2008 12
2004 3 9 [2004]27 2004 5 11
2008 11 10 2008 3 2008 9 30
1
······································································································· 3
······································································································· 4
····························································································· 6
··························································································· 14
······················································································· 19
···························································· 26
······································································· 27
····················· 33
··························································································· 35
··························································································· 43
······················································································· 44
··············································································· 45
··············································································· 49
··············································································· 51
··········································································· 53
··············································································· 54
··························································································· 57
················································ 59
················· 61
············· 71
···························································· 77
··········································································· 78
···························································· 79
······················································································· 80
2
3
1998 12 29
2003 10 28 2004 6 1
2004 6 29 2004 7 1
2004 6 29 2004 7 1
2004 6 11 2004 7 1
4
QFII
2004 5 11
3
T
T n
T n T
5
2003 9 30
368
500 20
021-58368998
1.5
[2003] 100 2003 9 30 2008 1 2 [2008]6 AEGON International
N.V 51% 49%
2008 7 7 [2008]888 1.2 1.5 2008
9 30 6
LOF
1
1962
1960
1963
Mar van Weede 1965 Forsythe
International N.V.
Imaad Zuberi 1973 Irvine
1958 Paul Revere
1963
7
1964
1954
1959
1974 KPMG Prudential SunLife Everbright
1975
1959
2
3
LOF
3
8
1974 2007 2 6
2004 5 11 2007 2 6
1
2
3
4
5
6
7
8
9
10
11
12
1
2
3
1
2
3
4 ,
9
5
6
7
8 ,
4
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
5
1
2
3
4
10
1
1
2
3
4
5
2
1
2
3
4
5
3
1
2
3
4
5
11
6
4
1
2
3
12
5
1
2
3
4
5
6
7
6
13
55
1984 1 1
334,018,850,026
010-66105799
2008 9 118 30 95%
2008 9 98 10 88 90% QFII QDII 2008 2007 2004 12
1
14
2
3
4
5
6
7
8
9
10
11 15
12
13
14
15
16
17
18
15
19
2007 SAS70 70 SAS70 SAS70
1
2
3
1
2
3 “ ”
16
4
5
6
4
1
2
3
4
5
6
7
5
17
1
2
3
4
18
1
368
500 20
400-678-0099 021 38824536
021 58368886 58368919
021 58368869 58368915
www.xyfunds.com.cn
https://trade.xyfunds.com.cn
400-678-0099 021-38824536
2
1
55
010 66107900
010 66107914
95588
www.icbc.com.cn
2
154
021 52629999
95561
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3
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7088
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95555
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4
25
95533
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5
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95528
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6
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7
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20
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9
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1
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021 68419393-1259
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2
98
021 23219000
021 53858549
4008888001 95553
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3
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400-8888-666
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21
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5
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025 84457777-950 248
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6
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7
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8
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020 87557985
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9
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0351 8686868
www.i618.com.cn
10
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0755 82943511
4008888111 95565
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11
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021-68761616 4008888128
021-68767981
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12
46
0771 96100 0755 82485852
0755 82485852
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13
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021 50367888 40088-88506
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14
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15
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24
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20
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[2004] 27 2004 4 2 2004 4 30 3,282,404,810.93 70,846
2004 5 11
200 5000
20
26
1
2
3
1 9:30-11:30 1:00-3:00
3
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1
2
3
27
4 3
1
2
3
T T+1
T+2
4
, T+7
5 T
T+1
1 5,000 1,000 1,000 500
2 100,000 10,000
3 1,000 1,000
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4 3
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6
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0
2006 10 10 2006 10 13
3 3
29
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2007 5 15 2007 5 18
2
=
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3 T T 1
30
1 T+1 T+2
2 T+1
3 3
1
1
2
3
4
1 4
2
1
2
3
4
20 31
3
1
10%
2
1
2 10%
3
4 20
32
1
2 1
3 1 1
4 3
2006 8 4 2006 8 4
33
2006 8 9 2006 8 4 2006 11 23
34
30% 95% 50% 30% 5
2006 8 2
1
1
2
3
4
5
6
2
1
35
2
3
4
5
6
7
8
3
36
1
2
37
3
4
5
38
80% 15% 300 5%
2005 6 21 80% 15% 300 5%
300 300
1
2
1 10%
2 10%
39
3
3
1
2
3
4
5
6
7
8
9
10
2008 3 2008 9 30
1
%
1
288,741,881.87 13.57
288,741,881.87 13.57
2
1,433,548,468.86 67.40
1,433,548,468.86 67.40
——
3
5,122,908.63 0.24
4
——
——
5
282,803,235.84 13.30
40
6
116,858,086.98 5.49
7
2,127,074,582.18 100.00
2
A
— —
B
19,805,612.39 0.93
C
43,296,368.00 2.04
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8,250,000.00 0.39
C1
— —
C2
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C3
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C4
24,038,368.00 1.13
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— —
C6
— —
C7
1,978,000.00 0.09
C8
9,030,000.00 0.43
C99
— —
D
1,251,283.46 0.06
E
— —
F
4,760,000.00 0.22
G
106,120.00 0.01
H
17,626,030.18 0.83
I
201,896,467.84 9.52
J
— —
K
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L
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— —
288,741,881.87 13.61
3
1 600036
5,059,200 89,143,104.00 4.20
2 601939
14,850,000 70,240,500.00 3.31
3 601628
1,000,000 25,260,000.00 1.19
4 600123
950,639 17,168,540.34 0.81
5 000061
800,000 13,344,000.00 0.63
6 600426
810,000 9,355,500.00 0.44
7 600016
1,751,524 9,037,863.84 0.43
8 600196
1,000,000 9,030,000.00 0.43
9 000895
300,000 8,250,000.00 0.39
41
10 601166
500,000 8,215,000.00 0.39
4
1
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2
480,845,000.00 22.67
3
——
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4
148,619,904.80 7.01
5
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6
804,083,564.06 37.91
7
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8
1,433,548,468.86 67.59
5
( )
1 0801034 08 34 2,500,000 240,400,000.00 11.33
2 110002
2,368,090 224,210,761.20 10.57
3 0801028 08 28 2,000,000 192,360,000.00 9.07
4 110003
1,448,360 140,346,084.00 6.62
5 125709
1,300,000 130,949,000.00 6.17
6
7
( )
1 580026 CWB1 3,135,195 5,122,908.63 0.24
8
1
2
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42
1
1,098,780.49
2
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5
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4
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1 125709
130,949,000.00 6.17
2
110368
45,670,759.20 2.15
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35,648,081.00 1.68
5 110567
34,113,609.60 1.61
6 110598
30,579,536.00 1.44
7 110078
21,556,000.00 1.02
8 128031
18,094,800.00 0.85
9 125960
7,096,275.00 0.33
10 110232
6,481,721.80 0.31
5
43
2004 5 11 2008 9 30
2008 3 -2.60% 0.39% -7.90% 0.75% 5.30% -0.36%
2008 -16.55% 1.17% -34.56% 1.63% 18.01% -0.46%
2007 113.44% 1.22% 99.30% 1.74% 14.14% -0.52%
2006 71.70% 0.72% 52.91% 0.69% 18.79% 0.03%
2005 7.53% 0.49% 4.83% 0.39% 2.70% 0.10%
2004.5.11-2004.12.31 -3.00 0.27 -4.37 0.37 1.37 -0.10 2004.5.11 -2008.9.30
210.68% 0.84% 84.02% 1.10% 126.66% -0.26%
44
1
2
3
4
5
45
1
1
2
3
4
2
1
2
3
46
3
4
5
6
7
4 5 0.25% 0.5%
1
47
2
1
2
3
4
5
6
7
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1
2
48
3
4
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1
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2
49
1
2 3 4
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6
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8
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10
11
12
13
14
15
16
17
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56
3
1
2
3
4
5
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8 57
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10
2 200 2 200
58
IT
1
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1 60 200 60 5,000
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60
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62
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6 ,
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9
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16 15
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7
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5
6
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10
11
12
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14
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1
2
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4
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3
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E-MAIL
trade.xyfunds.com.cn
1
400-678-0099 021-38824536
021-58368868
2
http://www.xyfunds.com.cn
service@xyfunds.com.cn
77
2008 5 11 2008 11 10
1
2008-5-12
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2008-5-14
3
2008-5-14
4
2008-5-14
5
2008-5-14
6
2008-5-19
7
2008-5-24
8
2008-5-28
9
2008-5-27
10
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11
2008-5-30
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2008-6-2
13
2008-6-12
14
2008-6-27
15
2008-6-27
16
2008-6-27
17
2008-6-30
18 2008 2008-7-1
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2008-7-9
78
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2008-7-9
21
2008-7-11
22
2008-7-18
23
2008-7-19
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2008-7-26
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26
2008-9-2
27
2008-9-2
28
2008-9-16
29
2008-9-17
30
2008-9-26
31
2008-9-26
32
2008-10-25
33
2008-10-31
79
1
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5
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2008 12 25
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