.4.13.4.1.1
37
6
3
-1
6 -1
1 1-5 5
50,645,28
1.05
- - - - - - -
- 50,645,28
1.05
1,576,754
.47
- - - - - - -
- 1,576,754
.47
- - - - - - -
250,000.0
0
250,000.0
0
- - -
21,678,21
5.05
- -
301,568.0
0
7,166,940
.00
29,146,72
3.05
- - - - - - - -
-
-
- - - - - - - -
-
-
- - - - - - - - 60,180.37 60,180.37
- - - - - - - -
29,999,77
7.50
29,999,77
7.50
- - - - - - - - 500.00 500.00
52,222,0
35.52
- -
21,678,21
5.05
- - -
301,568.0
0
37,477,3
97.87
111,679,2
16.44
- - - - - - - -
2,116,332
.95
2,116,332
.95
- - - - - - - -
2,627.84
2,627.84
- - - - - - - -
92,714.73
92,714.73
- - - - - - - -
15,452.48
15,452.48
- - - - - - - -
655,879.4
8
655,879.4
8
38
- - - - - - - -
211,087.7
2
211,087.7
2
- - - - - - - -
610,009.8
8
610,009.8
8
- - - - - - - -
3,704,105
.08
3,704,105
.08
52,222,0
35.52
- -
21,678,21
5.05
- - -
301,568.0
0
33,773,2
92.79
107,975,1
11.36
1
1-3
6
3 -1
6 -1
1 1-5 5
25,550,71
2.93
- - - - - - -
- 25,550,71
2.93
1,040,064
.02
- - - - - - -
- 1,040,064
.02
- - - - - - - -
318,630.8
0
318,630.8
0
- - -
50,934,37
8.48
- -
13,968,36
7.40
3,672,768
.00
158,113,0
36.63
226,688,5
50.51
- - - - - - - -
-
0.00
- - - - - - - -
3,093,518
.58
3,093,518
.58
- - - - - - - -
540,872.0
0
540,872.0
0
- - - - - - - -
2,272.74
2,272.74
- - - - - - - - 1,772.20 1,772.20
26,590,77
6.95
0.00 0.00
50,934,37
8.48
0.00 0.00
13,968,36
7.40
3,672,768
.00
162,070,1
02.95
257,236,3
93.78
- - - - - - - -
-
0.00
39
- - - - - - - -
128,966.5
1
128,966.5
1
- - - - - - - -
327,046.3
9
327,046.3
9
- - - - - - - -
54,507.73
54,507.73
- - - - - - - -
547,264.3
6
547,264.3
6
- - - - - - - -
201,087.7
2
201,087.7
2
- - - - - - - -
315,071.2
9
315,071.2
9
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
1,573,944
.00
1,573,944
.00
26,590,77
6.95
0.00 0.00
50,934,37
8.48
0.00 0.00
13,968,36
7.40
3,672,768
.00
160,496,1
58.95
255,662,4
49.78
7.4.13.4.1.2
2010 12 31
2009 12 31 11,539.39 188,582.66
11,539.39 188,582.66
7.4.13.4.2
7.4.13.4.2.1
40
2010 12 31 2009 12 31 7,166,940.00 6.64 158,113,036.63 61.84
21,979,783.05 20.36 68,575,513.88 26.82
- - - -
- - - -
29,146,723.05 26.99 226,688,550.51 88.67
7.4.13.4.2.2
2010 12 31 2009 12 31 60%+ 300 40%
1 7,166,940.00 6.42
7,166,940.00 6.42
2 21,979,783.05 19.68
21,979,783.05 19.68
- -
3 - -
4 - -
- -
5 52,222,035.52 46.76
6 30,310,457.87 27.14
7 111,679,216.44 100.00
41
A 29,950.00 0.03
B 28,500.00 0.03
C 4,684,290.00 4.34
C0 0.00 0.00
C1 0.00 0.00
C2 0.00 0.00
C3 0.00 0.00
C4 3,195,800.00 2.96
C5 1,397,000.00 1.29
C6 0.00 0.00
C7 91,490.00 0.08
C8 0.00 0.00
C99 0.00 0.00
D 0.00 0.00
E 0.00 0.00
F 0.00 0.00
G 0.00 0.00
H 2,424,200.00 2.25
I 0.00 0.00
J 0.00 0.00
K 0.00 0.00
L 0.00 0.00
M 0.00 0.00
7,166,940.00 6.64
1 380,000 3,195,800.00 2.96
2 230,000 2,424,200.00 2.25
3 100,000 1,397,000.00 1.29
4 500 34,990.00 0.03
5 5,000 29,950.00 0.03
42
6 500 28,500.00 0.03
7 1,000 26,000.00 0.02
8 500 18,000.00 0.02
9 500 12,500.00 0.01
8.4.1 2% 20
1 24,075,832.97 9.42
2 15,573,386.73 6.09
3 15,362,715.39 6.01
4 13,021,981.40 5.09
5 12,355,428.51 4.83
6 11,252,876.44 4.40
7 10,727,225.52 4.20
8 10,573,608.54 4.14
9 10,219,023.14 4.00
10 9,955,426.84 3.89
11 9,669,976.89 3.78
12 9,634,530.91 3.77
13 9,610,275.51 3.76
14 9,573,687.93 3.74
15 9,555,695.38 3.74
16 9,031,242.34 3.53
17 8,413,523.40 3.29
18 8,290,702.73 3.24
19 8,104,502.16 3.17
20 8,011,781.24 3.13
21 7,707,842.40 3.01
22 7,529,556.80 2.95
23 7,453,932.96 2.92
24 7,433,050.05 2.91
25 7,368,339.98 2.88
26 7,147,884.09 2.80
27 7,054,612.46 2.76
28 6,525,855.23 2.55
29 6,483,289.00 2.54
43
30 6,465,566.00 2.53
31 6,345,801.89 2.48
32 6,180,973.11 2.42
33 6,078,750.00 2.38
34 6,061,075.50 2.37
35 5,943,568.00 2.32
36 5,902,292.00 2.31
37 5,860,503.00 2.29
38 5,820,200.15 2.28
39 5,673,000.00 2.22
40 5,642,745.00 2.21
41 5,578,146.57 2.18
42 5,517,671.47 2.16
43 5,332,249.04 2.09
44 5,287,121.06 2.07
45 5,134,919.00 2.01
8.4.2 2% 20
1 35,957,849.71 14.06
2 16,682,047.53 6.53
3 15,902,689.65 6.22
4 15,582,191.97 6.09
5 15,539,931.74 6.08
6 14,828,060.41 5.80
7 14,783,503.43 5.78
8 13,641,455.30 5.34
9 13,262,932.92 5.19
10 12,982,518.67 5.08
11 11,317,545.17 4.43
12 11,084,109.88 4.34
13 10,983,327.15 4.30
14 10,882,738.65 4.26
15 10,504,817.48 4.11
16 10,316,905.74 4.04
17 10,295,601.02 4.03
18 10,180,360.88 3.98
19 10,079,982.82 3.94
20 9,663,007.48 3.78
44
21 9,587,372.78 3.75
22 9,561,573.81 3.74
23 9,391,555.42 3.67
24 9,358,334.85 3.66
25 8,945,552.89 3.50
26 8,686,900.20 3.40
27 8,665,041.06 3.39
28 8,507,566.24 3.33
29 8,188,008.26 3.20
30 8,153,016.31 3.19
31 8,144,118.19 3.19
32 8,068,773.29 3.16
33 7,987,419.71 3.12
34 7,941,937.70 3.11
35 7,905,280.24 3.09
36 7,528,223.83 2.94
37 7,478,208.80 2.93
38 7,346,489.00 2.87
39 7,334,954.90 2.87
40 6,627,174.10 2.59
41 6,566,376.86 2.57
42 6,424,650.00 2.51
43 6,403,873.40 2.50
44 6,353,714.00 2.49
45 6,295,861.32 2.46
46 6,294,908.55 2.46
47 6,034,047.00 2.36
48 5,781,655.00 2.26
49 5,744,235.94 2.25
50 5,648,088.08 2.21
51 5,590,957.50 2.19
52 5,544,377.08 2.17
53 5,444,206.51 2.13
54 5,376,537.64 2.10
55 5,354,719.45 2.09
56 5,343,503.00 2.09
57 5,307,088.95 2.08
58 5,261,520.89 2.06
59 5,212,419.01 2.04
60 5,156,515.00 2.02
8.4.3
45
723,800,386.19
858,822,965.14
1 3,300,640.00 3.06
2 - -
3 - -
- -
4 - -
5 - -
6 18,679,143.05 17.30
7 - -
8 21,979,783.05 20.36
1 37,083 7,474,078.65 6.92
2 50,000 5,912,000.00 5.48
3 42,040 4,618,514.40 4.28
4 29,800 2,999,072.00 2.78
5 5,000 674,550.00 0.62
46
8.9.1
8.9.2
8.9.3
1 250,000.00
2 -
3 -
4 60,180.37
5 29,999,777.50
6 500.00
7 -
8 -
9 30,310,457.87
8.9.4
1 5,912,000.00 5.48
2 4,618,514.40 4.28
8.9.5
34,990.00 0.03 29,950.00 0.03 28,500.00 0.03 26,000.00 0.02 18,000.00 0.02 12,500.00 0.01
47
2,681 51,786.53 97,960,593.89 70.56% 40,879,080.72 29.44%
409,055,615.48
260,311,997.45
184,635,724.98
306,108,047.82
-
138,839,674.61
1 2010 2 6
2 2010 2 6
48
Bernd-Uwe Stucken
3 2010 5 27
6 6
11.7
11.7.1
1 962,485,160.02 60.94% 818,111.79 62.01%
1 616,955,410.31 39.06% 501,279.13 37.99%
1 0.00 0.00% 0.00 0.00%
1
49
1
A 3
B
C
D
E
F
2
A
B
C
D
E
F
G
H
2
11.7.2
50
153,869,418.18 67.92% 290,000,000.00 100.00% 0.00 0.00%
72,673,147.30 32.08% 0.00 0.00% 0.00 0.00%
0.00 0.00% 0.00 0.00% 0.00 0.00%
51
52
53
1
2
3
4
5
6
7
1318 9
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