上投中小盘：更新招募说明书摘要（2011年3月）查看PDF公告





 
 
 
 
2 
3 
4 
5 
6 
 
7 
8 
 






9 






10 






11 






12 






13 






14 






15 






16 



 17 



18 
19 




20 
21 
 A 
 
 A 60%
 95% 5-40% 5% 80% 
 A A 70% 
 
 
 ,22 
 
 
 
 
 “ ” “ ” 
1 
 
1 
 
 1 2 
2 23 
 
 
 1 
 GDP 
 2 
 
 
 
 
3 
 PEG
 PSG 
2 
 / 24 
 
 / 
3 
 
 
 
 1 
 2 
 3 
 4 /25 
 
4 
 
5 
 , 
 Barra Aegis



 (Active Risk) (Total Risk) (Value at Risk) (Return at 
Risk) 
 
40%× +40%× + 20%× 
26 
 










 1. 
 
(1) 10 
(2) 3 
(3) 10 
(4) 10 
(5) 40 
(6) 60% 95% 5-40% 
(7) 80% 
(8) 10 
(9) 20 
(10) ( ) 10 27 
(11) 10 
(12) BBB ( BBB) 3 
(13) 
(14) 0.5 
(15) 5 
(16) 
 10 
 6 
2. 
 
(1) 
(2) 
(3) 
(4) 
(5) 
(6)28 
 
(7) 
(8) 
(9) 
 
1. 
2. 
3. 
4. 
 
( ) 
 
 
 
29 
30 
31 
32 
 
 
 




















 
( ) 
1. 
2. 
3. 
4. 
5. 
6. 
7. 
8. 
( ) 
( ) 
1. 
 1.5% 
H E× ÷ 
H 
E 
 333 
 
2. 
 0.25% 
H E× ÷ 
H 
E 
 3 
3. 
( ) 
 
( ) 2 
( ) 
 
 
 
34

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