2009 6
2004 3 9 [2004]27 2004 5 11
2009 5 10 2009 1 2009 3 31
1
······································································································· 3
······································································································· 4
····························································································· 6
··························································································· 14
······················································································· 19
···························································· 28
······································································· 28
····················· 35
··························································································· 36
··························································································· 45
······················································································· 45
··············································································· 46
··············································································· 50
··············································································· 52
··········································································· 54
··············································································· 55
··························································································· 58
················································ 60
················· 62
············· 72
···························································· 78
··········································································· 79
···························································· 80
······················································································· 81
2
3
1998 12 29
2003 10 28 2004 6 1
2004 6 29 2004 7 1
2004 6 29 2004 7 1
2004 6 11 2004 7 1
4
QFII
2004 5 11
3
T
T n
T n T
5
2003 9 30
368
500 20
021-58368998
1.5
[2003] 100 2003 9 30 2008 1 2 [2008]6 AEGON International
N.V 51% 49%
2008 7 7 [2008]888 1.2 1.5 2009
3 31 LOF 6
1
1960
1963
1962
Mar van Weede 1965 Forsythe
International N.V.
Imaad Zuberi 1973 Irvine
1958 Paul Revere
1963
7
1964
1954
1959
1974 KPMG Prudential SunLife Everbright
1975
2
1970
1959
1968
1970 8
3
3
LOF
4
1974 2007 2 6
2004 5 11 2007 2 6
1
2
3
4
5
6
7
8
9
10
9
11
12
1
2
3
1
2
3
4 ,
5
6
7
8 ,
4
1
2
3
4
5
6
7
8
9
10
10
11
12
13
14
15
5
1
2
3
4
1
1
2
3
4
5
2
1
2
3
4
5
11
3
1
2
3
4
5
6
4
1
2
12
3
5
1
2
3
4
5
6
13
7
6
55
55
1984 1 1
334,018,850,026
010-66105799
2009 3 116 30 95%
2009 3 116 8 108 QFII QDII 2009 14
2008 2004 16
1
2
3
4
5
6
7
8
9
10
11 15
12
15
13
14
15
16
17
18
19
2007 SAS70 70 SAS70 SAS70
1
2
16
3
1
2
3 “ ”
4
5
6
4
1
2
3
4
17
5
6
7
5
1
2
3
4
18
1
500 20
400-678-0099 021 38824536
021 58368886 58368919
021 58368869 58368915
www.xyfunds.com.cn
https://trade.xyfunds.com.cn
400-678-0099 021-38824536
2
1
55
010 66107900
010 66107914
95588
19
www.icbc.com.cn
2
154
021 52629999
95561
www.cib.com.cn
3
7088
0755 82090060
95555
www.cmbchina.com
4
25
95533
www.ccb.com
5
500
12
021 61618888
021 63602431
95528
www.spdb.com.cn
6
18
188
20
021-58781234
021-58408842
95559
www.bankcomm.com
7
4
4
95568
010 58560794
www.cmbc.com.cn
8
6
010 68098000
010 68561260
95595
www.cebbank.com
9
69
95599
www.abchina.com
10
1
95566
www.boc.cn
11
294
21
96528 962528
021 63586215
www.nbcb.com.cn
12
8 C
010 65541405
010 65541281
95558
bank.ecitic.com
1
99
021 68419393-1259
www.xyzq.com.cn
2
98
021 23219000
021 53858549
4008888001 95553
www.htsec.com
3
618
135
021 62580818-213
021 62583439
400-8888-666
www.gtja.com
22
4
188
4008888108
010 65182261
www.csc108.com
5
90
025 84457777-950 248
025 84579897
www.htsc.com.cn
6
8
4008-888-999 027-85808318
www.95579.com
7
35 C
010 66568613
4008-888-888
www.chinastock.com.cn
8
183 36 38 41 42
020 87555888
020 87557985
www.gf.com.cn
23
9
69
0351 8686868
www.i618.com.cn
10
A 39—45
0755 82943511
4008888111 95565
www.newone.com.cn
11
588 26
021 68590808-8119
021-68761616 4008888128
021-68767981
www.tebon.com.cn
12
46
0771 96100 0755 82485852
0755 82485852
www.ghzq.com.cn
13
720 20
021 962506
021 50367888 40088-88506
24
021 50366868
www.dfzq.com.cn
14
528 15-16
4008888788
021-68815009
www.ebscn.com
15
200 39
4006208888
021 50372474
www.bocichina.com
16
63 12
139 18
021 68634818-8631
400-888-1551
www.xcsc.com
17
5047 10 25
0755 82492000
0755 82492962
400-8888-555 0755 25125666
www.lhzq.com
18
291
0791 6768763
25
0791 6789414
0791 6768763
www.scstock.com
19
171
021-54033888
021-54035333
021-962505
www.sw2000.com.cn
20
179
96888 400-8888-777
0551-2207114
www.gyzq.com.cn
21
29
022 28451861
022 28451892
4006515988
www.bhzq.com
22
7 12 15
010-59226840
400-887-8827
www.ubssecurities.com
26
D
010 84533151-822
www.txsec.com
500 20
021 58368998
021 58368858
256 14
021 51150298
021 51150398
1 16
010 58153000
010 85188298
27
[2004] 27 2004 4 2 2004 4 30 3,282,404,810.93 70,846
2004 5 11
200 5000
20
1
2
3
1 28
9:30-11:30 1:00-3:00
3
2 2004 7 5 2004 7 12
1
2
3
4 3
1
2
3
T T+1
T+2
4
, T+7
29
5 T
T+1
1 5,000 1,000 1,000 500
2 100,000 10,000
3 1,000 1,000
4 3
5
6
1
1
M
M 1000
1.0%
M 1000 1000
2
30
2
25
T
T 1
0.50%
1 T 2
0.25%
T 2
0
2006 10 10 2006 10 13
3 3
1
= / (1+ )
/
50,000 1% 1.0160
50000 / 1 1 49504.95
50000 49504.95 495.05
49504.95 / 1.0160 48725.34
50,000 1.0160 48,725.34
2007 5 15 2007 5 18
2
31
=
=
10,000 8 0.5% 1.0160
10000 1.0160 0.5% 50.80
= 10000 1.0160 50.80 10109.20
10,000 1.0160
10,109.20
3 T T 1
1 T+1 T+2
2 T+1
3 3
1
1
2
3
4
32
1 4
2
1
2
3
4
20
3
1
10%
2
1
2 10% 33
3
4 20
1
2 1
3 1 1
4 3
2006 8 4 34
2006 8 4
35
2006 8 9 2006 8 4 2006 11 23
30% 95% 50% 30% 5
2006 8 2
1
1
2
3
36
4
5
6
2
1
2
3
4
5
6
7
37
8
3
1
2
38
3
4
5
39
80% 15% 300 5%
2005 6 21 80% 15% 300 5%
300 300
1
40
2
1 10%
2 10%
3
3
1
2
3
4
5
6
7
8
9
10
2009 1 2009 3 31
1
% 1
452,395,758.34 15.99
452,395,758.34 15.99
2
1,872,742,764.54 66.19
1,872,742,764.54 66.19
--
3
--
4
100,000,000.00 3.53
41
--
5
326,019,536.49 11.52
6
78,174,603.25 2.76
7
2,829,332,662.62 100.00
2
A
- -
B
59,570,928.80 2.11
C
279,733,405.72 9.92
C0
27,016,469.02 0.96
C1
- -
C2
- -
C3
- -
C4
50,622,474.36 1.80
C5
- -
C6
148,110,470.78 5.25
C7
152,368.00 0.01
C8
53,831,623.56 1.91
C99
- -
D
- -
E
10,001,387.20 0.35
F
- -
G
38,399,843.22 1.36
H
9,516,000.00 0.34
I
27,819,015.90 0.99
J
12,880,000.00 0.46
K
- -
L
- -
M
14,475,177.50 0.51
452,395,758.34 16.05
3
1 000629 15,081,500144,179,140.00 5.11
2 000063 1,086,58338,399,843.22 1.36
3 600028 2,999,99226,699,928.80 0.95
4 600703 961,18825,404,198.84 0.90
5 601001 1,000,00017,570,000.00 0.62
42
6 600196 1,249,49317,392,942.56 0.62
7 000919 2,098,90015,321,970.00 0.54
8 601168 1,300,00015,301,000.00 0.54
9 601328 2,346,00015,084,780.00 0.54
10 600415 250,00014,435,000.00 0.51
4
1
--
2
682,115,000.00 24.20
3
--
--
4
291,525,104.10 10.34
5
--
6
899,102,660.44 31.89
7
--
8
1,872,742,764.54 66.43
5
( )
1 0801104 08 1044,000,000389,560,000.00 13.82
2 110003
2,577,650295,269,807.50 10.47
3 110002
2,207,500285,142,775.00 10.11
4 0801112 08 1121,500,000146,715,000.00 5.20
5 126018 08 1,443,740105,017,647.60 3.73
6
7
8
1
000063 2008 10 7 43
16 380
2007
2
3
1
1,098,780.49
2
37,889,524.76
3
-
4
21,349,419.74
5
17,836,878.26
6
-
7
-
8
78,174,603.25
4
( ) (%)
1 110003
295,269,807.50 10.47
2 110002
285,142,775.00 10.11
3 125709
102,481,896.72 3.64
4 110971
46,336,756.70 1.64
5 110368
40,340,466.00 1.43
6 110567
40,191,379.20 1.43
7 125960
27,960,829.22 0.99
8 110078
24,840,460.80 0.88
9 128031
20,697,500.00 0.73
10 110232
11,038,982.40 0.39
11 110227
4,801,806.90 0.17
5
44
2004 5 11 2009 3 31
2009 1 14.10% 0.57% 20.86% 1.04% -6.76% -0.47%
2008 -19.65% 0.87% -42.04% 1.27% 22.39% -0.40%
2007 113.44% 1.22% 99.30% 1.74% 14.14% -0.52%
2006 71.70% 0.72% 52.91% 0.69% 18.79% 0.03%
2005 7.53% 0.49% 4.83% 0.39% 2.70% 0.10%
2004.5.11-2004.12.31 -3.00 0.27 -4.37 0.37 1.37 -0.10 2004.5.11 -2009.3.31
250.46% 0.81% 113.89% 1.09% 136.57% -0.28%
45
1
2
3
4
5
46
1
1
2
3
4
2
1
2
3
47
3
4
5
6
7
4 5 0.25% 0.5%
1
48
2
1
2
3
4
5
6
7
3
1
2
49
3
4
5 0.25% 0.5%
1
2
3
1 6
2
50
1
2 3 4
3
4
5 90%
6
7
8
9
5
1
2007 5 25 2007 5 25 100 1
51
1
H=E I
H E I
1.3%
2
2
H E I
H E I
0.25%
2
3
4
1
52
1
M
M 1000
1.0%
M 1000 1000
2
2
25
0.50%
0.25%
0
3 3
53
1
2 1 1 12 31
3
4
5
6
7
8
1
2
3 5
54
http://www.xyfunds.com.cn
1
2
3
4
5
55
1
2
3
4
1
2
3
4
5
6
7 ;
56
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
1
2
3
57
1
2
3
4
5
6
7
8
9 WTO
10 58
2 200 2 200
IT
59
1
2
3
4
5
6
1 60 200 60 5,000
2
3
4
5
6
7
60
1 3
2 15 5
3
1.
2.
3.
4.
5.
6.
7.
8.
9.
1
2
3
4
1 3
61
5 3
15
1
1
2
3
4
5
6
7
8
9
2
1
2
3
4
62
5
6
1
1
2
3
4
5
6
7
8
9
10
11
12
2
1
2 ,
3
4
5
63
6 ,
7 ,
8
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
23
24
64
25
1
1
2
3
4
5
6 /
7
8
9
10
11
2
1
2
3
4
5
6 65
7
8
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
23 ,
66
24
25
1
10% 10%
1
2
3
4
5
6
1
2
3
4
5
6
2
1 ,
2 67
3 10 10% 10 10%
4 10 10% 10 10%
3
1
2
3
4
5
6
4
1
1
2
3
68
4
2
1
A) 50%
B)
( 15 )
2
A)
B)
C) 50%
D)
( ) , ( 15 )
5
1
1 “ ”
69
2
3 10% 15 10
4
A)
B)
5 10 10
2
1
10 10% 50%
( ) ( )
2
70
30
6
1
2
1 50% (2)
2
3
4
5
7
1
1
2
3
2
71
8
1
368
9800
2
55
010 66106912
010 66106904
1984 1 1
1.5
72
[1983]146
334,018,850,026
1
73
3
1
74
2
2 2
3
4
5
/
/
6
1 75
2
7
/
8
1
2
3
4
5
76
1
2
1
2
3
4
77
20
E-MAIL
trade.xyfunds.com.cn
1
400-678-0099 021-38824536
021-58367239
2
http://www.xyfunds.com.cn
service@xyfunds.com.cn
78
2008 11 11 2009 5 10
1
2008-11-15
2
2008-11-18
3
600096
2008-11-20
4
2008-11-22
5
2008-12-24
6
2008-12-27
7
2008-12-30
8
2008-12-30
9 2008 2009-1-1
10
2009-1-16
11
2009-2-6
12
2009-2-16
13
2009-2-24
14
2009-2-24
15
2009-2-25
16
2009-2-25
17
2009-2-27
79
18
2009-2-28
19
2009-3-17
20
2009-3-24
21
2009-3-25
22
2009-3-26
23
2009-3-30
24
2009-3-31
25
2009-4-1
26
2009-4-9
27
2009-4-10
28
2009-4-13
29
2009-4-17
30
2009-4-18
31
2009-4-18
32
2009-4-18
33
2009-5-4
34
2009-5-4
80
1
2
3
4
5
6
7
8
9
2009 6 25
81
