2009 1
ΟΟ
2006 3 30 [2006]56
2006 4 25
2009 4 24 2009 3 31
..............................................................................................................1
..............................................................................................................2
..................................................................................................6
................................................................................................15
............................................................................................21
................................................................................................30
........................................................................................34
............................................................................35
................................................................................................43
................................................................................................55
............................................................................................57
....................................................................................59
....................................................................................63
................................................................................65
................................................................................68
....................................................................................69
................................................................................................73
................................................................................76
............................................................................78
....................................................................93
..............................................................108
..............................................................................110
......................................................112
..........................................................................................113
1
“ ” “ ” “ ” “ ” “ ” “ ” “ ” “ ”
,
2
45
3
3
/
4
T
T+n T n T
30
30
5
7 7
6
7 16
7 16
2005 9 19
010-66228888
2
[2005]158
65%
25%
10%
9 3
5 2
7
1
1986 1993 Heriot-Watt
1985 2006 EMBA
1984
1992
1977
8
1992 2000 2008
1984 1991 1994
MORRISON & Company Limited 1970
1992 Accountant General’s Office, Singapore Government Turquand Young, Chartered Accountants Hong Kong Irish,Young &
Outhwaite Bechwith Kwan & Company, Chartered Accountants Australia
and Hong Kong
Morrison & Co.,
LT D
1981
2
9
1993 2007 -
1988
1990
1995
3
1992
1990 1995
Exis 2005 9 2008 7
10
1993 1997
2006 11 2008 6
1996 1999
2009 3
4
1979
5
2000 2 2001
3 2003
12 2 2006 1 12 2006 1 2006 4 25 2007 3 1 2008 3 2008 6 25
2002 7 2005 9 2006 4 2007 11 1
11
6
7
1
2
3
4
5
6
7
8
9
10
11
12
1
2
12
1
2
3
4
5
3
1
2
3
4
1
1
2
3
4
5
6
13
2
1
2
3
4
14
5
3
1
2
3
15
55
55
1984 1 1
334,018,850,026
010-66105799
2009 3 116 30 95%
“ ” 2009 3 116 8 108 QFII
QDII 2009 2008 “ ” 2004 16
16
1
2
3
4
5
6 ,
7
8
9
10
11 15
12
13
14
15
16
17
17
18
19
20
21
22
“ ” 2008 SAS70 70 SAS70 SAS70
1
2
18
3
1
2
3 “ ”
4
5
6
4
1
19
2
3 “ ” “ ” “ ” “ ”
4
5
6
7
5
1
2
20
3
4
21
1
7 16
7 16
010-66228800
2
1
25
1 1 ( )
95533
www.ccb.com
2
55
55
95588
www.icbc.com.cn
3
C
C
22
010-65541405
95558
bank.ecitic.com
4
188
188
95559
http://www.95559.com.cn
5
2
010-83914283
010-58351666
95568
www.cmbc.com.cn
6
17
010-66226044
010-96169 022-96269
021-53599688 029-85766888
www.bankofbeijing.com.cn
7
7088
23
95555
0755-83195049
www.cmbchina.com
8
618
168
021-38676161
021-62569400
400-8888-666
www.gtja.com
9
1030
010-84683893
010-84865560
95558
www.citics.com
10
28
0532-85022026
0532-85022511
0532-96577
www.zxwt.com.cn
24
11
438 6 G-2
021-50818887 281
021-68815009
10108998
www.ebscn.com
12
A 38—45
0755-82943511
0755-82960141
95565 4008888111
www.newone.com.cn
13
11 A
0571-85783715
0571-85783771
0571-96598
www.bigsun.com.cn
14
6008 14 16 17
0755-83516094
25
0755-83516199
0755-82288968
www.cc168.com.cn
15
98
021 23219275
021 53858549
400-8888-001 021 962503
www.htsec.com
16
26 2611
020 87555888-875
020 87557985
020 87555888
www.gf.com.cn
17
35 C
010 66568047
800-820-1868
www.chinastock.com.cn
18
99
26
021 68419974
021 68419972
(021)68419393-1259
www.xyzq.com.cn
19
8
021 63219781
021 51062920
4008-888-999
www.95579.com
20
1012 16 26
(0755)82130833
(0755)82133302
8008108868
www.guosen.com.cn
21
66 4
188
010 85130577
010 65182261
400-8888-108
27
www.csc108.com
22
5047 10 25
0755-82492190
0755-82492062
400-8888-555 0755-25125666
www.lhzq.com
23
90
90
025-84457777-893
025-84579879
400-8888-168 025-84579897
www.htsc.com.cn
24
2222 34 28 A02
28 2 3
010-66581689
010-65778825
0755 82825555
www.essences.com.cn
25
179
28
0551-2207008
0551-2207965
400-8888-777
www.gyzq.com.cn
26
128
0531-81283938
95538
www.qlzq.com.cn
27
2
43 B 6
010-68894608-6460 4008-000-562
www.hysec.com 28
48-50
0755-82026521
4006008008
www.cjis.cn
29
7 16
7 16
010-66228888
19 B 12
010 66575888
010 65232181
1233 1604-1608
202 11
021-61238888
021-61238800
30
2006 3 30 [2006]56
1.00
2006 4 5 2006 4 20
2006 4 25
31
1
2
3 1,000 500
10 1,000
32
= /
1.00 ,
1
2
33
2006 4 20 7,659,641,315.67 973,296.22 93,396 1.00 7,660,614,611.89
34
1 2 2 200 10 10
2 2006 4 25
3
1
2 30
35
30 2 “ ”
2
2006 5 8
1 “ ” 1.00
2 “ ”
3
4
36
5 2
1
,
2
T T+1
T 2
3
T T 1
1 1000 500 10 /
37
1000
2 1,000 100
3 2
1
2
1.00
1
= ÷T
2
1
= ×T
2
38
= ×T +
3 1.00
0.01
4 1.00 0.01
5 7 7 7
T+1 T+2
T+1
3
1
10%
2
39
1
2 10%
3 3
2 20
1
2
3
4
5
1 4
40
1
2
3
4
3 20
1
2
1
41
2
3 T 2
4 “ ”
“ ”
5
6 1000
3
25
1 =
×
2
× 1 / 1 —
≥
× 1-
3 -
4 = /
42
“ ” “ ” “ ”
43
1
2
3
4
5
6
7
6
44
1
2
3
4
5
(1)
(2)
(3)
(4)
45
6
1
(2)
(3)
1
2
46
3
4
1
1
2
3
4 AAA
5
6
47
2
1 10
2 10
3 30 5
4 30%
5 20% 20% 5
6 180
7 397 397 20%
8 397
9
10
3
1) A-1 A-1
2)
AAA AAA
A- BBB+
48
1
∑∑ ∑
× × ? ×
: ( ) ( ) 397 ( 397 ) ( ) ( )
( )
“ ”
2
1 0
2 ( )
3 ,
49
4 ( )
5
6
7
1
2
3
4
5
6
7
8
9
50
1
2
2009 4
17
2009 3 31
% 1
5,669,680,321.63 63.76
5,669,680,321.63 63.76
- -
2
2,810,000,485.00 31.60
- -
3
77,081,812.15 0.87
4
335,698,410.50 3.78
5
8,892,461,029.28 100.00
%
51
18,901,146,219.91 2.96
1
--
721,999,319.00 8.84
2
--
20%
20%
1
109
175
97
180
180
2
% % 1
30 41.51
8.84
397
0.36
0.00
2
30 ( )—60 5.99
0.00
397
2.56
0.00
3
60 ( )—90 5.63
0.00
52
397
1.21
0.00
4
90 ( )—180 23.70
0.00
397
-
-
5
180 ( )—397 29.73
0.00
6
397
-
-
7
106.56
8.84
1
%
1
--
2
2,018,964,375.95 24.73
3
819,091,435.20 10.03
819,091,435.20 10.03
4
--
5
2,831,624,510.48 34.69
6
5,669,680,321.63 69.45
7
397 337,738,887.93 4.14
2
( )
% 1 0801106 08 106 4,500,000447,217,879.96 5.48
2 0801104 08 104 4,000,000397,514,333.30 4.87
3 0801114 08 114 4,000,000397,047,425.61 4.86
4 0881249 08 CP03 2,600,000261,202,825.55 3.20
53
5 0881209 08 CP01 2,100,000211,552,417.51 2.59
6 060208 06 08 2,100,000208,940,297.49 2.56
7 0881247 08 CP02 2,000,000200,878,863.92 2.46
8 0881267 08 CP01 2,000,000200,699,033.94 2.46
9 0801095 08 952,000,000199,126,448.35 2.44
10 0881210 08 CP01 1,800,000182,699,837.95 2.24
“ ” “ ”
0.25% -0.5% 58 0.44%
0.22%
0.36%
1
1.0000
2 397 397 20
3
4
54
1 -
2 141,646,176.99
3 54,724,357.45
4 139,308,150.46
5 -
6 19,725.60
7
335,698,410.50
55
2009 3 31
1
—
—
2006 4 25
-2006 12
31
1.3127% 0.0015% 1.2159% 0.0002% 0.0968% 0.0013%
2007 1 1 2007 12 31
3.5226% 0.0068% 2.5089% 0.0017% 1.0137%
0.0051%
2008 1 1 2008 12 31
3.9414% 0.0095% 3.5428%0.0012% 0.3986%
0.0083%
2009 1 1 2009 3 31
0.3964% 0.0072% 0.4962%0.0000% -0.0998%
0.0072%
2009
3 31
9.4475% 0.0075% 7.9643%0.0022% 1.4832%
0.0053%
2
56
2006 4 25 2009 3 31
57
1
2
3
4
5
6
7
8
“ ” “ ”
58
59
1.00
( )
( )
( )
1
2 “ ” 0.5%
3
4
60
( )
( )
( )
0.25% 0.5%
1
“ ” “ ”
61
2
1
2
3 “ ”
4
5
6
62
7
3
1
2
3
4
5 0.25% 0.5%
( )
1
2
( )
1 2 3
2
63
1
2 “ ” 0.01 3
3
4
5
6
7
64
7 7 7
65
1
2
3
4
5
6
7
8
9
1
0.33%
H E×0.33%÷
H
E
2 ,
2
0.10%
66
H E×0.10%÷
H
E
2 ,
3
0.25%
H E×0.25%÷
H
E
2 ,
4
4 8 , ,
2
67
1
2
3
4
68
1
2 1 1 12 31 3
3
4
5
6
7
1
2
3 2
69
1
3 6 45 15 6 1
2
3
3
4
5
1 7
70
7
/ ×10000
7 7
365
7
1
)]
10000
1 ( [
∏
=
+
i
i
R
1 ×100% R
i
i
4 7 3
2 7 7 7
3 7
6
1 90
2 60
3 15
7
2
71
1
2
3
4
5
6
7
8
9 50%
10 30%
11
12
13
14
15
16
17 0.5
18
19
20
21
22
23
24
72
25
26 “ ” “ ” 0.5
27
8
9
10
73
1
2
3
4
5
6
74
1
2
3
4
75
76
1
2 6
3
4
1
(1) 30
(2)
(3)
2
1
2
3
4
5
77
6
7
6
3
4
(1)
(2)
(3)
(4)
(1) (3)
5
5
6
15
78
1
1
2
3
4
5
6
7
8
9
10
11
12
13
14
79
15
16
1
2 ,
3
4
5 ,
6 ,
7
8 7 7
9
10
11
12
80
13
14
15
16 15
17
18 ,
19
20
21
22
23 30
24
25
2
81
1
2
3
4
5
6
7
8
9
1
2
3
4
5
82
6 ,
7
8 7
9
10
11 15
12
13
14
15
16
17
18
19
20
83
21
22
3
1
2
3
4
5
6
7
8
9
1
2
3
4
5
6
1
84
1
2
3
4
5
6
7
8
9
10
11 10 10
12
1
2
3
4
5
2
1
85
2
3 10 60
4 10% 10% 10 60 10% 10% 10 60
5 10% 10% 10% 10% 30
6
3
40
1
2
3
4
86
5
4
1
1
2 50% 50%
2
1 2
2
3 50% 50%
87
4 3
5
5
1
10% 10% 35
30 30
30
1
88
2
10% 10% 6
2
1
50% 50%
2
2
6
1
89
50% 50% 2
2
7
1
1
2
3
4
2
90
8
5
2
1
1
2 6
3
4
2
1 30
2
91
3
4
1
2
3
4
5
6
7
5 6
6
7
(8)
5
(9)
15
92
93
1
7 16
7 16
2005 9 19
[2005]158
2
2
55 100032
1984 1 1
[1983]146
334,018,850,026
94
1
1
“ ” 2
2
95
1
2
3 ;
4 30%
5 20% 20% 5
6 180
7 397 397 20%
8 397
9
3
1
2
3
4
5
6
7
96
8
9
4
2
5
1
2 2
97
2
3
6
2
2
98
2
3
99
1
1
2
3
4
5
100
2
2 2
3
101
4
5
/
/
6
1
2
7
8
102
/
9
5 15
1.00
1
2
3
103
1
2 “ ” 0.5%
3
4
4
5
6
0.25% 0.5%
104
1
“ ” “ ”
2
a.
b.
c. “ ”
105
d.
e.
f .
g.
(3)
a.
b.
c.
d.
e. 0.25%
106
0.5%
7
(1)
(2)
8
(1) 2 3
(2)
6
30 12 31
6 30 12 31
107
15
1
2
3
108
“ ”
400-81-95533 010-66228000
1
7 24
2
9 00 11 30 13 00 17 00
3
1
15
2
15
3
15
4
www.ccbfund.cn
1
109
2 “ ” “ ” “ ”
3
4
5
6
7
10
/
6
110
2008 10 25 2009 4 24 www.ccbfund.cn
1 2009 4 1
2 2009 3 27
3 2009 3 26
4 2009 3 25
5 2009 3 19
6 2009 2 25
7 2009 2
23
8 2009 1 19
9 2008 12 31
10 2008 12 26
11 2008 12 19
12 2008 12 16
13 2008 11 27
14
111
2008 11 26
www.ccbfund.cn
112
113
1
2
3
4
5
6
7
114
ΟΟ
