2009 1
2002 8 26 [2002]61 2002 10 23
2009 4 23 2009 3 31
2008 12 31
1
A
33 B 3
1998 4 9
400-818-6666
010-88066511
13800
100%
100%
1
2
2
2000 2005
4 12 2006 1 24 2007 1 6 2008 2 4 (2004 2 27 ) 2008 3 10
2002 10 23 2004 2 27
3
4
1
3
BANK OF COMMUNICATIONS CO.,LTD
188
188
200120
1987 3 30
489.94
[1998]25
021-68888917
1908 2005 6 2007 5 2010
166 2636 2008 1000 66 54 2008 2.6 284.23
2
2006 9
2006 1
4
2001 1 2002 5 2007 12
3
2008 42 (LOF) (LOF) 2016 50 (LOF) (LOF) 50 QFII QDII ABS 12
1
A
33 B 3
400-818-6666
010-88066511
www.ChinaAMC.com
2
1
55
5
55
95588
010-66107914
www.icbc.com.cn
2
69
69
95599
010-85109219
www.abchina.com
3
1
1
010-66596688
010-66593777
www.boc.cn
95566
4
25
1 1
95533
010-66275654
www.ccb.com
5
6
188
188
021-58781234
021-58408842
www.bankcomm.com
95559
6
7088
7088
0755-83198888
0755-83195049 0755-82090817
www.cmbchina.com
95555
7
500
12
021-61618888
021-63602431
www.spdb.com.cn
95528
8
5047
5047
0755-82088888
0755-82080714
7
www.sdb.com.cn
95501
9
154
168
021-52629999
021-62569070
www.cib.com.cn
95561
10
6
6
95595
010-68560661
www.cebbank.com
11
4
4
95568
010-58560794
www.cmbc.com.cn
12
131
131
8
95580
010-66415194
www.psbc.com
13
17
17
010-66223251
010-66223314
www.bankofbeijing.com.cn
010-96169
14
19 B
5 B 4
010-66045522
010-66045500
www.txsec.com www.txjijin.com
010-66045678
15
618
168
021-38676666
021-38670666
www.gtja.com
021-962588 400-888-8666
16
9
66 4
188
400-888-8108
010-65182261
www.csc108.com
17
1012
1012
0755-82130833
0755-82133302
www.guosen.com.cn
95536
18
38-45
A 40
0755-82943666
0755-82943636
www.newone.com.cn
400-888-8111 95565
19
183 43
18 19 36 38 41 42
020-87555888
020-87555305
10
www.gf.com.cn
961133
20
7088 A
6
010-84588266
010-84865560
www.cs.ecitic.com
21
35 C 2-6
35 C 2-6
010-66568047
010-66568116
www.chinastock.com.cn
400-888-8888
22
98
689 10
021-23219000
021-63410456
www.htsec.com
021-962503 400-888-8001
23
5047 10 24 25
5047 10 24 25
11
0755-82492000
0755-82492962
www.lhzq.com
400-888-8555 0755-25125666
24
171
171
021-54033888
021-54030294
www.sw2000.com.cn
021-962505
25
99
99
021-68419974
021-68419867
www.xyzq.com.cn
021-68419393 1098
26
8
8
021-63219781
021-51062920
www.95579.com
12
4008-888-999 027-85808318
27
4018 35 28 A02
4018 35 28 A02
0755-82558305
0755-82558355
www.essence.com.cn
400-800-1001
28
2 22-25
2 22-25
023-63786397
023-63786312
www.swsc.com.cn
29
11 A
11 A
0571-85783715
0571-85783771
www.bigsun.com.cn
0571-96598
30
63 12
63 12
021-68634518
13
021-68865680
www.xcsc.com
400-888-1551
31
18 36-37
18 36-37
020-37865026
020-37865008
www.wlzq.com.cn
400-888-8133
32
179
179
0551-2207938
0551-2634400-1171
www.gyzq.com.cn
400-888-8777 96888
33
42 101
3
022-28451861 13388022259 022-28451650 13702028181
022-28451892
www.ewww.com.cn
400-651-5988
34
14
90
90
025-84457777-893
025-84579879
www.htsc.com.cn
400-888-8168 025-84579897
35
69
69
0351-8686703
0351-8686619
www.i618.com.cn
400-666-1618
36
29 15 1507-1510
28
0532-85022026
0532-85022026
www.zxwt.com.cn
0532-96577
37
28
28
0512-65581136
0512-65588021
15
www.dwzq.com.cn
0512-96288 0512-65588066
38
318 2 22 -29
318 2 22 -29
021-63325888
021-63326173
www.dfzq.com.cn
95503
39
2 22-24
2 22-24
13857135668
0571-87782011
www.foundersc.com
95571
40
6008 14 16 17
6008 14 16 17
0755-83516289
0755-83516199
www.cc168.com.cn
0755-33680000 400-666-6888
41
1508
16
1508
021-68816000
021-68815009
www.ebscn.com
10108998
42
69
69
020-87322668
020-87325036
www.gzs.com.cn
020-961303
43
1138
1138
0431-85096709
0431-85096795
www.nesc.cn
0431-96688 0431-85096733
44
8
8
025-83364032
025-83364032
17
www.njzq.com.cn
45
336
336
021-51539888
021-65217206
www.962518.com
021-962518
46
15
15
010-68084591
010-68084986
www.xsdzq.cn
47
13
8
0351-4167056
0351-4192803
www.dtsbc.com.cn
48
168
8 6 7
0510-82831662
0510-82831589
18
www.glsc.com.cn
400-888-5288 0510-82588168
49
8
8
0755-82450826
0755-82433794
www.pingan.com
400-886-6338
50
357
166 A
0551-5161821
0551-5161672
www.hazq.com
0551-96518 400-809-6518
51
46
46
0771-5539262
0771-5539033
www.ghzq.com.cn
400-888-8100 96100
52
80 26
19
80 26 27 28
0731-4403319
0731-4403349
www.cfzq.com
53
1 30
1 30
0769-22119426
0769-22119423
www.dgzq.com.cn
0769-961130 0769-22380828
54
38
15 11
0371-65585670
0371-65585670
www.ccnew.com www.zyzq.cn
0371-967218
55
4028 26 11 12
3 9
010-84183389
010-64482090
www.guodu.com
20
400-818-8118
56
59 18 19
989 17
021-50586660
021-50586660-8880
www.longone.com.cn
0519-8166222 0379-64912266
57
200 39
200 39
021-68604866
021-50372474
www.bocichina.com.cn
58
111
111
021-68405273
021-68405181
www.cnht.com.cn
0471-4961259
59
15
15 10-13
21
0791-6285337
0791-6288690
www.gsstock.com
60
239
239
028-86126218
028-86155733
www.hx168.com.cn
400-888-8818
61
128
128
0531-81283906
0531-81283900
www.qlzq.com.cn
95538
62
7088 40-42
7088 40-42
0755-83199511
0755-83199545
www.csco.com.cn
63
12 B 25
22
12 B 25
0755-25832494
0755-25831718
www.fcsc.cn
0755-25832523
64
36 4
4001 17
0755-83025666
0755-83025625
www.jyzq.cn
400-888-8228
65
291
291
0791-6768763
0791-6789414
www.scstock.com
0791-6770351
66
96 202-203
178 5
0755-82707853
0755-82707850
23
www.chinalions.com
67
510 9
500 26
021-68761616
021-68767981
www.tebon.com.cn
400-888-8128
68
232 16-17
232 16-17
029-87406172
029-87406387
www.westsecu.com.cn
029-87419999
69
88
90
025-84784765
025-84784830
www.thope.com
70
308
308
24
0931-4890619
0931-4890118
www.hlzqgs.com
0931-4980618 0931-4890100
71
111
111
0571-87925129
0571-87925129
www.ctsec.com
0571-96336
72
48-50
A 18 20
0755-82026521
0755-82026539
www.cjis.cn
400-600-8008
A
33 B 3
400-818-6666
010-88066511
25
35 C 11
35 C 11
010-88092188
010-88092150
1233 1604-1608
202 11
021-23238888
021-23238800
26
20% 60
“53% +46% +1%
27
”
2009 4 16
2009 3 31
(%)
1
--
--
2
8,341,728,551.74 95.23
8,295,003,456.39 94.70
46,725,095.35 0.53
3
--
4
--
--
5
201,611,192.32 2.30
6
216,365,336.66 2.47
7
8,759,705,080.72 100.00
28
(%)
1
785,393,550.90 9.05
2
578,525,000.00 6.66
3
4,737,019,000.00
54.57
4,261,630,000.00
49.09
4
1,993,118,410.63
22.96
5
--
6
200,947,494.86 2.31
7
--
8
8,295,003,456.39
95.56
(%)
1 080218 08 18 5,500,000 562,870,000.00 6.48
2 0801047 08 47 5,000,000 530,350,000.00 6.11
3 080216 08 16 4,000,000 426,120,000.00 4.91
4 080416 08 16 4,000,000 421,480,000.00 4.86
5 050603 05 02 4,100,000 406,392,000.00 4.68
(%)
1 119002
200,000
20,032,870.14
0.23
2 119009
180,000
17,399,702.47
0.20
3 119010
200,000
9,292,522.74
0.11
4 - - - - -
5 - - - - -
6 - - - - -
7 - - - - -
8 - - - - -
9 - - - - -
10 - - - - -
1
2
3
1
250,000.00
2
49,978,661.64
3
-
4
128,786,234.68
29
5
37,350,440.34
6
-
7
-
8
216,365,336.66
4
( ) (%)
1 125709
72,901,470.88 0.84
2 110003
43,030,707.50 0.50
3 110567
27,388,324.80 0.32
4 128031
16,075,261.25 0.19
5 125528
12,849,748.08 0.15
6 125572
7,341,723.15 0.08
7 110368
6,869,601.00 0.08
8 110971 5,613,952.50 0.06
9 125960 4,619,305.70 0.05
10 110598 2,867,800.00 0.03
11 110232 1,389,600.00 0.02
5
6
A/B
2002 10 23 2002 12 31 0.60% 0.03% 0.17% 0.11% 0.43%-0.08%
2003 1 1 2003 12 31 2.71% 0.08% -0.40% 0.10% 3.11%-0.02%
2004 1 1 2004 12 31 -1.55% 0.18% -1.78% 0.13% 0.23%0.05%
2005 1 1 2005 12 31 9.07% 0.14% 10.53% 0.08% -1.46%0.06%
2006 1 1 2006 12 31 10.45% 0.11% 2.36% 0.05% 8.09%0.06%
30
2007 1 1 2007 12 31 17.25% 0.19% -1.27% 0.06% 18.52%0.13%
2008 1 1 2008 12 31 11.52% 0.15% 11.91% 0.14% -0.39%0.01%
2002 10 23 2002 12 31 0.60% 0.03% 0.17% 0.11% 0.43%-0.08%
2003 1 1 2003 12 31 2.71% 0.08% -0.40% 0.10% 3.11%-0.02%
2004 1 1 2004 12 31 -1.55% 0.18% -1.78% 0.13% 0.23%0.05%
2005 1 1 2005 12 31 9.07% 0.14% 10.53% 0.08% -1.46%0.06%
2006 1 1 2006 12 31 10.15% 0.11% 2.36% 0.05% 7.79%0.06%
2007 1 1 2007 12 31 16.90% 0.20% -1.27% 0.06% 18.17%0.14%
2008 1 1 2008 12 31 11.13% 0.16% 11.91% 0.14% -0.78% 0.02%
1
1
2
3
4
5
6
7
2
1
0.6%
0.6%
H E×0.6%÷
H
31
E
5
2
0.2%
0.2%
H=E×0.2%÷
H
E
5
3
A/B C 0.3%
C 0.3%
H E×0.3%÷
H C
E C
5
4 1 4 7
3
32
4
1
2
1 A B C
A
100 1.0%
100 ( 100 ) 0.8%
B
1 1.2%
1 2 0.9%
2 3 0.7%
3 4 0.6%
4 5 0.5%
5 0
C / 0
2
3
3 3
4 ( )
33
5
1
A
= / 1+
=
= /T A/B
B
= /T A/B
C
= /T C
T A/B 1.200 10,000.00 100
1 2
A 10,000.00 1,000,000.00
B 1.00% 0.80%
C=A/(1+B) 9,900.99 992,063.49
D=A-C 99.01 7,936.51
E=C/1.200 8,250.83 826,719.58
1 2
A 10,000.00 1,000,000.00
=A/1.200 8,333.33 833,333.33
C C 1.199
1 2
A 10,000.00 1,000,000.00
=A/1.199 8,340.28 834,028.36
2
A
×T A/B
B
34
×T A/B
× × / 1
= -
1.00
B
×T A/B
× A/B × / 1
= -
C
= ×T C
T 10,000.00 A A/B 1.250
=10,000.00×1.250=12,500.00
10,000.00 A/B 1.025 1.080 1.140
1 2 3
A
10,000.00 10,000.00 10,000.00
B
1.00 1.00 1.00
C
1.025 1.080 1.140
D=A×C
10,250.00 10,800.00 11,400.00
E
1.00% 0.70% 0.50%
F=A×B×E/(1+E) 99.01 69.51 49.75
G=D-F
10,150.99 10,730.49 11,350.25
A/B 1.200 10,000.00 A/B 1.230 1.300 1.360
1 2 3
A
10,000.00 10,000.00 10,000.00
B
1.200 1.200 1.200
35
C
1.230 1.300 1.360
D=A×C
12,300.00 13,000.00 13,600.00
E
1.20% 0.90% 0.70%
F=A×B×E/(1+E) 142.29 107.04 83.42
G=D-F
12,157.71 12,892.96 13,516.58
10,000.00 C C 1.205
=10,000.00×1.205=12,050.00
3 T T+1 A/B C
6
1
2
3
A
0
B
a
b
0
C
36
C
A
= 0
B
= 0
A/B 5 A 5 8
A C
= / +
B C
2008 12 6
37
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