2008
2008 12 31
2009 3 28
1
2008
§1
1.1
2009 3 26
2008 1 1 2008 12 31
2
2008
1.2
§1
................................................................................................... 2
1.1
..................................................................................................... 2
1.2
....................................................................................................... 3
§2
........................................................................................................... 5
2.1
............................................................................................. 5
2.2
............................................................................................. 5
2.3
......................................................................... 5
2.4
............................................................................................. 6
2.5
............................................................................................. 6
§3
............................................. 7
3.1
......................................................................... 7
3.2
............................................................................................. 7
3.3
................................................................. 9
§4
....................................................................................................... 10
4.1
..................................................................... 10
4.2
..............................11
4.3
..........................................11
4.4
..........................11
4.5
......................... 12
4.6
......................................... 13
4.7
..................................... 13
4.8
......................................... 14
§5
......................................................................................................... 14
5.1
............................................. 14
5.2
.............................................................................................................. 14
5.3
15
§6
........................................................................................................... 15
§7
........................................................................................... 17
7.1
................................................................................................. 17
7.2
......................................................................................................... 18
7.3
............................................................. 19
3
2008
7.4
..................................................................................................... 20
§8
................................................................................................... 36
8.1
............................................................................. 36
8.2
..................................................................................... 37
8.3 ................................................................ 37
8.4
..................................................... 38
8.5
38
8.6 ............... 39
8.7
.................................................................................................................. 39
8.8
..................................................................................... 39
§9
....................................................................................... 40
9.1
................................................. 40
9.2
......................... 40
§10
..................................................................................... 40
§11
............................................................................................... 41
11.1
....................................................................... 41
11.2
....... 41
11.3
........................... 41
11.4
............................................................................... 41
11.5
................................................... 41
11.6
................... 41
11.7
............................................... 42
11.8
........................................................................................... 42
§12
................................................................................................. 44
4
2008
§2
2.1
340005
2006 4 27
1,334,606,893.70
2.2
6
2.3
021-58368998 021-62677777 - 212004
dujx@xyfunds.com.cn zhangzhy@cib.com.cn
4006780099 021-38824536 95561
021-58368858 021-62159217
368 154
5
2008
500 20
168 20
200122 200041
2009 3 12
2.4
www.xyfunds.com.cn
2.5
1601 29
500 20
6
2008
§3
3.1
3.1.1
2008 2007
2006 4 27
2006 12
31
19,230,946.66 5,934,843.80 5,959,442.51
19,230,946.66 5,934,843.80 5,959,442.51
3.25% 3.39% 1.15%
3.1.2
2008 2007
2006 4 27
2006 12
31
1,334,606,893.70 215,957,766.38 156,057,486.62
1.0000 1.0000 1.0000
3.1.3
2008 2007
2006 4 27
2006 12
31
7.98% 4.58% 1.15%
1
2
3.2
3.2.1
0.9594% 0.0128% 0.7383% 0.0017% 0.2211% 0.0111%
1.7983% 0.0094% 1.6434% 0.0015% 0.1549% 0.0079%
7
2008
3.2511% 0.0075% 3.4340% 0.0011% -0.1829% 0.0064%
7.9764% 0.0071% 7.0611% 0.0022% 0.9153% 0.0049%
6
3.2.2
2006 4 27 2008 12 31
1 2008 12 31
2 2006
4 27 2006 10 26
3.2.3
8
2008
2006 4 27
3.3
2008 19,230,946.66
2007 5,934,843.80
2006 5,959,442.51
31,125,232.97
9
2008
§4
4.1
4.1.1
[2003]100 2003 9 30 2008 1 2 [2008]6
AEGON International N.V 51% 49%
2008 7 7 [2008]888 1.2 1.5
2008 12 31 LOF
4.1.2
2007-4-17
7
1965
1
2
10
2008
4.2
4.3
4.3.1
4.3.2
4.3.3
4.4
2008 300670 9 CPI 5.9 17.2 25.5 21.6 2955 328 08 4
08 08 07 3 11
2008
4 3 1 3 12 1
4.5
2009 09
09 08 08 09
09 09
12
2008
4.6
1
2
3 2008
4
4.7
1 2 IT IT 3 4 13
2008
5
3
4.8
12 19,230,946.66
5
5.1
5.2
14
2008
180
5.3
6
(2009) 60467611_B03
2008 12 31 2008
1 2 15
2008
3
2008 12 31 2008
2009 3 26
16
2008
7
7.1
2008 12 31
2008 12 31
2007 12 31
7.4.7.1 369,511,242.219,883,959.28
1,855,371.31
7.4.7.2 965,537,949.25 109,308,488.58
965,537,949.25109,308,488.58
7.4.7.3 95,000,262.50
7.4.7.4 2,271,901.63 638,890.14
7.4.7.5
1,337,321,093.09 216,686,971.81
2008 12 31
2007 12 31
336,369.02 54,605.40
101,930.01 16,547.10
637,495.49 125,425.20
7.4.7.6 14,986.52 7,130.64
17
2008
1,573,418.35 450,997.09
7.4.7.7 50,000.00 74,500.00
2,714,199.39 729,205.43
7.4.7.8 1,334,606,893.70215,957,766.38
7.4.7.9
1,334,606,893.70215,957,766.38
1,337,321,093.09 216,686,971.81
2008 12 31 1.0000 1,334,606,893.70
7.2
2008 12 31
2008 1 1 2008 12 31
2007 1 1 2007 12 31 23,669,031.33 7,429,952.66
1. 19,743,216.557,473,052.38
7.4.7.10 660,602.89 511,935.77
18,240,469.612,996,287.88
842,144.05 3,964,828.73
2. - 3,925,814.78 -43,099.72
7.4.7.11 3,925,814.78 -43,099.72
3. -
7.4.7.12
4. - 7.4.7.13
- -4,438,084.67 -1,495,108.86
1 7.4.10.2.1-1,893,149.11 -555,091.59
2 7.4.10.2.2-573,681.69-168,209.75
3 7.4.10.2.3-1,434,203.92 -420,523.96
18
2008
4 7.4.7.14 5
-366,545.25-122,291.64
-366,545.25 -122,291.64
6 7.4.7.15 -170,504.70-228,991.92
-
19,230,946.66 5,934,843.80
- -
19,230,946.66 5,934,843.80
7.3
2008 12 31
2008 1 1 2008 12 31
215,957,766.38 215,957,766.38
19,230,946.66 19,230,946.66
-
1,118,649,127.32 1,118,649,127.32
1.
5,200,845,284.49
5,200,845,284.49
2. - -4,082,196,157.17
-4,082,196,157.17
-
-19,230,946.66 -19,230,946.66
1,334,606,893.70 1,334,606,893.70
2007 1 1 2007 12 31
156,057,486.62 156,057,486.62
19
2008
5,934,843.80 5,934,843.80
-
59,900,279.76 59,900,279.76
1.
1,847,920,261.69 1,847,920,261.69
2. -
-1,788,019,981.93 -1,788,019,981.93
-
-5,934,843.80 -5,934,843.80
215,957,766.38 215,957,766.38
7.4
7.4.1
( ) 2006 49 2006 4 27 1,729,582,293.12
397 397 6
7.4.2
2006 2 — 20
2008
38 < > 2 3 5
7.4.3
2008
12 31 2008
7.4.4
7.4.4.1
1 1 12 31
7.4.4.2
7.4.4.3
7.4.4.4
(1)
21
2008
(2)
7.4.4.5
1)
2)
3)
(1)
(2)
4)
(1)
(2) 0.25%
0.5%
(3)
22
2008
7.4.4.6
7.4.4.7
1.00
7.4.4.8
/
(1) (2006)22
(2)
(3)
(4)
(5)
7.4.4.9
(1) 0.33%
(2) 0.10%
(3) 0.25%
(4)
(5)
23
2008
7.4.4.10
(1) 1.00 1.00
1.00
(2)
(3)
(4)
(5)
(6)
(7)
7.4.5
7.4.5.1
7.4.5.2
7.4.5.3
7.4.6
A.
24
2008
[2004]78 2004 1 1
[2008]1
B.
[2002]128 20%
7.4.7
7.4.7.1
2008-12-31
2007-12-31
369,511,242.21 9,883,959.28
369,511,242.21 9,883,959.28
7.4.7.2
2008 12 31
965,537,949.25 969,183,000.00 3,645,050.75 0.2731%
965,537,949.25 969,183,000.00 3,645,050.75 0.2731%
2007 12 31
109,308,488.58 109,103,000.00 -205,488.58 -0.0952%
109,308,488.58 109,103,000.00 -205,488.58 -0.0952%
1
2 /
25
2008
7.4.7.3
7.4.7.3.1
2008 12 31
2007 12 31
95,000,262.50 95,000,262.50 7.4.7.3.2
7.4.7.4
2008 12 31
2007 12 31
177,593.79 12,990.43
918.39
2,079,196.30 590,779.76
34,131.18
15,111.54 70.38
2,271,901.63 638,890.14
7.4.7.5
2008 12 31
7.4.7.6
26
2008
2008 12 31
2007 12 31
14,986.52 7,130.64
14,986.52 7,130.64
7.4.7.7
2008 12 31
2007 12 31
4,500.00
50,000.00 70,000.00
50,000.00 74,500.00
7.4.7.8
2008 1 1 2008 12 31
215,957,766.38215,957,766.38
5,200,845,284.495,200,845,284.49
-4,082,196,157.17-4,082,196,157.17
1,334,606,893.701,334,606,893.70
7.4.7.9
19,230,946.66 19,230,946.66
-19,230,946.66 -19,230,946.66
7.4.7.10
2008 1 1 2008 12 31
2007 1 1 2007 12 31
27
2008
615,718.35 306,904.59
10,775.24 14,269.45
34,109.30 190,761.73
660,602.89511,935.77
7.4.7.11
2008 1 1 2008 12 31
2007 1 1 2007 12 31
2,616,906,655.93 1,327,581,467.98
-2,606,886,475.00 -1,319,924,806.21
-6,094,366.15 -7,699,761.49
3,925,814.78 -43,099.72
7.4.7.12
2008 1 1 2008 12 31
2007 1 1 2007 12 31
1.
——
——
——
——
2.
——
3.
7.4.7.13
2008 1 1 2008 12 31
2007 1 1 2007 12 31
28
2008
7.4.7.14
2008 1 1 2008 12 31
2007 1 1 2007 12 31
7.4.7.15
2008 1 1 2008 12 31
2007 1 1 2007 12 31
50,000.00 70,000.00
80,000.00 120,000.00
27,004.70 20,991.92
13,500.00 18,000.00
170,504.70 228,991.92
7.4.8
7.4.8.1
7.4.8.2
7.4.9
29
2008
AEGON International N.V
7.4.10
7.4.10.1
7.4.10.1.1
2008 1 1 2008 12 31
2007 1 1 2007 12 31
515,400,000.00 100.00%1,379,100,000.00 100.00%
7.4.10.2
7.4.10.2.1
2008 1 1 2008
12 31
2007 1 1 2007
12 31
1,893,149.11 555,091.59
1,556,780.09 500,486.19
336,369.02 54,605.40
1 0.33% = 0.33%/
2
7.4.10.2.2
2008 1 1 2008
12 31
2007 1 1 2007
12 31
573,681.69 168,209.75
30
2008
471,751.68 151,662.65
101,930.01 16,547.10
1 0.10% = 0.10%/
2
7.4.10.2.3
2008 1 1 2008 12 31
313,726.59 233,165.84 546,892.43
96,736.83151,655.11248,391.94
152,547.41 107,626.84 260,174.25
563,010.83 492,447.79 1,055,458.62
2007 1 1 2007 12 31
189,956.07 76,454.50 266,410.57
17,045.756,825.4623,871.21
80,742.12 35,838.20 116,580.32
287,743.94 119,118.16 406,862.10
1 0.25%
= 0.25%/
2
7.4.10.3
2008 1 1 2008 12 31
2007 1 1 2007 12 31
31
2008
29,818,968.30 7.4.10.4
7.4.10.4.1
2008 2007
7.4.10.4.2
2008 2007
7.4.10.5
2008 1 1 2008 12 31
2007 1 1 2007 12
31
369,511,242.21 615,718.35 9,883,959.28 306,904.59
7.4.10.6
2008 2007
7.4.11
19,230,946.66
7.4.12 2008 12 31
7.4.13
7.4.13.1
32
2008
33
7.4.13.2
7.4.13.3
7.4.13.4
7.4.13.4.1
7.4.13.1.1
2008
2008-12-31 1 1-3 3 -1 1-5 5
369,511,242.21 369,511,242.21
119,586,236.01 579,590,851.91 266,360,861.33 965,537,949.25
2,271,901.63 2,271,901.63
489,097,478.22579,590,851.91266,360,861.33 2,271,901.63 1,337,321,093.09
336,369.02 336,369.02
101,930.01 101,930.01
637,495.49 637,495.49
14,986.52 14,986.52
1,573,418.35 1,573,418.35
50,000.00 50,000.00
2,714,199.39 2,714,199.39
489,097,478.22 579,590,851.91 266,360,861.33 -442,297.76 1,334,606,893.70
2007-12-31 1 1-3 3 -1 1-5 5
9,883,959.28 9,883,959.28
34
2008
35
1,855,371.31 1,855,371.31
49,988,841.02 9,951,186.02 49,368,461.54 109,308,488.58
95,000,262.50 95,000,262.50
638,890.14 638,890.14
156,728,434.119,951,186.0249,368,461.54 638,890.14 216,686,971.81
54,605.40 54,605.40
16,547.10 16,547.10
125,425.20 125,425.20
7,130.64 7,130.64
450,997.09 450,997.09
74,500.00 74,500.00
729,205.43 729,205.43
156,728,434.11 9,951,186.02 49,368,461.54 -90,315.29 215,957,766.38
2008
7.4.13.4.1.2
7.4.13.4.2
7.4.12.4.3
7.4.14
8
8.1
% 1
965,537,949.2572.20
965,537,949.2572.20
2
3
369,511,242.21 27.63
4
2,271,901.630.17
5
1,337,321,093.09100.00
36
2008
8.2
4,325,719,389.88 2.12
1
2
20%
8.3
8.3.1
72
185
32
180
1 2008-7-7 185
7 7 T+1 1 180
2008-7-8
8.3.2
1 30 29.92%0.00%
397
2.23% 0.00%
2 30 60 23.24% 0.00%
397
0.00% 0.00%
37
2008
3 60 90 26.92% 0.00%
397
3.00% 0.00%
4 90 180 8.90% 0.00%
397
0.00% 0.00%
5 180 397 11.06% 0.00%
397
0.00% 0.00%
100.04% 0.00%
8.4
1
2
665,223,264.09 49.84
3
300,314,685.16 22.50
240,782,215.88 18.04
4
5
6
7
8
965,537,949.25 72.35
8.5
1 0801034 08341,800,000179,207,283.96 13.43
2 0801106 081061,500,000147,615,923.17 11.06
3 070309 07091,200,000120,544,380.10 9.03
4 0801013 0813 900,00089,823,209.41 6.73
5 0801052 0852 700,00069,065,930.51 5.18
6 040220 0420 600,00060,323,671.40 4.52
7 0801094 0894 500,00049,918,102.11 3.74
8 0801022 0822 500,00049,891,474.78 3.74
9 0801028 0828 500,00049,866,368.01 3.74
38
2008
10 060801 0601 500,00049,679,007.65 3.72
8.6
0.25( )-0.5% 31
0.3446%
-0.1336%
0.0891%
8.7
8.8
8.8.1
2007 7 1 2007 7 1
8.8.2
397 397 20
8.8.3
8.8.4
1
2
3
4
2,271,901.63
5
6
7
8
9
2,271,901.63
39
2008
9
9.1
5,008 266,494.99
595,719,831.91 44.64% 738,887,061.89 55.36%
9.2
%
635,412.82 0.05%
10
2006 4 27 1,729,582,293.12
215,957,766.38
5,200,845,284.49
4,082,196,157.17
“-” 1,334,606,893.70
40
2008
11
11.1
11.2
1 2008 Marc van Weede Imaad Zuberi
2
11.3
11.4
11.5
2008 2008
11 22
3 5
11.6
41
2008
11.7
1 515,400,000.00 100%
11.8
1
2008
2008-1-30
2
2008-2-21
3
2007
2008-3-29
4
2008-4-12
5
2008 1
2008-4-19
6
2008-4-25
7
2008-5-12
8
2008-5-14
9
2008-5-14
10
2008-5-19
11
2008-5-19
12
2008-5-27
13
2008-6-2
42
2008
14
2008-6-27
15 2008
2008-7-1
16
2008-7-9
17
2008-7-9
18
2008 7
2008-7-10
19
2008-7-28
20
2008-7-31
21
2008 8
2008-8-11
22
2008-9-2
23
2008 9
2008-9-10
24
2008-9-23
25
2008-9-26
26
2008 10
2008-10-10
27
2008-10-15
28
2008 11
2008-11-10
29
2008-11-15
30
2008-11-15
31
2008-11-18
32
2008-11-22
33
2008 12
2008-12-10
43
2008
34
2008-12-15
35
2008-12-18
36
2008-12-25
12
1
2
3
4
5
6
400-678-0099 021-38824536
2009 3 28
44
