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11. 2004 6 8 7 1
12. 2004 6 29 7 1
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2100 21%
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8
10
2005 2 1 2006 12 15 2008 4 23 2008 11 5
2009 5 6 2009 12 30 2010 5 11 2010 6 29
9
2004 9 2008 7
10
1
2
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11
(2)
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(5)
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3
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12
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13
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2004 09 17
[1998]12
(010) 6759 5003
1954
1996 2004 9 ( 939) 2005 10 27
2006
9 11 H 2007 9 25 A A 233,689,084,000 ( 224,689,084,000 H 9,000,000,000 A )
2009 12 31 1,068.36 15.32% 0.46 0.06 1.24% 0.07 20.87% 0.19 96,233.55 27.37% 1.50% 0.71 175.77% 44.19
1.3 (ATM)36,021 30
2009 50 500 1000
9 12 2009 2009 20
QFII
15
12 130 2008 (AICPA)
70 (SAS70) SAS70
QFII 2010 6 30 158 6 152 2010 2009 “ ”
Domestic Top Rated “ ”
1.
2.
16
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2
1
17
2
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196
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·
23
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3.
32
200 5000 20 200 20 5000
33
34
35
T 1.100 5,000 150 350 1,000 1 2 3 4
(A) 5,000.001,500,000.003,500,000.00 10,000,000.00
(B) 1.50% 1.20% 0.80% 1000 (C=A/(1+B)) 4926.11 1482213.44 3472222.22 9,999,000.00
(D=A-C) 73.89 17,786.56 27,777.78 1,000.00
(=C/1.100) 4478.28 1347466.76 3156565.66 9,090,000.00
T 20,000.00 0.5% 1.250
=20,000.00×1.250=25,000.00
=25,000.00×0.5%=125.00
=25,000.00-125.00=24,875.00
2 T 20,000.00 0.25% 1.550
=20,000.00×1.550=31,000.00
=31,000.00×0.25%=775.00
=31,000.00-775.00=30,225.00
3 T 10,000.00 0 % 1.300
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
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67
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68
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84
85
86
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7*24
8 / /
021-50509666
www.scfund.com.cn
1 2010 1 15
2 2010 3 25
3 2010 4 1 @
4 2010 4 6
88
5 2010 4 29
6 2010 5 5
7 2010 5 20
8 2010 6 1
9 2010 6 3
10 2010 6 24
11 2010 6 25
12 2010 6 30
89
