1
2007
2007 1 1 2007 6 30
2007 8 28
2
——
2007
8 20
3
.............................................................................................................................3
.........................................................................................5
.........................................................................................................................7
.........................................................................................................................9
...........................................................................................10
...................................................................................................................24
.......................................................................................................27
...........................................................................................................27
...................................................................................................................27
...................................................................................................................30
A A
B B
A 519518
B 519517
2006 3 23
353,707,655.01
A 130,747,504.70
B 222,960,150.31
4
1
288 6 538
99 21
200120
021-28932888
021-28932998
service@99fund.com
500
12
200120
021-61618888
021-6360
zhouqz@spdb.com.cn
http://www.99fund.com
5
99 21
27 22
2007 5 22 A B A B A 0.25 B 0.01 A A B
1 2 3 4 1.1214 5 2.5813
1
1 2 3 4 (1) (3) (2) (4)
0.2257% 0.0045% 0.2012% 0.0000% 0.0245% 0.0045%
1 0.2456% 0.0045% 0.2012% 0.0000% 0.0444% 0.0045% 6
0.6293% 0.0038% 0.5819% 0.0003% 0.0474% 0.0035%
3
1.1214% 0.0042% 1.0873% 0.0005% 0.0341% 0.0037%
6
2.0832% 0.0041% 2.0853% 0.0005% -0.0021% 0.0036%
1
2.5813% 0.0044% 2.5838% 0.0005% -0.0025% 0.0039%
0.3107% 0.0040% 0.2683% 0.0000% 0.0424% 0.0040%
2 A 2006.3.23-2007.6.30
3 B 2007.5.22-2007.6.30
7
1
2005 5 2005 2 3 1 2007 6 30
2
13 2005 4
1
CPI 6 2 2.80%
3.09% 29 CPI 8
3 7
2
2007 1 1 2007 6 30 A 1.1214% 1.8073% 2007
5 22 2007 6 30 B 0.3107% 0.2683%
9
2004 “ ”
2007
2007 10
2007 6 30 2006 12 31
1 1,706,777.94 314,537.58
250,000.00 250,000.00
2 850,916.32 5,478,445.31
6,572,702.59 0
00
393,491,508.02 761,217,102.06
393,491,508.02 761,217,102.06
402,871,904.87 767,260,084.95
16,539,337.99 729,206.09
13,272.30 3,282.44
116,763.55 169,579.99
35,382.90 51,387.87
32,485.02 128,469.72
-3,235.00 0
3 4,469.61 17,398.38
606,208.28 810,390.15
4 1,136,873.33 289,848.85 11
30,380,000.00 44,100,000.00
5 302,691.88 354,500.00
49,164,249.86 46,654,063.49
6 353,707,655.01 720,606,021.46
353,707,655.01 720,606,021.46
402,871,904.87
767,260,084.95
2006 3 23 2006 6
30
7,723,373.9417,981,300.38
7 -707,292.89 3,623,386.78
6,731,266.8712,095,668.87
467,231.46 2,039,258.93
1,232,168.50 222,155.13
8 0.00 830.67
2,113,633.936,321,882.16
835,833.50 2,170,443.25
253,282.75 657,710.01
562,359.651,644,275.10
174,363.40 1,528,378.79
9 287,794.63321,075.01
178,520.3095,070.00
39,671.5828,169.00
5,609,740.0111,659,418.22
00
00
12
2006 3 23 2006 6 30
5,609,740.01 11,659,418.22
0.00
0.00
5,609,740.01 11,659,418.22
5,609,740.01
11,659,418.22
0.00
2006 3 23
2006 6 30
720,606,021.46 4,104,914,022.13
5,609,740.01
11,659,418.22
5,609,740.01 11,659,418.22
1,850,943,962.45 1,472,586,388.20
4,562,339.73 7,994,392.28
2,217,842,328.90 -4,534,388,054.65
-366,898,366.45
-3,061,801,666.45
5,609,740.01
11,659,418.22
353,707,655.01 1,043,112,355.68
13
“ ” “ ” [2006]2 2006 3 23 4,104,914,022.13
2007 5 22 500 A B 500 A 500 B A 500 500 A B 500 B A B 2007 5 23 B 2007 5 18
(a)
3 3 5
(b)
1 1 12 31 2007 1 1 2007 6 30
14
(c)
(d)
(e)
0.25%
(f)
(g)
(h)
/( ) /( ) 15
(i)
0.33%
0.1%
2007 5 22 0.25% A B 0.01
(j)
1.00
(k)
A B B 2007 5 23 B A B
16
0.01 3
(l)
(m)
(n)
[2002]128 [2004]78
(a)
17
(b) 2004 1 1
(c) 20%
1
2007 6 30
1,706,777.94
0.00
1,706,777.94
2
2007 6 30
16,242.68
0.00
832,885.48
1,788.16
850,916.32
2007 6 21
3
2007 6 30
4,469.61
4,469.61
4
2007 6 30
250,000.00
348,000.00
10,590.00
7,648.29
520,635.04
1,136,873.33
5
2007 6 30
119,671.58
178,520.30
18
4,500.00
302,691.88
2006 8 2007 7 9 2006
6
2007 5 22 500 A B 500 A 500 B 422,758,458.79 A 167,947,520.57 B 254,810,938.22
7
2007 1 1 2007 6 30
3,145,720,590.55
3,126,181,900.89
19,897,982.55
348,000.00
-707,292.89
2007 1 1 2007 5 22
720,606,021.46
1,145,981,761.35
4,162,939.99
173,337.92
1,444,002,661.94
422,758,458.79
2007 5 23 2007
6 30
A B
167,947,520.57254,810,938.22
177,417,575.94206,361,862.26
200,885.98 198,513.76
161,583,017.59291,254,713.50
6,668,623.38
B A
6,661,137.97
59,703,201.30
A B
59,703,197.60
130,747,504.70222,960,150.31
19
8
9
2007 1 1 2007 6 30
39,671.58
178,520.30
14,699.62
24,920.00
16,699.78
4,283.35
9,000.00
287,794.63
10
5,609,740.01
2007 1 1 2007 5 22
810,390.15
4,360,985.57
4,162,939.99
706,184.74
173,337.92
128,913.07
2007 5 23 2007 6 30
A B
119,210.19 9,702.88
413,590.58 835,163.86
200,885.98 198,513.76
99,288.62 265,281.76
B A 7,485.41
A B 3.70
20
232,622.47 373,585.81
1
2
2007 1 1 2007 6 30
685,300,000.00 100 -3,426.50 100
2006 3 23 2006 6 30
3
2007 1 1 2007 6 30
2006 3 23 2006 6 30
39, 340,000.00
4
1
A 0.33%
H=E×0.33%÷
H
E
B
21
2007 1 1 2007 6 30 835,833.50 719,069.95 116,763.55
2006 3 23 2006 6 30
2,170,443.25 1,758,065.10 412,378.15
2
A 0.10%
H=E×0.10%÷
H
E
B
2007 1 1 2007 6 30 253,282.75 217,899.85 35,382.90
2006 3 23 2006 6 30
657,710.01 532,746.91 124,963.10
5
A 2007 5 22 0.25 2007 5 22 A B 0.25 0.01
A 0.25%
22
H=E×0.25%÷
H
E
B 0.01%
H=E×0.01%÷
H
E
B
168,252.15
705,371.26 299,761.72
592,170.09 13,878.88
107,067.59 481,892.75 1,404,608.94 6
2007 6 30 2006 6 30
1,706,777.94 548,188,169.66
23
2007 1 1 2007 6 30
2006 3 23 ( ) 2006 6 30
443,250.69 2,039,258.93
7
(1)
A
2007 1 1 2007 6 30
50,000,000.00
/ 0
51,740.00
50,051,740.00
0
0
/ 0
0
2
2007 6 30
( )
( )
310,000 30,822,307.43 2007-7-2
2007 7 1
24
393,491,508.02 97.67%
0.00 0.00 0.00 0.00%
1,706,777.94 0.42%
7,673,618.91 1.91%
402,871,904.87 100.00%
3,509,640,000.00 3.33%
00.00 0.00%
30,380,000.00 8.59%
00.00 0.00%
20
1
90
181
19
180
25
2
0.55% 8.59%
5.68% 0.00%
95.69% 0.00%
16.98% 0.00%
1.40% 0.00%
1.40% 0.00%
8.48% 0.00%
111.80% 8.59%
1
( )
1
0.00 0.00%
60,065,779.49 15.26%
2
60,065,779.49 15.26%
3
278,381,143.25 70.75%
4
55,044,585.28 13.99%
5
0.00 0.00%
393,491,508.02 100.00%
397
65,027,037.71
16.53%
2
07 61 2,500,000 0.00 248,566,995.37 70.27% 05 07 600,000 0.00 60,065,779.49 16.98% 06 70 300,000 0.00 29,814,147.88 8.43% 06 CP02 200,000 0.00 20,104,870.91 5.68% 26
07 CP01 200,000 0.00 19,969,826.68 5.65% 07 CP01 100,000 0.00 10,008,629.47 2.83% 06 50,000 0.00 4,961,258.22 1.40%
0.5 0
0.25 -0.5% 0
0.02%
-0.15%
0.08%
1
2 397 397 20%
3
4
250,000.00
850,916.32
6,572,702.59
0.00
0.00
27
0.00
7,673,618.91
5
2007 6 30
2733 47,840.29
33,214,064.58 25.40% 97,533,440.12 74.60%
9 24,773,350.03 200,103,474.32 89.75% 22,856,675.99 10.25%
A
B
1
4,104,914,022.13
2
720,606,021.46
3
1,330,067,960.67 520,876,001.78
4
1,919,926,477.43 297,915,851.47
5
130,747,504.70 222,960,150.31
1 2007 1 8
2 2007 4 19 2007 Jeffrey R. Williams Joseph W. Chow
28
5,609,740.01 A 4,764,873.27 B
844,866.74
1
2 685,300,000.00100% -3,426.50 100%
2
A
B
a
b
c
d
e
C
a b c d
29
30
99 21
www.99fund.com
2007 8 28
