对话 研究 要闻 研报 私募
滚动 公告 动态 专题 创投
 
净值 评级 申赎 重仓股 新发基金
排行 费率 分红 关注度 私募排行
 
微博 论坛
APP 基金吧
 
开户 超市 优选基金 定投频道 活期盈
登陆 热销 新发基金 帮助中心 定期盈
诺安增利(320008)

诺安增利:招募说明书查看PDF公告

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 









1 2009 308 2009 4 13 ,





2








.........................................................................................................3


.........................................................................................................3


...............................................................................................8


.............................................................................................21


.........................................................................................25


.............................................................................................37


.....................................................................................43


.........................................................................44


.............................................................................................52


.............................................................................................60


.................................................................................61


.............................................................................66


.............................................................................67


.............................................................................71


.................................................................................72


.............................................................................................77


.....................................79


.............................................................................81


.............................................................................98


...............................................................115


.......................................................116


.......................................................................................117


3





“ ”


“ ” ,


























4


( )
































5



































6





3


/











T


T+n T n T





3 3


7 10%























8


( ) ( ) ( ) ( )





























1.


2. 4013 19—20 3. 2003 12 9 4.


5.


6. 0755 83026688 7. 0755 83026677 8.


9. 1.5 10.


( )


6000 40


9 6000 40 3000 20





15000 100


1.


2.





10 3.


2002 10 2003 8 CFA 1998 2001 2001 2003 2003 10


2003 10 4.


1994 7 2000 3 2000 3 2005 8 2005 8 2006 2 2006 2 2006 2 2006 8 2006 7 5.





11


1 1


2


3


4


5


6


7


8


9


10


11


12


13


14


15


12 16


17 2


1 ; 2


3 , 4


5 , 6 , 7


8


9


10


11


12


13 13


14


15


16 15 17


18 , 19


20


21 22


23


24 30


14 25 26 27





1 2 1 2 3 4 5 3 1 2 3 4


1.


15 2.


1 1


2


3


4


5 , 6


2 1 2 3 4


16 5 6 7 3 1 2 3 4 5 4 1 a


b c


d 17 e


2 , a


b c ,


d , , 3)


Va R


18


3 1 , ,


1 2 3 - 4 5 6 2 1


2


3


4 5 3


19 1 2 a I)


II)


III) b.


20 c.


d.


e.


21 f.





55 1984 1 1 334,018,850,026 010-66105799 2008 12 117 30 95% 2008 12 107 8 99 QFII QDII 2008 22 2007 2004 12


“ ” 2007 SAS70 70 SAS70 SAS70 1 2 3 1 23 2


3 “ ”


4 5 6 4 1 2 3 “ ” “ ” “ ” “ ” 4 24 5 6 7 5 1 2 3 4


25





1.


1 4013 19—20 518048 0755 83026688


26 0755 83026677 2 14 901 100020 010 65863688 010 51309999 3 560 1405 200122 021 58354639 021 58354639 4 76 3908 510623 020 38393680 020 38393680 2.


1


55


010-66107900 010-66107914 95588


www.icbc.com.cn 2


27 188 021-58781234 021-58408842 95559


www.bankcomm.com 3


7088 0755 83198888 0755 83195109 95555


www.cmbchina.com 4


17





010-66223584 010-96169 022-96269 021-53599688 029-85766888 0755-23957088 0571-86590900 www.bankofbeijing.com.cn 5


1099 40066-99999


0755-961202


www.18ebank.com


28 6


294 021-63586189 021-63586215 96528 962528 www.nbcb.com.cn 3 1


618 135 021-62580818-213 021-62569400 4008-888-666


www.gtja.com 2


35 2-6 010-66568047 010-66568536 4008-888-888


www.chinastock.com.cn 3


66 4 188


29 4008-888-108 010-65182261 www.csc108.com 4


171 021-54033888 021-54038844 021-962505


www.sw2000.com.cn 5


0755-82130833 0755-82133302 95536 www.guosen.com.cn 6


A 38 45 0755-82943666 0755-82960141 95565 400-8888-111 www.newone.com.cn


30 7


7088 A 6 010-84683893 010-84865560 010-84588888 www.cs.ecitic.com 8


1508 021-68816000 021-68815009 400-8888-788 www.ebscn.com 9


98 689 021-23219000 021-23219100 95553 www.htsec.com 10 510 9 500 26


31 021-68761616 021-68767981 400-8888-128 www.tebon.com.cn 11 8 021-63219781 021-51062920 4008-888-999 027-85808318 www.95579.com 12 8


025-83364032 025-83320066 400-8285-888 www.njzq.cn 13 90 025-84457777 025-84579763 95597


400-889-5597 www.htsc.com.cn


32 14 63 12 958 5 021-68634518 021-68865938 400-888-1551 021-38784525 www.xcsc.com 15 4028 26 11 12 518035 3 9 100007 400-818-8118 www.guodu.com 16 42 101 3 022-28451861 022-28451892 400-651-5988 www.ewww.com.cn 17 11 A 0571-85783715


33 0571-85783771 0571-96598 www.bigsun.com.cn 18 8 400-8866-338 400-881-6168 www.pingan.com.cn


19 179 0551-2634400 0551-2207114 400-8888-777 www.gyzq.com.cn 20 336 021-63231111


021-962518


www.962518.com 21 2 15


34 010-68084591 010-68084986 400-698-9898 www.xsdzq.cn 22 14 16 17 0755-83516289 0755-33680000


400-6666-888


www.cc168.com.cn 23 1138 1138


0431-85096709 0431-96688-0


0431-85096733 www.nesc.cn 24 128 0531-81283906 0531-81283900 95538 www.qlzq.com.cn 25


35 48-50 4006-008-008 www.cjis.cn 26 69 0351-8686703 0351-8686619 400-666-1618 www.i618.com.cn 27 168 168 703 0510-82831662 0510-82830162 : 400-888-5288 0510-82588168 www.glsc.com.cn 28 1 1 A 6/7 0571-87902080 0571-87901963


36 www.stocke.com 29 758 24





021-63340678


www.ajzq.com 30 59 18 989 17 021-50586660-8853 021-50586660-8881 400-888-8588 www.longone.com.cn 31 19 B 701 5 B 4





010-66045522 010-66045500 010-66045555 66045678


www.txsec.com


4013 19—20


37 0755 83026688 0755 83026677


38 9 / 010 65890699 010 65176800 010 65890699











100 2000 2008








010 85866870


010 85866877




















2009 308 38 ( 2009 293 )





www.lionfund.com.cn


2009 4 24 2009 5 22








1 1.00


39 2 1.00 3














/ 1+








= -














+ /


M M 50 0.6% 50 M 250 0.4% 250 M 500 0.2% M 500 1000 ( ) 1.00 10 50 0.6 % = 100,000 / 1+0.6 % =99,403.58 = 100,000-99,403.58 =596.42 = 99,403.58+50 /1.00 = 99,453.58 500 3,000 1000 =5,000,000 / 1=5,000,000


= 1,000


40 = 5,000,000+3,000-1,000 /1.00 =5,002,000 4





1.








2 1




















4000040529200080534


( 102584004055)


41


2009 5 22 17 00





2




















/ 4000040529200080534





( 102584004055)


42 2009 5 22 17 00




















(3)


(1) 2 3 www.lionfund.com.cn 4 1 2 3 5 43 1,000











3 2 2 200








44 1 2





200 5,000 20











1 9 30— 3 00 2 2 3 / 2 4


45


1 1,000 2 100 3 4 2








T T+1 T 2 46 T 2








M M 50 0.8% 50 M 250 0.5% 250 M 500 0.3% M 500 1000 25% Y


Y 1 0.1% 1 Y 2 0.05% Y 2 0%


1 2 2 2 2 2 47











/ 1+











=











/





10 0.8 % 1.2000 = 100,000 / 1+0.8 % =99,206.35 = 100,000 –99,206.35 = 793.65 =99,206.35/1.200 =82671.96


500 1000 1.2000 = 5,000,000 / 1=5,000,000 = 1,000 = 5,000,000-1,000 /1.2000 =4,165,833.33 =


×


×


=


×





1 10 0.05 1.2000 1.2000×100,000= 120,000 = 120,000×0.05 % = 60 =120,000–60 =119,940


48 T T+1








=


/





1


2 3 4 5 1 4


1 2 3 2 2 4 49 3 20


1 10% 2 1 2 10% 50 3 2 2 20


2 2


51











1


T+1 52 T+2 T+1 2 2 1 “ ” 2


3


4





53 80% 20% 5% - 1


1 / 54 2 1 2 3 4 5


55 6 10 2 Delta Delta 1 Delta 1 5 Delta 0.6


56 7 2 1 EPS PE PB DCF 2 5 57 2002 11 29 1000 2002 1


2


3


4


5


6


1


58 2 3 4 5 6 1 2 3 4 5 6 7 8


59


1 10% 2 10% 3 40% 4 0.5% 3% 10% 5 1 5% 6 20% 7 10% 8 10% 9 10 11 10 6


60 1 2 3 4


1 2 3 4 5 6 7 8 9 10


61





62 1 1 2 3 4 2 1 63 2 3 3 4 5 6 7 3 4 0.25% 0.5%


64 1 2 1 2 3


65 4 5 6 7 3 1 2 3 4 5 0.25% 0.5% 1 2 3


66 1 6 2


1 20% 15 3 2 3 4


67 5 2


1 2 3 4 5 6 7 8


68 1 0.7% H E×0.7%÷ H E 2 2 0.2% H E×0.2%÷ H E 2 ,


3


3 8 1 2 3


69 4 2 1 M M 50 0.6% 50 M 250 0.4% 250 M 500 0.2% M 500 1000














/ 1+











= -











+ /


10 50 0.6 % = 100,000 / 1+0.6 % =99,403.58 = 100,000-99,403.58 =596.42 = 99,403.58+50 /1.00 = 99,453.58 500 3,000 1000 70 =5,000,000 / 1=5,000,000


= 1,000 = 5,000,000+3,000-1,000 /1.00 =5,002,000 2 M M 50 0.8% 50 M 250 0.5% 250 M 500 0.3% M 500 1000 / 1+ = - /


10 0.8 % 1.2000 = 100,000 / 1+0.8 % =99,206.35 = 100,000 –99,206.35 = 793.65 =99,206.35/1.200 =82671.96


500 1000 1.2000 = 5,000,000 / 1=5,000,000 = 1,000 = 5,000,000-1,000 /1.2000 =4,165,833.33


71 3 Y


Y 1 0.1% 1 Y 2 0.05% Y 2 0%


× T


×


1 10 0.05 1.2000 1.2000×100,000= 120,000 = 120,000×0.05 % = 60 =120,000–60 =119,940 25%


1 2 1 1 12 31 2 72 3 4 5 6 7 1 2 3 2


73 “ ” 1 2 3 4 5 6 3 1 6 45 15 2


74 3 90 60 15


75 2 2 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15


76 16 17 18 19 20 21 22 23 24 25 26 30


77 10








78


79








1 1


2 3 4 5 6 7 8 9 10 1 2


80 3 4 5 6 2


1 2 6 3 4


1 30 2 3 4 1 2 3


81 4 5 6 7 5 6








5


15








1 1


2


82 3


4


5


6


7


8


9


10


11


12


13


14


15


16


17 2 1 ; 83 2


3 , 4


5 , 6 , 7


8


9


10


11


12


13


14


15


16 15 17


84 18 , 19


20


21 22


23


24 30 25 26 27





1 1


85 2


3


4


5


6


7


8


9


2 1


2


3


4


5


6 , 7


86 8


9


10


11 15 12


13


14


15


16


17


18


19


20


21


22





87 1 1


2


3


4


5


6


7


8


9


2 1


2


3


4


5


6


88 7





1 1 2 3 4 5 6 7 8 9 10 11 10 10 12 13 2 1 2 3 4


89 5 6


1 2 3 10 60 4 10% 10% 10 60 10% 10% 10 60 5 10% 10% 10% 10% 30 6


90 1 40 1 2 3 4 5 2 3


1 1 91 2 50% 50% 2 1 2 2 3 50% 50% 4 3 5


92 1 10% 10% 35 30 30 1 2 10% 10% 6 93 30 30 2 1 50% 50% 2 30 2 1 50% 50% 2 2 94 1 1 2 3 4 , 2


95 5 2


1 1


2 3 4 5 6 7 8 9 10


96 1 2 3 4 5 6 2 1 2 6 3 4 1 30 2 3 4 1


97 2 3 4 5 6 7 5 6








5


15


98


4013 19-20 2003 12 9 [2003]132 1.5 :


0755-83026688


0755-83026677


55 100032 010 66105799 010 66106904 1984 1 1


99 334,018,850,026 [1983]146 1


100 2 1 80% 20% 5% 2


a 10% b 10% c 40% d 0.5% 3% 10% e 1 5% f 20%


101 g 10% h 10% i j k l 3 10 6 2 4 5 3 102


1 2 3 4 5 6 7 8 4 2 103 5 1 2 2 2


3 104 6 7 1 2 , 3 4 105 5


106 107


1 2 3 4 5


2 2


108 / / 1 2 109 / 5 15 1 3 4 110 1 2 1 111 2 3 4 5 6 7


112


113 5 45 15 60 90 3 7 30 45 2 6 30 12 31 114 15 6 30 12 31 12 31 15 1 115 2 1 2 3 4


1 2 3 1 2 1 116 2 3 1 2


0755 83026888 400-888-8998 www.lionfund.com.cn


117