300
300 “ ” 2009 6 18 [2009]531
i
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.........................................................................................................................58
.............................................................................................................................58
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1
300 “ ” “ ” “ ” “ ” “ ” 300 “ ”
300
2
300
300
300
300
3
3
/
T
T+n T n T n
3
3
10%
4
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33 B 3
1998 4 9
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100%
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1
6
2
2000
1999 50
2004 12 30 2006 6 8
3
LOF
4
1
2
3
4
5
6
7
8
7
9
10
11
12
1
2
3
1
2
3
4
5
6
7
8
4
1
2
3
4
5
5
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2
8
3
1
1 3
2
3
2
3
1
9
2
3
4
10
5
6
4
5
6
1
2
3
55
1984 1 1
11
334,018,850,026
010-66105799
2008 12 117 30 95%
2008 12 107 8 99 QFII QDII 2008 2007 2004 12
1
2
3
1
2
12
3
4
5
6
4
5
1
2
3
4
6
1988 2
1
2
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4
13
300
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2
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2
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3
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95566
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69
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5
188
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021-58408842
www.bankcomm.com
95559
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95555
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http://bank.ecitic.com
95558
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16
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95528
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95501
10
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95561
11
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17
12
131
131
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www.psbc.com
13
17
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010-66223251
010-66223314
www.bankofbeijing.com.cn
010-96169
14
22
22
010-85238423
010-85238680
www.hxb.com.cn
95577
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168
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021-962888
16
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010-66045678
17
618
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021-962588 400-888-8666
18
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19
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19
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www.guosen.com.cn
95536
20
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www.newone.com.cn
400-888-8111 95565
21
183 43
18 19 36 38 41 42
020-87555888
020-87555305
www.gf.com.cn
961133
22
7088 A
20
6
010-84588266
010-84865560
www.cs.ecitic.com
23
35 C 2-6
35 C 2-6
010-66568047
010-66568116
www.chinastock.com.cn
400-888-8888
24
98
689 10
021-23219000
021-63410456
www.htsec.com
021-962503 400-888-8001
25
5047 10 24 25
5047 10 24 25
0755-82492000
21
0755-82492962
www.lhzq.com
400-888-8555 0755-25125666
26
171
171
021-54033888
021-54030294
www.sw2000.com.cn
021-962505
27
99
99
021-68419974
021-68419867
www.xyzq.com.cn
021-68419393 1098
28
8
8
021-63219781
021-51062920
www.95579.com
22
4008-888-999 027-85808318
29
4018 35 28 A02
4018 35 28 A02
0755-82558305
0755-82558355
www.essence.com.cn
400-800-1001
30
2 22-25
2 22-25
023-63786397
023-63786312
www.swsc.com.cn
31
11 A
11 A
0571-85783715
0571-85783771
www.bigsun.com.cn
0571-96598
32
63 12
63 12
23
021-68634518
021-68865680
www.xcsc.com
400-888-1551
33
18 36-37
18 36-37
020-37865026
020-37865008
www.wlzq.com.cn
400-888-8133
34
179
179
0551-2207938
0551-2634400-1171
www.gyzq.com.cn
400-888-8777 96888
35
42 101
3
022-28451861 13388022259 022-28451650 13702028181
022-28451892
24
www.ewww.com.cn
400-651-5988
36
90
90
025-84457777-893
025-84579879
www.htsc.com.cn
400-888-8168 025-84579897
37
69
69
0351-8686703
0351-8686619
www.i618.com.cn
400-666-1618
38
29 15 1507-1510
28
0532-85022026
0532-85022026
www.zxwt.com.cn
0532-96577
25
39
28
28
0512-65581136
0512-65588021
www.dwzq.com.cn
0512-96288 0512-65588066
40
318 2 22 -29
318 2 22 -29
021-63325888
021-63326173
www.dfzq.com.cn
95503
41
2 22-24
2 22-24
13857135668
0571-87782011
www.foundersc.com
95571
42
6008 14 16 17
6008 14 16 17
26
0755-83516289
0755-83516199
www.cc168.com.cn
0755-33680000 400-666-6888
43
1508
1508
021-68816000
021-68815009
www.ebscn.com
10108998
44
69
69
020-87322668
020-87325036
www.gzs.com.cn
020-961303
45
1138
1138
0431-85096709
0431-85096795
27
www.nesc.cn
0431-96688 0431-85096733
46
8
8
025-83364032
025-83364032
www.njzq.com.cn
47
336
336
021-51539888
021-65217206
www.962518.com
021-962518
48
15
15
010-68084591
010-68084986
www.xsdzq.cn
49
13
28
8
0351-4167056
0351-4192803
www.dtsbc.com.cn
50
168
8 6 7
0510-82831662
0510-82831589
www.glsc.com.cn
400-888-5288 0510-82588168
51
8
8
0755-82450826
0755-82433794
www.pingan.com
400-886-6338
52
357
166 A
0551-5161821
0551-5161672
29
www.hazq.com
0551-96518 400-809-6518
53
46
46
0771-5539262
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www.ghzq.com.cn
400-888-8100 96100
54
80 26
80 26 27 28
0731-4403319
0731-4403349
www.cfzq.com
55
1 30
1 30
0769-22119426
0769-22119423
www.dgzq.com.cn
0769-961130 0769-22380828
56
30
38
15 11
0371-65585670
0371-65585670
www.ccnew.com www.zyzq.cn
0371-967218
57
4028 26 11 12
3 9
010-84183389
010-64482090
www.guodu.com
400-818-8118
58
59 18 19
989 17
021-50586660
021-50586660-8880
www.longone.com.cn
0519-8166222 0379-64912266
59
200 39
200 39
31
021-68604866
021-50372474
www.bocichina.com.cn
60
111
111
021-68405273
021-68405181
www.cnht.com.cn
0471-4961259
61
15
15 10-13
0791-6285337
0791-6288690
www.gsstock.com
62
239
239
028-86126218
028-86155733
www.hx168.com.cn
32
400-888-8818
63
2
43 B 6
010-62294608-6240
010-62296854
www.hysec.com
010-62294600
64
128
128
0531-81283906
0531-81283900
www.qlzq.com.cn
95538
65
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0755-83199545
www.csco.com.cn
66
12 B 25
12 B 25
33
0755-25832494
0755-25831718
www.fcsc.cn
0755-25832523
67
96 202-203
178 5
0755-82707853
0755-82707850
www.chinalions.com
68
510 9
500 26
021-68761616
021-68767981
www.tebon.com.cn
400-888-8128
69
232 16-17
232 16-17
029-87406172
029-87406387
34
www.westsecu.com.cn
029-87419999
70
88
90
025-84784765
025-84784830
www.thope.com
71
308
308
0931-4890619
0931-4890118
www.hlzqgs.com
0931-4980618 0931-4890100
72
111
111
0571-87925129
0571-87925129
www.ctsec.com
0571-96336
73
35
48-50
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0755-82026521
0755-82026539
www.cjis.cn
400-600-8008
74
5 A 6 -9
5 A 6 -9
010-59355941
010-66553791
www.e5618.com
400-889-5618
A
33 B 3
400-818-6666
010-88066511
35 C 11
35 C 11
36
010-88092188
010-88092150
1233 1604-1608
202 11
021-23238888
021-23238800
2009 6 18 [2009]531
1
2
3
3
2009 7 6 2009 7 31
37
1 2009 7 6 2009 7 31
2
3 1,000.00
4
5
1
38
100 1.0%
100 100 -500 0.8%
500 500 -1000 0.5%
1000 1000 1,000.00
2
3
= / 1
/1.00
=
/1.00
1,000.00 1,000.00 0.46
=1,000.00/ 1+1.0% =990.10
=1,000.00-990.10=9.90
= 990.10+0.46 /1.00=990.56
1,000.00 990.56
39
3 2 2 200 10 10
1
2 30
200 5,000 20
40
1
2
2
3
2
1
2
3
4
5
6
1 1,000.00
2 1,000.00 1,000.00
3
41
1
2
T T+1 T 2
3
T T
7
1
100 1.2%
100 100 -500 0.9%
500 500 -1000 0.6%
1000 1000 1,000.00
2 1 0.5% 1 1 0 25%
3
42
2
4
1
/ 1
/T
=
/T
T 1.230 1,000.00 100 500
1000
1 2 3 4
a 1,000.001,000,000.005,000,000.0010,000,000.00
b 1.2% 0.9% 0.6% -
c=a/
1+b
988.14 991,080.28 4,970,178.93 9,999,000.00
d=a-c 11.86 8,919.72 29,821.07 1,000.00
e 1.230 1.230 1.230 1.230
=c/e 803.37805,756.334,040,795.888,129,268.29
2
×T
43
×
= -
T 10,000.00 1.250
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12,500.00×0.5 62.50
=12,500.00-62.50 12,437.50
T 10,000.00 2 1.225
=10,000.00×1.225=12,250.00
3 T T+1 3 4
T+1 T+2
T+1
3
1
2
3
4
5
6
44
7
8
1 6
1
2
3
4 2 2
5
4 20
1
10%
2
45
1
2 10%
3 2
2 20
2
2
46
( )
47
ETF
90% 80% 1 5%
0.35% 4% / /
ETF
48
1
1
2
3
4
5
6
1
1
2
3
4
5
6
49
7
8
2
1
2 0.5% 3% 10%
3
4
6 10
300 95% 1%
300
300 300 300
50
1
2
3
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300ETF 300ETF ETF ETF
1
2
3
4
5
6
7
51
8
9
10
52
1
1
2
3
4
2
1
2
3
53
3
4
5
6
7
3 4 0.25% 0.5%
1
2
1
54
2
3
4
5
6
7
3
1
2
3
4
5 0.25% 0.5%
55
1
2
3
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2
1 12 20% 15 3
2
3
4
5
56
1
1
2
3
4
5
6
7
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57
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H
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3
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2
58
1
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4
5
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59
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2
3
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5
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1 6 45 15
2
60
3
2
3
4
5
6
90
60
15
2
2
61
7
2
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
62
23
24
25
26
27
28
29
8
30
9
63
1
1
2
3
1
2
3
2
3
1
2
3
64
4
5
6
4
5
IT
6
7
1
65
2
1
1
2
3
4
5
6
7
8
9
1
2
3
4
66
5
6
7
2
1
2 6
3
4
1 30
2
3
4
1
2
3
4
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6
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67
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68
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1
7 24
2
7 8 30 21
69
00 8 30 17 00
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1
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3
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service@ChinaAMC.com
1
2
3
4
70
1
2
3
4
5
6
7
71
300
300
300
72
300
1
A
1998 4 9
[1998]16
1.38
100
2
1
2
3
4
5
6
7
8
9
10
73
11
12
13
14
15
16
17
3
1
2
3
4
5
6
7
8
9
10
11
12
74
13
14
15
16 15
17
18
19
20
21
22
23
24 30
25
26
27
1
55
1984 1 1
75
[1983]146
334,018,850,026
1998 3
2
1
2
3
4
5
6
7
8
9
3
1
2
3
4
76
5
6
7
8
9
10
11 15
12
13
14
15
16
17
18
19
20
21
22
77
1
1
2
3
4
5
6
7
8
9
2
1
2
3
4
5
6
7
1
1
2
78
3
4
5
6
7
8
9
10
2
1
2
3
4
5
6
7
1
2
3 10 60
4 10% 10% 10
79
60 10% 10% 10 60
5 10% 10% 10% 10% 30
6
1 30
1
2
3
4
5
2
3
1
80
1
2 50% 50%
2
1
2 /
3
4 50% 50%
5 4
6
1
81
2
1
50% 50%
2
30 2
1 50% 50% 2
2
82
1
1
2
3
2
5
2
83
1
2 6
3
4
1 30
2
3
4
1
2
3
4
5
6
7
84
5
15
85
300
A
1998 4 9
[1998]16
1.38
100
55 100140
010 66105799
010 66105798
1984 1 1
334,018,850,026
[1983]146
86
1
ETF
2
1
90% 80% 1 5%
2
87
0.5% 3% 10%
3
6
10
2
4
5
3
1
2
3
4
5
6
7
88
8
4
2
5
1
2 2
89
2
3
6
7
1
2
3
90
4
5
91
1
2
3
92
4
5
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/
/
93
1
2
/
5 15
1
94
3 4
6 30 12 31
15
6 30 12 31 12 31
15
95
1
2
1
2
3
4
