2006 3 27
-- 2006 3 13
............................................... 4
............... 5
............................................. 8
............................................ 11
.............................................. 12
.......................................... 13
2005 12 31 ............. 31
........................ 39
.......................................... 40
.......................................... 46
184719
2002 6 13
800,000,000
15 1993 2 5 2008 2 4
2002 9 2
1.
2.
(1)
(2)
(3)
Value Price
80% 20%
UBS SDIC Fund Management Company Limited
518048
(0755) 82904167
(0755) 82904010
Riqing.su@ubssdic.com
55
100032
(010)66106912
(010)66106904
custody@icbc.com.cn
http://www.ubssdic.com
B 11
2005 2004 2003
1
-16,111,675.16 118,010,105.59 -2,176,220.46
2
-0.0201 0.1475 -0.0027
3
-3,410,370.00 118,941,298.96 8,931,193.37
4
-0.0043 0.1487 0.0112
5
847,757,380.61 938,340,915.12 1,034,887,590.97
6
1.0597 1.1729 1.2936
7
-1.88% 11.73% -0.24%
8
1.65% -8.70% 30.31%
9
18.23% 16.31% 27.39%
2001 8 22 ( )
1.
3 1.98% 1.28% 0.44% 1.61% 1.54% -0.33%
6 6.95% 1.50% 6.38% 1.80% 0.57% -0.30%
1 1.65% 2.10% -3.40% 2.18% 5.05% -0.08%
3 20.94% 2.31% -9.38% 2.12% 30.32% 0.19%
16.04% 2.13% -16.95% 2.17% 32.99% -0.04%
2.
-30%
-20%
-10%
0%
10%
20%
30%
40%
50%
2002-6-13 2002-12-15 2003-6-18 2003-12-20 2004-6-22 2004-12-24 2005-6-27 2005-12-29
3.
-20%
-10%
0%
10%
20%
30%
40%
2003 2004 2005
10
2003
2004 0.100 2004 4 7 10 0.10
2005 1.328 2005 4 29 10 1.328
1.428
2002 6 13 1 49% UBS AG 48 , 30 2005 12
2004 5 2004 7
1 2005
2005 2004 1266.5 2005 1161.06 8.33%
2005 2005
2 2005
2004 12 31 1.1729 2005 2004 0.1328 2005 12 31 1.0597 1.65%
2005
3 2006
2006
3G
2005
2005
2005
2006 3 13
(2006) 214
:
2006 3 13
2005 12 31
8,827,228.57
97,656,012.07
700,149.22
-
1,098,780.49
500,000.00
781,199.74
11,174,111.47
-
-
1
2,780,054.65
1,770,917.05
-
-
-
-
652,445,368.46
590,129,890.10
603,959,945.74
562,825,265.67
187,425,164.40
243,962,253.57
184,742,836.51
251,867,261.84
-
-
-
-
-
-
-
-
-
-
854,057,945.53
945,193,184.26
2005 12 31
3,051,842.59
4,002,301.86
-
-
-
-
1,032,554.41
1,207,368.80
172,092.41
201,228.13
2
494,054.11
425,095.55
-
-
-
-
618,721.40
584,974.80
3
846,800.00
346,800.00
-
-
-
-
4
84,500.00
84,500.00
-
-
6,300,564.92
6,852,269.14
5
800,000,000.00
800,000,000.00
6
51,167,750.61
19,399,616.16
(3,410,370.00)
118,941,298.96
847,757,380.61
938,340,915.12
854,057,945.53
945,193,184.26
1.0597
1.1729
(
2005
1
7
(23,989,112.93)
121,089,663.57
2
8
616,924.84
30,475.39
3
9
4,778,655.83
-
4
5,373,043.81
6,617,963.80
5
588,290.56
588,399.27
6
12,383,720.38
10,530,938.14
7
-
-
8
10
7,011.35
184,584.13
(241,466.16)
139,042,024.30
1
12,876,104.29
15,128,019.31
2
2,146,017.45
2,521,336.51
3
73,277.00
2,883,525.24
4
-
-
5
11
774,810.26
499,037.65
60,000.00
60,000.00
300,000.00
300,000.00
80,000.00
80,000.00
15,870,209.00
21,031,918.71
(16,111,675.16)
118,010,105.59
31,768,134.45
(206,556,781.44)
15,656,459.29
(88,546,675.85)
(
2005
(16,111,675.16)
118,010,105.59
118,941,298.96
8,931,193.37
-
-
102,829,623.80
126,941,298.96
12
106,239,993.80
8,000,000.00
(3,410,370.00)
118,941,298.96
(
2005
938,340,915.12
1,034,887,590.97
(16,111,675.16)
118,010,105.59
31,768,134.45
(206,556,781.44)
15,656,459.29
(88,546,675.85)
-
-
-
-
-
-
(106,239,993.80)
(8,000,000.00)
847,757,380.61
938,340,915.12
(
2005
.
2002 54 2002 6 13 436,107,000
2002 54 2002 9 2 5 2008 2 4
2002 9 25 8 1.125% 900 2002 10 16
.
2
.
(1).
1 1 12 31
(2).
(3).
(4).
2005 12 31 2005 12 30
B-S
(5).
,
a.
b.
1 1
(6).
a.
b.
c.
(7).
(8).
1 1
(9).
A. :
B. :
C.
D.
E.
F.
G.
H.
I.
(10).
A 1.5%
B 0.25%
C
D.
(11).
90%
(12).
A
1998 55 2001 61 2004 78 2004 1 1
B
1998 55 2004 78 2004 1 1
2005 103
C
0.2% 2005 11 2005
1 24 0.1%
2005 103
D
1998 55 20%
2005 102 2005 107 2005 6 13 50%
2005 103
.
1.
2,770.94 40,073.08
2,777,283.71 1,730,843.97
2,780,054.65 1,770,917.05
2.
--- 119,744.57
117,908.44 131,288.89
82,025.52
---
39,983.48 9,381.26
50,913.00 24,423.22
35,717.25
---
122,421.91 140,257.61
45,084.51
---
494,054.11 425,095.55
3.
96,800.00
96,800.00
250,000.00
250,000.00
250,000.00
---
250,000.00
---
846,800.00
346,800.00
4.
80,000.00 80,000.00
4,500.00 4,500.00
84,500.00 84,500.00
5.
791,000,000 791,000,000.00 791,000,000 791,000,000.00
9,000,000 9,000,000.00 9,000,000 9,000,000.00
800,000,000 800,000,000.00 800,000,000 800,000,000.00
436,107,000.00 1.00 2001 B-090 2001 116
[2002]54 800,000,000.00 1.00 2002 081
6.
- 48,485,422.72 27,304,624.43
- 2,682,327.89 (7,905,008.27)
51,167,750.61 19,399,616.16
*
4,078,647.11
7.
960,951,790.10 1,321,700,870.09
984,136,732.85 1,199,503,484.86
804,170.18 1,107,721.66
(23,989,112.93) 121,089,663.57
8.
121,620,024.56 65,359,175.16
119,495,688.79 64,491,105.87
1,507,410.93 837,593.90
616,924.84 30,475.39
9.
4,778,655.83 ---
--- ---
--- ---
4,778,655.83 ---
10.
--- 74,398.21
7,011.35 110,185.92
7,011.35 184,584.13
11.
60,000.00 60,000.00
18,000.00 18,000.00
80,000.00 80,000.00
875.86 17,307.65
300,000.00 300,000.00
315,134.40 23,730.00
800.00
---
774,810.26 499,037.65
12.
2005 4 28 ( )
106,239,993.80
106,239,993.80
.
1.
2005 6 7
2005 6 7
UBS AG
2005 6 8
2.
1
1.
146,910,638.86 7.49% 399,314,804.16 17.80%
146,910,638.86 7.49% 399,314,804.16 17.80%
2.
13,271,208.73 8.03% 13,408,099.10 10.03%
13,271,208.73 8.03% 13,408,099.10 10.03%
3.
--- ---140,000,000.00 17.39%
--- --- 140,000,000.00 17.39%
4.
114,958.69 7.29% 311,894.43 17.32%
114,958.69 7.29% 311,894.43 17.32%
*
**
2
( )
12,876,104.29 15,128,019.31 1.5%
( )
2,146,017.45 2,521,336.51 2.5
15,022,121.7417,649,355.82
3
4
( )*
5,000,000.00 --- --- 5,000,000.00 0.625%
4,000,000.00 --- --- 4,000,000.00 0.500%
* 2002 9 25 500
**
5
8,827,228.57 97,656,012.17
6
572,014.26 588,399.27
.
2005 12 31
000069 A 2005 12 19 2006 1 6
11.14
560,821 12.70
7,122,426.70
600036
2005 12 19 2006 1 4
7.23
1,779,910 6.61
11,765,205.10
110036 * 2005 12 19 2006 1 4
117.00
85,600 106.63
9,127,528.00
600754
2005 12 6 2006 1 23
7.20
1,483,120 7.87
11,672,154.40
*
.
.
.
1
2
3 2005 9 1
4
5 2005
6
[2005]45 [2005]0066 [2005]509 UBS AG 4% 45% 51% UBS AG 49% UBS SDIC FUND MANAGEMENT CO.LTD 2005 6 8 2005 6 10
7
2005
( [2005]44 )
2005 136
44
43
55 ( ) , ( )
50 UBS ( )
48
35
60 ( )
44
43
1965 Sheffield , CPA ACCA 1988 1990 1990 1995 1995 2001 2001
UBS AG
1966 1988 7 1991 11 1991 11 1996 11 1996 11 2004 8
2004 8
2005 6 18 2005 8 19
8
1
2005-8
2
2005-6
3
2005-9
9
2005 10 28
1
2005-10-28
2
2005-10-28
3
2005-10-28
2005 12 31
% 652,445,368.46 76.39
187,425,164.40 21.95
9,527,377.79 1.12
4,660,034.88 0.55
854,057,945.53 100.00
%
A
B
71,547,907.64 8.44
C
247,429,081.10 29.19
C0
133,041,970.59 15.69
C1
9,684,565.66 1.14
C2
C3
C4
16,913,613.83 2.00
C5
3,235,100.00 0.38
C6
8,766,113.36 1.04
C7
36,084,540.43 4.26
C8
39,703,177.23 4.68
C99
D 30,086,817.44 3.55
E
F
59,504,841.98 7.02
G
82,354,471.09 9.71
H
53,765,624.58 6.34
I
24,299,920.82 2.87
J
50,867,472.51 6.00
K
26,021,733.30 3.07
L
M
6,567,498.00 0.77
652,445,368.46 76.96
%
1
000063 G
1,914,53853,396,464.82
6.30
2
000568 G
11,163,777 48,562,429.95
5.73
3
600028
10,040,152 47,088,312.88
5.55
4
600694
2,084,05535,845,746.00
4.23
5
600519
672,40030,728,680.00
3.62
6
600316
2,887,87727,694,740.43
3.27
7
000002 G
5,950,00026,358,500.00
3.11
8
600050
8,999,86725,289,626.27
2.98
9
600887
1,718,09925,221,693.32
2.98
10
000869
836,87818,779,542.32
2.22
11
600009
1,219,22118,020,086.38
2.13
12
600361 G
1,945,69817,919,878.58
2.11
13
000024
1,262,48714,808,972.51
1.75
14
600795
2,321,12214,553,434.94
1.72
15
000792
1,237,00414,522,426.96
1.71
16
000538
678,82814,017,798.20
1.65
17
600004 G
1,900,00012,882,000.00
1.52
18
600018 G
1,111,25612,612,755.60
1.49
19
000027
1,832,75712,591,040.59
1.49
20
600276
816,14512,136,076.15
1.43
21
600036
1,779,91011,765,205.10
1.39
22
600754
1,483,12011,672,154.40
1.38
23
600085 G
800,00011,176,000.00
1.32
24
000983 G
1,928,60510,954,476.40
1.29
25
000858
1,299,950 9,749,625.00
1.15
26
000402
1,000,000 9,700,000.00
1.14
27
600510
2,385,361 9,684,565.66
1.14
28
600016 G
2,155,311 8,793,668.88
1.04
29
600019 G
2,143,304 8,766,113.36
1.03
30
600183
1,180,000 8,389,800.00
0.99
31
600123
716,3488,144,876.76
0.96
32
600054
780,4707,227,152.20
0.85
33
000069
560,8217,122,426.70
0.84
34
600415
197,4006,567,498.00
0.77
35
600033
800,0005,840,000.00
0.69
36
600269
600,0005,382,000.00
0.63
37
600583
207,5205,360,241.60
0.63
38
600012
800,0004,768,000.00
0.56
39
600000
380,9623,741,046.84
0.44
40
600410
149,0003,668,380.00
0.43
41
002025
110,0003,235,100.00
0.38
42
600011
491,2092,942,341.91
0.35
43
600636
236,5172,391,186.87
0.28
44
600332
380,3372,373,302.88
0.28
83,158,306 652,445,368.46
76.96
2005
1 2%
% 1 000039
48,724,099.94 5.19
2 600050
48,667,268.70 5.19
3 000063 G
44,867,752.85 4.78
4 000568 G
40,859,371.66 4.35
5 600028
34,568,103.44 3.68
6 600519
34,077,530.90 3.63
7 600887
31,426,187.17 3.35
8 000983 G
31,155,253.07 3.32
9 600026 G
30,884,800.56 3.29
10 000002 G
30,689,971.17 3.27
11 600316
29,387,672.57 3.13
12 000792
28,927,267.37 3.08
13 600019 G
28,812,027.65 3.07
14 600694
27,582,835.89 2.94
15 600085 G
22,402,775.52 2.39
16 600309
20,419,092.73 2.18
17 600660
19,039,089.50 2.03
18 000869
18,998,017.58 2.02
19 600900 G
16,795,310.82 1.79
20 600361 G
16,449,052.74 1.75
604,733,481.83 64.45
2 2%
% 1 600009
91,172,124.84 9.72
2 000088
87,357,384.84 9.31
3 600900 G
57,560,238.05 6.13
4 600050
54,391,465.67 5.80
5 000063 G
44,706,519.47 4.76
6 600019 G
43,495,201.03 4.64
7 000039
41,726,081.14 4.45
8 000027
38,260,435.30 4.08
9 600267
28,347,330.94 3.02
10 600018 G
27,768,800.72 2.96
11 600026 G
25,469,864.58 2.71
12 000866
24,498,476.78 2.61
13 600016 G
22,715,475.27 2.42
14 600309
19,394,498.03 2.07
15 600660
17,650,841.52 1.88
16 000983 G
17,611,819.99 1.88
17 600320
17,008,797.06 1.81
18 600005 G
13,883,841.38 1.48
19 000792
13,785,143.56 1.47
20 600011
13,526,407.17 1.44
700,330,747.34 74.64
3
2005 1,029,350,060.03
960,951,790.10
%
1 02(14) 65,453,586.60 7.72
2 20(4) 37,318,200.00 4.40
%
178,297,636.40 21.03
9,127,528.00 1.08
187,425,164.40 22.11
3 20(10) 31,182,900.00 3.68
4 04(5) 27,784,049.80 3.28
5 05(2) 14,701,500.00 1.73
1.
2.
3.
2,780,054.65
1,098,780.49
781,199.74
4,660,034.88
4.
5.
1 JTB1 593,714 593,714 807,388.48
2 JTB1 665,000 665,000 1,012,051.57
3 JTP1 665,000 665,000 1,183,608.28
4 HRP1 2,200,000 2,200,000 1,775,607.50
%
1 110036
9,127,528.00 1.08
2005-12-31
( )
%
1
75,940,466 9.49
2
72,779,503 9.10
3
72,670,157 9.08
4
44,141,080 5.52
5
MORGAN STANLEY & CO.
INTERNATIONAL LIMITED
32,839,192
4.10
6
CITIGROUP GLOBAL MARKETS LIMITED 30,982,484
3.87
7
26,712,560
3.34
8
26,646,709
3.33
9
23,622,275
2.95
10
13,871,464
1.73
100
59077 13542 561,021,76170.13% 238,978,239 29.87%
[2005]45 [2005]0066 [2005]509 UBS AG 4% 45% 51% UBS AG 49% UBS SDIC
FUND MANAGEMENT CO.LTD 2005 6 10
2005
( [2005]44 )
2005 136
44
43
55 ( ) , ( )
50 UBS ( )
48
35
60 ( )
44
43
1965 Sheffield , CPA ACCA 1988 1990
1990 1995 1995 2001 2001 UBS AG
1966 1988 7 1991 11 1991 11 1996 11 1996 11 2004 8 2004 8
2005 6 18 2005 8 19
2005 7
27
1
1
2005-8
2
2005-6
3
2005-9
2
2005 10 28
1
2005-10-28
2
2005-10-28
3
2005-10-28
[2005]138 2005 9 1
[2005]96 2002 9 25 500 0.625
1
2005-04-29 0.1328 106,239,993.80
0.1328 106,239,993.80
* : 106,240,000.00 , 6.20 , 106,239,993.80
4 80,000
1.
2.
3.
1 1 2
1 1 2
1 -- 1
1 -- 1
1 -- 1
1 1 2
1 -- 1
-- 1 1
7 4 11
495,801,584.60 25.28%
429,224,329.74 21.89%
395,352,725.69 20.16%
211,886,436.70 10.81%
146,910,638.86 7.49%
123,392,252.10 6.29%
91,803,167.86 4.68%
66,738,807.34 3.40%
1,961,109,942.89 100.00%
4.
70,100,000.00 50.04%
70,000,000.00 49.96%
140,100,000.00 100.00%
5.
405,187.86 25.69%
351,534.79 22.29%
309,366.69 19.62%
165,803.52 10.51%
114,958.69 7.29%
101,018.36 6.41%
74,488.27 4.72%
54,726.09 3.47%
1,577,084.27 100.00%
6.
82,874,159,59 50.16%
43,106,077.79 26.09%
16,002,170.20 9.68%
13,271,208.73 8.03%
8,884,894.07 5.38%
1,071,813.60 0.65%
10,424.00 0.01%
165,220,747.98 100.00%
( ) [2002]54
( )
( )
( )
( )
( ) 2005
http://www.ubssdic.com
