5-1-1
5-1-2
5-1-3
5-1-4
5-1-5
T
T + N T N T
10
5-1-6
1.
2.
3.
4.
5.
11.
( )
4900 49%
3000 30%
2100 21%
10,000 100%
5-1-7
10
2005 2 1 2006 12 15 2008 4 23 2008 11 5
2009 5 6 2009 12 30
5-1-8
5-1-9
5-1-10
1
2
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)
3
1)
5-1-11
2)
3)
4)
5)
6)
7)
8)
9)
10)
4
1)
2)
3)
1
1)
2)
4)
5)
2
1
2
5-1-12
3
4
5
6
7
3
1
2
3
4
5
4
5-1-13
1
2
3
4
5
6
7
5
1
2
5-1-14
2009 1 15
5-1-15
5-1-16
(LOF) 180 180 300 500 (LOF)
5-1-17
5-1-18
1
5-1-19
2
5-1-20
5-1-21
5-1-22
196 66568116
5-1-23
5-1-24
·
5-1-25
5-1-26
5-1-27
5-1-28
5-1-29
5-1-30
5 B 4
5-1-31
5-1-32
3
5-1-33
5-1-34
5-1-35
5-1-36
5-1-37
T 1.300 1,000 150 300 1000 1 2 3 4
(A) 1,000.001,500,000.003,000,000.00 10,000,000.00
(B) 1.5% 1.2% 0.8% 1000 -
(C=A/(1+B)) 985.22 1,482,213.44 2,976,190.48 9,999,000.00
(D=A-C) 14.7817,789.5623,809.52 1,000.00
(=C/1.300) 757.861,140,164.182,289,377.29 7,692,230.77
T 10,000.00 0.5% 1.450
=10,000.00×1.450=14,500.00
=14,500.00×0.5%=72.50
=14,500.00-72.50=14,427.50
2 T 10,000.00 0.25% 1.350
=10,000.00×1.350=13,500.00
=13,500.00×0.25%=33.75
=13,500.00-33.75=13,466.25
3 T 10,000.00 0 % 1.300
5-1-38
=10,000.00×1.300=13,000.00
=13,000.00×0=0
=13,000.00-0=13,000.00
5-1-39
5-1-40
5-1-41
580001 580002 580003 A 582001 C 582201 580006
1
2
5-1-42
3
4
5 2 100
6
7
8
9 10%
10
11
12
13
1
5-1-43
1
2
25
3
4
1
5
2
3 ( ) 0
4
5-1-44
5-1-45
30%-80% 0-70% 5%
1
2
5-1-46
3
(1)
(2)
(3) 30%
(1) 30%
(2) 60%
(3) 30%
(1)
(2)
(3)
4
5
5-1-47
1
2
3
4
5
6
65%* 300 +35%*
30%-80% 0-70% 5% 65% 35% 300 300
5-1-48
300
1.
(1) 10%
(2) 10%
(3) 40%
(4)
(5) 30%-80% 0-70% 5%
(6) 0.5% 3
10
(7) 10 10%
5-1-49
10% 20
(8)
(9)
(1)-(3) (5)-(8) 10
5-1-50
243,723,391.11 77.17
243,723,391.11 77.17
3,270,960.00 1.04
3,270,960.00 1.04
--
--
--
--
66,009,878.41 20.90
2,819,298.15 0.89
315,823,527.67 100.00
--
697,000.00 0.22
131,452,365.76 42.28
31,409,860.90 10.10
--
201,000.00 0.06
--
8,611,450.00 2.77
2,686,800.00 0.86
5,714,023.00 1.84
53,608,968.82 17.24
29,220,263.04 9.40
5-1-51
--
--
4,325,520.00 1.39
--
35,437,606.10 11.40
2,028,473.00 0.65
9,902,000.00 3.19
50,579,201.40 16.27
726,750.00 0.23
8,255,274.85 2.66
319,200.00 0.10
243,723,391.11 78.40
722,378 28,208,860.90 9.07
666,986 15,500,754.64 4.99
399,700 10,412,185.00 3.35
500,000 9,840,000.00 3.17
650,000 8,833,500.00 2.84
224,400 8,699,988.00 2.80
349,980 8,462,516.40 2.72
350,000 8,442,000.00 2.72
699,910 8,363,924.50 2.69
549,985 8,255,274.85 2.66
--
--
--
--
--
--
3,270,960.00 1.05
--
3,270,960.00 1.05
28,0003,270,960.00 1.05
5-1-52
-
2,237,406.77
-
39,399.83
542,491.55
-
-
-
2,819,298.15
3,270,960.00 1.05
, ,
%
% %
%
5-1-53
6.94% 1.11% 20.31% 1.28% -13.37% -0.17%
-0.58% 1.09% -3.59% 0.85% 3.01% 0.24%
6.32% 1.11% 15.43% 1.19% -9.11% -0.08%
2010 3 31 = =65%* 300 +35%*
2009 05 06 2010 3 31
5-1-54
5-1-55
1
1
2
3
4
2
1
2
3
5-1-56
3
4
5
6
7
4 5 0.25% 0.5%
“ ” “ ”
5-1-57
1
2
3
4
5
6
7
5-1-58
1
2
3
4
(5) 0.25% 0.5%
1
2
3
1 6
2
5-1-59
5-1-60
5-1-61
5-1-62
5-1-63
5-1-64
5-1-65
5-1-66
5-1-67
1
5-1-68
5-1-69
3
5-1-70
5-1-71
5-1-72
5-1-73
5-1-74
5-1-75
5-1-76
(
5-1-77
5-1-78
5-1-79
5-1-80
5-1-81
5-1-82
5-1-83
5-1-84
5-1-85
5-1-86
1
5-1-87
1
1
2 /
3 .
2
3
4
5
5-1-88
5-1-89
5-1-90
30%-80% 0-70% 5%
5-1-91
5-1-92
5-1-93
3 4
5-1-94
5 2
6
7 /
8
5-1-95
5-1-96
4
5-1-97
20 30
5-1-98
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021-50509666
www.scfund.com.cn
1 2009 11 18
2 2009 11 24
3 2009 12 1
4 2009 12 25
5 2009 12 29
5-1-99
6 2009 12 31
7 2010 1 15
8 2010 1 20 2009 4
9 2010 1 28
10 2010 2 25
11 2010 3 17
12 2010 3 25
13 2010 3 29 2009
14 2010 4 1 @
15 2010 4 6
16 2010 4 22
5-1-100
2010 1
18 2010 4 29
19 2010 5 5
1 1
1 2009 11 18
2 2009 11 24
3 2009 12 1
4 2009 12 25
5 2009 12 29
1 2
6 2009 12 31
7 2010 1 15
8 2010 1 20 2009 4
9 2010 1 28
10 2010 2 25
11 2010 3 17
12 2010 3 25
13 2010 3 29 2009
14 2010 4 1 @
15 2010 4 6
1 3
16 2010 4 22 2010 1
18 2010 4 29
19 2010 5 5
