LOF
2009 6
0
LOF
LOF 2005 9 8 LOF [2005]156 2005 11 3
LOF LOF
2009 5 2 2009 1 2009 3 31
1
LOF
........................................................................................ 3
...................................................................................... 11
................................................................................. 13
...................................................................................... 23
...................................................................................... 24
............................................................................. 24
............................................................................. 24
................................................. 25
..................................................................... 27
..................................................................... 27
............................................................................. 27
................................................................................. 31
..................................................................... 31
................................................. 34
2
LOF
2003 9 30
368
500 20
021-58368998
1.5
[2003]
100 2003 9 30 2008 1 2 [2008]6
AEGON International N.V 51% 49%
2008 7 7 [2008]888 1.2 1.5
2009 3 31 LOF
1
1960 3
LOF
1963
1962
1961
Mar van Weede 1965 Forsythe International
N.V .
Imaad Zuberi 1973 Irvine
1958 Paul Revere
1963
1964
1954
1959 4
LOF
1974 KPMG Prudential SunLife Everbright
1975
2
1970
1959
1968
1970
3
1974 2004 3 6 2005 10 21 2006 9 20 2007 12 28 2005 11 3
1976 2002 6 5
LOF
LOF 2008 1 31
4
3
1
2
3
4
5
6
7
8
9
10
11
12
1
2
6
LOF
3
1
2
3
4
5
6
7
8
4
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
5
7
LOF
1
2
3
4
1
1
2
3
4
5
2
1
2
3
4
5
3
1
2 8
LOF
3
4
5
6
4
1
2
9
LOF
3
5
1
2
3
4
5
6
7
6
10
LOF
154
154
1988 7 20
50
[2005]74
021-62677777-212004
28 30 100%
2005 4 26 [2005]74 2009 3 31 11 LOF LOF 396.27
1
11
LOF
2
3
1
2
3
4
5
4
1
2
3
4
5
6
12
LOF
1
2
3
4
1
500 20
400-678-0099 021-38824536
021-58368886 021-58368919
021-58368869 021-58368915
www.xyfunds.com.cn
13
LOF
https://trade.xyfunds.com.cn
400-678-0099 021-38824536
2
1
154
021-52629999
95561
www.cib.com.cn
2
18
188
021-58781234
021-58408483
95559
www.bankcomm.com
3
7088
0755-83198888
95555
www.cmbchina.com
4
55
010-66107900
010-66107914
95588
14
LOF
www.icbc.com.cn
5
25
95533
www.ccb.com
6
500
12
021 61618888
021 63602431
95528
www.spdb.com.cn
7
4
4
95568
010 58560794
www.cmbc.com.cn
8
8 C
010 65541405
010 65541281
95558
bank.ecitic.com
9
6
15
LOF
95595
www.cebbank.com
10
69
95599
www.abchina.com
11
1
95566
www.boc.cn
12
294
96528 962528
021 63586215
www.nbcb.com.cn
13
131
131
95580
010 66415194
www.psbc.com
1
99
16
LOF
021-68419393-1259
www.xyzq.com.cn
2
183 36 38 41 42
020-87555888
020-87557985
www.gf.com.cn
3
98
021-23219000
021-53858549
4008888001 95553
www.htsec.com
4
618
135
400-8888-666
021-62569400
021-62580818-213
www.gtja.com
5
35 C
010-66568587
4008-888-888
www.chinastock.com.cn
6
188
17
LOF
4008888108
010 65182261
www.csc108.com
7
200 39F
4006208888
021 50372474
www.bocichina.com
8
90
025-84457777-950 248
025-84579879
025-84579897
www.htsc.com.cn
9
A 40 45
0755-82943237
0755-82943511
4008888111 95565
www.newone.com.cn
10
720 20
021-50367888
021-63326173
021-962506 40088-88506
www.dfzq.com.cn
18
LOF
11
282
0351 8686868
0351 8686709
www.i618.com.cn
12
59 18 19
989 17
021-50586660-8837
021-50585607
www.longone.com.cn
13
528 15-16
021-50818887-281
021-68815009
4008888788
www.ebscn.com
14
63 12
021-68634518
021-68865680
400-888-1551
www.xcsc.com
15
208
0791-6768763
19
LOF
0791-6789414
0791-6768763
www.scstock.com
16
179
96888 400-8888-777
0551-2207114
www.gyzq.com.cn
17
15
0791- 6285337
www.gsstock.com
18
6008
0755-82288968
www.cc168.com.cn
19
1 30
0769-2100888
0769-2116999
961130
0769-2119423
www.dgzq.com.cn
20
46
0771-96100 4008888100 0755-82485852
20
LOF
0755-82485852
www.ghzq.com.cn
21
588 26
588 26
021-68761616 4008888128
021-68767981
www.tebon.com.cn
22
171
021-54033888
021-54035333
021-962505
www.sw2000.com.cn
23
5047 10 25
0755 82492000
0755 82492962
400-8888-555 0755 25125666
www.lhzq.com
24
8
4008-888-999 027-85808318
021-63219781
021-51062920
www.95579.com
21
LOF
25
291
0791 6768763
0791 6789414
0791 6768763
www.scstock.com
26
29
022 28451861
022 28451892
4006515988
www.bhzq.com
27
7 12 15
010 59226840
400-887-8827
www.ubssecurities.com
D
010-66045522
010 66045678
www.txsec.com
22
LOF
27 23
27 23
010-58598839
010-58598907
)
256 14
021-51150298
021-51150398
1 16
010-58153000
010-85188298
LOF
23
LOF
1
2
3
0% 65% 30% 95% 5%
1
2
3
4
24
LOF
“ ”
1
2
20%
3
4
“ 25
LOF
”
5
6
1 10%
2 10%
3
4
5
6
10
26
LOF
300 ×50% ×45% ×5%
“ ”
LOF 2009 1
2009 3 31
1
% 1
13,160,469,633.69 74.14
13,160,469,633.69 74.14
2
3,346,902,044.30 18.86
3,346,902,044.30 18.86
27
LOF
--
3
--
4
--
--
5
1,103,604,249.61 6.22
6
139,026,684.96 0.78
7
17,750,002,612.56 100.00
2
A
--
B
1,643,746,842.78 9.39
C
4,236,091,808.36 24.20
C0
579,157,839.80 3.31
C1
44,895,262.50 0.26
C2
--
C3
47,750,000.00 0.27
C4
674,964,618.39 3.86
C5
180,072,484.61 1.03
C6
1,443,022,953.24 8.24
C7
332,280,125.84 1.90
C8
933,948,523.98 5.34
C99
--
D 328,076,805.78 1.87
E
414,721,378.94 2.37
F
143,731,530.97 0.82
G
751,885,306.87 4.30
H
506,219,500.33 2.89
I
4,219,256,993.24 24.10
J
762,112,345.66 4.35
K
--
L
--
M
154,627,120.76 0.88
13,160,469,633.69 75.18
3
1 600036 89,500,0001,425,735,000.00 8.15
2 600016 202,999,6061,031,237,998.48 5.89
28
LOF
3 600000 41,750,000915,160,000.00 5.23
4 000629 81,115,900775,468,004.00 4.43
5 000063 12,373,702437,286,628.68 2.50
6 600309 22,275,624355,296,202.80 2.03
7 601666 17,000,000335,920,000.00 1.92
8 600600 15,078,956310,475,704.04 1.77
9 600030 12,135,482309,090,726.54 1.77
10 600050 50,020,000288,615,400.00 1.65
4
1
--
2
2,470,595,000.00 14.11
3
--
--
4
856,250,590.68 4.89
5
--
6
20,056,453.62 0.11
7
--
8
3,346,902,044.30 19.12
5
( )
1 0801092 08 92 10,000,000971,700,000.00 5.55
2 0801084 08 84 5,000,000485,050,000.00 2.77
3 0801049 08 49 5,000,000481,750,000.00 2.75
4 0801078 08 78 3,000,000290,700,000.00 1.66
5 126018 08 3,984,660289,844,168.40 1.66
6
7
8
1
000063 2008 10 7 29
LOF
16 380
2007
2
3
1
3,959,079.07
2
46,649,899.64
3
-
4
76,791,909.35
5
11,625,796.90
6
-
7
-
8
139,026,684.96
4
( ) (%)
1
125709
20,056,453.62 0.11
5
30
LOF
2005 11 3 2009 3 31
2009 1 21.88% 1.48% 17.44% 1.12% 4.44% 0.36%
2008 -40.68% 1.57% -36.34% 1.48% -4.34% 0.09% 2007 153.24% 1.66% 64.15% 1.15% 89.09% 0.51%
2006 160.31% 1.25% 51.71% 0.71% 108.60% 0.54%
2005.11.3-2005.12.31 1.70% 0.23% 3.17% 0.42% -1.47% -0.19%
2009 3 31
384.73% 1.48% 92.09% 1.14% 292.64% 0.34%
1
2
3
4
5
6
7
31
LOF
1
1.5%
H=E×1.5%÷
H
E
2
0.25%
H=E×0.25%÷
H
E
3 3 7 ( )
4
1
M
M 50
1.5%
50 M 100
1.0%
100 M 1000
0.5%
M 1000 1000
32
LOF
T
T 1
1.8%
1 T 2
1.0%
2 T 3
0.5%
T 3
0
2
T
T 1 0.50%
1 T 2 0.25%
T 2 0
0.5%
25%
3
4
3
5
33
LOF
( ) ( ) ( ) ( )
2008 12 17 LOF
1
2
3
4
1
2
3
4
2009 3 31
2009 3 31
34
LOF
2008 11 3 2009 5 2
1
2008-11-15
2
2008-11-18
3
2008-11-22
4
LOF 2008-12-16
5
2008-12-24
6
2008-12-27
7
2008-12-30
8
2008 2009-1-1
9
2009-2-6
10
2009-2-6
11
2009-2-16
12
2009-2-24
13
2009-2-24
14
2009-2-25
15
2009-2-25
16
2009-2-27
17
2009-2-28
18
2009-3-13
19
2009-3-25
20
2009-3-26
21
2009-3-30
22
2009-4-10
23
LOF 2009-4-13
24
2009-4-13
35
LOF
25
2009-4-18
26
2009-4-28
2009 6 17
36
