II
2008 6 30 2008
6 30I
......................................................................................5
..................................................................................................5
..........................................................................................8
..........................................................................................8
...........................................................................9
................................................................................13
................................................................................................14
.................................................................15
................................................................................15
............................................................................16
.....................................16
........................................................................................18
........................................................................................33
................................................................................34
.................................................................34
............................................................................................34
........................................................................................34
.........................................................................35
................................................................................................35
........................................................................................36
........................................................................................36
................................................................................37 II
........................................................................................38
.................................................................38
................................................................................39
.....................................................................39
.............................................40
................................................................................42
............................................................................................42
............................................................................................43
....................................................................................43
................................................................................................43
............................................................................45
....................................................................................46
....................................................................................46
.....................................................47
........................................................................................................50
........................................................................................................50
........................................................................................................50
........................................................................................................50
................................................................................................51
................................................................................................51
........................................................................................................51
................................................................................................52
........................................................................................................53
.........54
................................................................................................54
.................................................................54
III
................................................................................................61
................................................................................................61
............................................................................................61
................................................................................61
........................................................................................................63
............................................................................................................63
........................................................................................................63
........................................................................................................63
........................................................................................................64
............................................................................................64
....................................................................................64
....................................................................................................65
................................................................................................65
................................................................................66
................................................................................66
................................................................................67
................................................................................68
........................................................................................................69
................................................................................................70
........................................................................................................70
....................................................................................................71
........................................................................................................71
............................................................................................72
.........................................................................73 IV
........................................................................................................74
........................................................................................................74
....................................................................................................75
........................................................................................75
........................................................................................................75
........................................................................................................76
................................................................................................76
................................................................................................77
............................................................................................78
............................................................................................78
............................................................................80
............................................................................84
.....................................................................86
....................................................................................87
................................................................................95
....................................................................................................96
.........................................................................96
............................................................................................97
.....................................98
................................................................................................99
..................................................................................101
.......................................................................103
..................................................................................103
..............................................................................103
V
1
2
2004 2004 73
2005 1 4 2005 1 25 2006 7 18 A B4
110016
5
1
428 4001
189 27 28
[2001]4
2001 4 17
12,000
400 881 8088
2
1/4
1/4
1/4
1/12
100%
19586
2008
1
1963
1957
1963 53011 53061
1970
1964
1933 1991 2 1994
4
1962 CALGARY EMBA
19637
1963
1960
1971
1969
1970 2001 10
8
19
2 3 4 1 2 3
4
10
11
12
13
14
2008 1990 500 2004 2007 2007 1000 9 2007 2007 2007 Universum
15
16
17
18
19
www.icbc.com.cn 188
021 58781234
021 58408483
95559
www.bankcomm.com
com 5047
Frank N.Newman
95501
www.sdb.com.cn
20
www.spdb.com.cn 168
168
021-962888
021-68476111
021-68475888
www.bankofbeijing.com.cn 21
www.chinastock.com.cn 22
www.sw2000.com.cn :www.newone.com.cn 23
www.csc108.com
24
www.dfzq.com.cn 200 39
4006208888 25
021-50372474
www.bocichina.com.cn
26
63 12
400-888-1551
021-68865680
021-68634518
www.xcsc.com
7088 40-42
0755-83199511
0755-83199545
0755-83199511
27
232 16
029-87419999
029-87406387
029-87406172
0551-5161671
0551-5161672
0551-5161671
www.i618.com.cn 28
www.dwzq.com.cn 38
15 11
0371-967218
0371-65585670
0371-65585670
www.ccnew.com http://www.nesc.cn www.ctsec.com29
2222 34 28 A02
0755-82825555
0755-23982898
0755-23982962
http://www.axzq.com.cn
020-
020-
020 37865026
www.wlzq.com.cn 11 A
11 A
0571-96598
0571-85783771
0571-85783715
30
www.zxwt.com.cn
www.dgzq.com.cn31
www.jyzq.cn
www.gzs.com.cn 32
www.firstcapital.com.cn 29
3
022 28455588
022 28451892
022 28451861
www.hx168.com.cn
33
34
1
2 35
17 2006 7 18 A B
110016 A B
A B
0.33% 0.33%
0.10% 0.10%
0.25% 0.01%
1000
50000 1000
1000 10 36
110006 110016
A 1000 A B
B 1000 B A
37
38
A
A39
1
10%
2
1
2 10%40
3 3
4 ( ) 20
1
1
2
3
4
5
1
2
3
2
1
2
341
4
3
4
1
1 1
3 42
17
6
7 “ ”43
B 1000
44
0-364 365-729 730 45
E www.efunds.com.cn
1.00 46
A A A 50
47
1
1
2
3
4
5
2
1
2
3
4
5
3
4
48
49
50
397 397
51
1 ×
, 52
8
?
∑∑ × × ×
53
1
2
3
4
5
654
7
8 AAA
9
55
56
57
58
59
60
61
1
2
3
4
5
6
7
8
62
63
64
65
1.00 15 1 0.01
766
1
2
=[ / ] 10000
4
365 /10000 100%
Ri i …… 7
67
1
0.33
= × ÷
0.10%
= × ÷
68
2006 7 18
R
R
4 1. 4 7
3.
4.
1.
2.
69
3.
4.
5.
70
71
72
73
74
180
75
( )
76
77
78
79
80
1
81
2
1
2
3
4 82
5
6 ,
7
8
9
10
11
12
13 83
14
15
16
17
18
19
20 15
21
22
23
24
25 84
26
27
28
1
1
2
3 ,
4
5
2
85
86
1 1
2
3
4
5 87
6
7
8
9
10 2 1
2
3
4
5
6
1
2 88
1
1
2
3
4
5
6
7
8
9 10 10
10
2
1
2
3
4
5 89
3
1
2 3 10 10 10 10 10 10 10 10
4
90
1
2
3
4
5
6
5
1
1
2
91
2
1
2
3
4 50
6
1
1 2 10% ( 10%) 92
3 10 10
4
2
1)
, , , ,
, 50% ( 50%)
( ) ( )
2
7
1 93
2
1
50
2
2
3 4
5
6
8 94
1
1) , ,
2)
3) , , , ,
2
, ,
9
95
1
1
2
1
2
3
3
2
96
1
2 60
3 60
97
98
1. 2. 99
100
101
102
103
104
400 881 8088 http://www.efunds.com.cn
105
106
107
