2008 3 7 [2008]356 2008 4 30
2009 4 29 2009 1 2009 3 31
........................................................................................................... 2
........................................................................................................... 3
............................................................................................... 6
............................................................................................. 14
......................................................................................... 19
............................................................................................. 30
..................................................................................... 30
............................................................. 31
............................................................................................. 38
............................................................................................. 51
......................................................................................... 51
................................................................................. 52
................................................................................. 57
................................................................................. 59
............................................................................. 61
................................................................................. 62
............................................................................................. 66
..................................... 68
......................................................................... 71
................................................................. 85
............................................................. 94
............................................................................. 95
......................................................... 97
......................................................................................... 97
1
2
1
2
3
4
5
6
7
8
9 2003 10 28 2004 6 1
10 2004 6 25 7 1
11 2004 6 8 7 1
12 2004 6 29 7 1
13
14 /
15
16
17
3
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32 3
33
34
35 T 4
36 T+n T n T
37
38
39
40
41
42
43
44
45
46 10%
47
48
49
50
51
52
53 5
54
2003 9 30
368
500 20
021-58368998
1.5
[2003] 100 2003 9 30 2008 1 2 [2008]6 AEGON
International N.V 51% 49%
2008 7 7 [2008]888 6
1.2 1.5
2008 9 30 LOF 6
1
1960
1963
1962
Mar van Weede 1965 Forsythe
International N.V .
Imaad Zuberi 1973 Irvine
1958 Paul Revere
7
1963
1964
1954
1959
1974 KPMG Prudential SunLife Everbright
1975
2
1970
1959
1968
1970 8
3
2006 4 27 2007 4 17
4
3
LOF
1
2
3
4
5
6
7
9
8
9
10
11
12
1
2
3
1
2
3
4
5
6
7
8
4
1
2
3
4
5
6
10
7
8
9
10
11
12
13
14
15
5
1
2
3
4
1
1
2
3
4
5
2
1
2
11
3
4
5
3
1
2
3
4
5
6
4
1
12
2
3
5
1
2
13
3
4
5
6
7
6
25
1 1
2004 09 17
14
[1998]12
010 6759 5003
1954 1996 2004 9 ( HK0939) 2005 10 27 2006 9 11 H 2007 9 25 A A 233,689,084,000 224,689,084,000 H 9,000,000,000 A
2008 2008
12 31 926.4 34% 1.3% 20.7% 0.16 1.18 0.4 0.10 75,554.52 14.51% 2.21% 0.39 131.58% 27.17
1.4 ATM 31,896
2008 500 20
15
500 230 171
50
-
QFII 12
130 2008 AICPA 70 SAS70 SAS70
2008 12 31 7
16
88 LOF 180ETF LOF ETF LOF LOF QDII QDII QDII 2026 QDII LOF 89
17
1
2
3
4
18
1
500 20
400-678-0099 021 38824536
021 58368886 58368919
021 58368915 58368869
https://trade.xyfunds.com.cn
400-678-0099 021 38824536
2
1
25
1 1
95533
http://www.ccb.com
2
154
25
021 52629999
95561
http://www.cib.com.cn
19
3
55
55
95588
010 66107914
http://www.icbc.com.cn
4
131
131
11185
010 66415194
http://www.psbc.com
5
7088
0755 83198888
0755 83195109
95555
http://www.cmbchina.com
6
18
188
021 58781234
20
021 58408483
95559
http:// www.bankcomm.com
7
8 C
010 65541405
010 65541281
95558
http://bank.ecitic.com
8
4
95568
010 58560794
http://www.cmbc.com.cn
9
1
1
010 66594853
95566
http://www.boc.cn
10
500
12
21
021 61618888
021 63602431
95528
www.spdb.com.cn
11
6
010 68098000
010 68561260
95595
www.cebbank.com
12
69
95599
www.abchina.com
13
294
96528 962528
021 63586215
http://www.nbcb.com.cn
1
99
22
0591 7541476
0591 7612541
http:// www.xyzq.com.cn
2
618
021 62580818-213
021 62569400
4008888666
http://www.gtja.com.cn
3
66 4
4008888108
010 65182261
http://www.csc108.com
4
90
025 84457777-950 248
025 84579897
http://www.htsc.com.cn
5
8
23
021 63219781
021 51062920
4008-888-999 027 85808318
http://www.95579.com
6
98
021 23219000
400-8888-001 021 962503
http://www.htsec.com
7
A 38 45
0755 82943666
0755 82943636
95565 4008888111
http://www.newone.com.cn
8
35 C
010 66568047
4008-888-888
http://www.chinastock.com.cn
9
26 2611
24
020 87555888
020 87557985
http://www.gf.com.cn
10
69
0351 8686868
0351 8686703
0351 8686709
http://www.i618.com.cn
11
318 2 22 -29
021 63325888
021 63326173
021 962506 40088-88506
http://www.dfzq.com.cn
12
588 26
021 68761616
021 68767981
4008888128
http://www.tebon.com.cn
13
25
200 39
4006208888
021 50372474
http://www.bocichina.com.cn
14
46
0771 5539262
0771 5539033
4008888100 96100
http://www.ghzq.com.cn
15
1508
021 50818887-281
021 68815009
4008888788
http://www.ebscn.com
16
179
96888 400-8888-777
0551 2207114
http://www.gyzq.com.cn
26
17
63 12
021 68634518
021 68865680
021 68634518-8631
400-888-1551
http://www.xcsc.com
18
171
021 54033888
021 54035333
021 962505
http://www.sw2000.com.cn
19
5047 10 25
0755 82492000
0755 82492962
400-8888-555 0755 25125666
http://www.lhzq.com
20
291
0791 6768763
0791 6789414
27
0791 6768763
http://www.scstock.com
21
29
022 28451861
022 28451892
4006515988
http://www.bhzq.com
22
7 12 15
010 59226840
400-887-8827
http://www.ubssecurities.com
1
19 B
010 66045522
010 66045500
010 66045678
http://www.txsec.com
28
368
500 20
021-58368998
021-58368858
256 14
021-51150298
021-51150398
1 16
010 58153000
010 85188298
29
2008 3 7 [2008]356
2008 3 28 2008 4 25
1,388,444,274.71 252,205.13 1,388,696,479.84 11,827 2008 4 30
2008 4 30
200 5,000 20
30
1
2
3
3
2008 5 26 2008 7 16
1 1,000 31
500 1,000 10 1
2 500
500
3 3
1
2
3
4 15:00
1
2
T T+1 T T+2
32
3
T 7
1
1
M
M 50 1.5%
50 M 200 1.0%
200 M 500 0.6%
M 500 1000
2
2
25%
N
N 1 0.5%
1 N 2 0.25%
N 2 0
3 2
33
1
= / 1
/T
2
T
-
3
T =T /T
3
T T 1
4 2
5 2
T 1 T 2
T 1
34
3
1
2
3
4
5
6
1
2
3
4
5
20 35
1
10%
2
1
2 10%
3 2 20
3
3
1
36
2 1 1
3 1 2 2 1
4 2 2 1 2 1
37
65%-95% 0%-30% 0%-20% 0%-3% 5%
80%
1
38
GDP CPI
2
3
39
1
A.
PEG B/M SG EBIT
B.
40
C.
-
2
A.
41
B.
42
C.
43
4
5
=80% 300 20%
1
44
300 300 A 300 A A
2
65%-95% 80% 20%
=80% 300
20%
3
3
1
45
1 10%
2 3%
3 10%
4 10%
5 40%
6
65%-95% 0%-30% 0%-20% 0% 3% 5% 80%
7 10%
8 20%
9 10%
10 10%
11 BBB BBB 3
12
13 0.5%
14
46
10
6
2
1
2
3
4
5
6
7
8
9
1
2
3
4
47
2009 1
2009 3 31
1
% 1
2,280,628,794.72 84.99
2,280,628,794.72 84.99
2
52,704,106.00 1.96
52,704,106.00 1.96
--
3
--
4
--
--
5
209,585,912.11 7.81
6
140,354,744.22 5.23
7
2,683,273,557.05 100.00
2
A
- -
B
226,325,241.07 8.82
C
1,126,192,245.65 43.89
C 0
74,274,197.40 2.89
C 1
11,941,174.45 0.47
C 2
- -
C 3
28,649,054.55 1.12
C 4
266,110,451.81 10.37
C 5
959,072.94 0.04
C 6
372,896,968.92 14.53
C 7
77,605,724.86 3.02
C 8
280,791,897.10 10.94
C 99
12,963,703.62 0.51
48
D - -
E
56,837,160.65 2.22
F
12,980,000.00 0.51
G
67,225,189.60 2.62
H
132,865,204.52 5.18
I
441,037,328.33 17.19
J
71,750,704.00 2.80
K
- -
L
- -
M
145,415,720.90 5.67
2,280,628,794.72 88.88
3
1 000629 16,544,701158,167,341.56 6.16
2 600036 7,413,994118,104,924.42 4.60
3 601318 2,052,00080,253,720.00 3.13
4 600770 6,390,77479,692,951.78 3.11
5 600276 1,992,49479,440,735.78 3.10
6 600309 4,925,24678,557,673.70 3.06
7 601328 11,120,99971,508,023.57 2.79
8 600426 4,944,52969,915,640.06 2.72
9 600586 4,327,85566,778,802.65 2.60
10 600123 2,844,33463,855,298.30 2.49
4
1
--
2
48,200,000.00 1.88
3
--
--
4
--
5
--
6
4,504,106.00 0.18
7
--
8
52,704,106.00 2.05
5
( )
49
1 0801052 08 52 500,000 48,200,000.00 1.88
2 110003
39,320 4,504,106.00 0.18
3 - - - - -
4 - - - - -
5 - - - - -
6
7
8
1
2
3
1
602,211.17
2
-
3
-
4
1,833,920.85
5
137,918,612.20
6
-
7
-
8
140,354,744.22
4
( ) (%)
1
110003
4,504,106.00 0.18
5
50
2008 4 30 2009 3 31
2009 1 36.38% 1.70% 28.99% 1.85% 7.39% -0.15%
2008.4.30-2008.12.31 -22.20% 1.55% -42.12% 2.34% 19.92% -0.79%
2009 3 31
6.10% 1.62% -25.33% 2.25% 31.43% -0.63%
51
1
1
2
1
2
3 52
4
3 1 2 1 2
4
2
1
2
3
4
5
6 1 5 1 5
7
3
1
53
2 1 1
3
4
5
1 0.001
2
3 3
1
54
2
1
2
3
4
5
55
6
7
3
1
2
3
4
4
1
2 0.25% 0.5%
3
4
5
1
2
3
4
56
1 3 6 2
2
1
2
3
4
57
1
2
3 6 50%
4 3
5
6
7
8
1
2
58
1
2
3
4
5
6
7
8
9
1
1.5%
H E
H E
3
2
0.25%
H E
H E
3 59
3
2
60
1
2 1 1 12 31
3
4
5
6
7
1
2
3
61
1
2
3
4
5
6
3 6 45 15 6 1
3 62
3
1
2
3
1 90
2 60
3 15 63
4 2
5
2 1
2
3
4
5
6
7
8
9 50%
10 30%
11
12
13
14
15
16
17 0.5%
18
64
19
20
21
22
23
24
25
26
65
1
1
2
3
4
5
6
7
8
2
66
1
2
3
3
4
5
6
1 65%
2
3
4
5
7
1
2
3
67
4
5
6
7
1
2
1
1
2
3
4
5
6
7
8
9
10
68
1
2
3
4
5
6
2 2
1
2 6
3 6
4
1
1
2
3
2
1
69
2
3
4
5
6
7
8
9
10
3
4
1
2
3
4
1 3
5
5
6
15
70
1
1
2
3
4
5
6
7
8
9
10
11
12
13
14
2
71
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
72
19
20
21
22
23
24
25
26
27
1
1
2
3
4
5
6
7
8
2
73
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20 74
21
22
23
24
1
1
2
3
4
5
6
7
8
9
2
1
2
3
4
5
6
7
75
1 10% 10%
1
2
3
4
5
6
7
8
9
10
2
1
2
3
4
5
6
1 76
2 10 60
3 10% 10 60 10% 10 60
4 10% 10% 30
5
1 30
1
2
3
4
5
6
7
77
8
9
10
2
3
1
1
2
3
4
2
1
1 50% 50%
2
78
2
1 2
2 /
3
4 50%
5
1
1
2 10%
3
79
4 10% 6
5 30 30
2
1
50%
2
30 2
3
1
2
1
50% 80
2
2
3
4
5
6
1
1
2
3
81
2
3
1 5 1 -
8 9 10
2
3 2
1
1
2
3
4
5
6
7
82
8
9
10
1
2
3
4
5
6
2 2
1
2 6
3 6
4
1
1
2
83
3
2
1
2
3
4
5
6
7
8
9
10
3
4
1
2
3
4
1 3
5
5
6
15
84
368
500 20
200122
2003 9 30
[2003]100
1.5
85
25
1 1
100140
2004 09 17
[1998]12
1 10%
2 3%
3 86
40%
4 65%-95% 0%-30% 0%-20% 0-3% 5% 80%
5 10%
6 20%
7 10%
8 BBB BBB 3
9
10 0.5%
11
10
6
87
3
88
89
1
2
3
4
5
6
7
1
2 2 2
3 90
1
2
3
4
1
2
3
4
5
1
2
91
/
15
1
0.001
2
3
92
15
1
2
3
4
93
20
E-MAIL
https://trade.xyfunds.com.cn
1
400-678-0099 021-38824536
021-58367239
2
http://www.xyfunds.com.cn
service@xyfunds.com.cn
94
2008 10 30 2009 4 29
1
2008-10-31
2
2008-11-15
3
2008-11-18
4
2008-11-22
5
2008-12-27
6
2008-12-30
7
2008-12-30
8 2008 2009-1-1
9
2009-1-14
10
2009-1-14
11
2009-1-16
12
2009-1-17
95
13
2009-2-6
14
2009-2-6
15
2009-2-16
16
2009-2-24
17
2009-2-25
18
2009-2-25
19
2009-2-27
20
2009-2-28
21
2009-3-13
22
2009-3-25
23
2009-3-26
24
2009-3-30
25
2009-4-1
26
2009-4-8
27
2009-4-9
28
2009-4-10
29
2009-4-13
30
2009-4-18
31
2009-4-18
32
2009-4-18
33
2009-4-22
96
2009 6 13 97
