0
1
2004 6 11 [2004]84
2
...........................................................................................................8
...........................................................................................................8
...............................................................................................11
...............................................................................................17
............................................................................................19
..................................................................................21
..................................................................................22
.........................................................................................24
...............................................................................24
..................................................................................29
........................................30
........................................................31
............................................................................................32
............................................................................................35
...............................................................................................35
.........................................................................................36
..................................................................................38
..................................................................................39
..................................................................................40
.....................................................................................40
............................................................................................43
..............................................45
............................................................................46
.....................................................................58
............................................................................64
..................................................................................65
...............................................................66
............................................................................................66
3
1.00
1.3%
M
M 100 1.3%
100 M 1000 1.0%
M 1000 0.5%
1000 5000 1000 1000 1000 1000
3
1.5%
M
M 100 1.5%
100 M 1000 1.2%
M 1000 0.6%
0.5% 25%
1000
1,000
4
100
4 50%
2004 8 15
5
A
85% 10% 5% 40%
95% 0% 50% 5% 10% 65%
6
1
95%
2
PEG PEG
65%
3
7
Benchmark
85% 15%
8
2003 10 28 2004 6 1 2004 6 29 2004
7 1 2004 6 11 2004
7 1 2004
8 17 2004 8 17
,
2003 10 28 2004 6 1
9
2004 6 29 2004 7 1
2004 6 29 2004 7 1
2004 6 11 2004 7 1
2004 8 17 2004 8 17
3
10
T
T+n
T n T
/
11
4009
1998 3 6
1
0755 82912000
0755 82912948
[1998]4 2000 [2000]78 1 45% 30% 15% 10%
1
898
12
2
13
3
4
1961 1983 1988 2002
5
1
2
3
4
5
6
7
8
9
10
11
12
14
1
2
1
2
3
4
5
3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
1
2
3
4
15
5
6
7
8
1
2
3
4
1
2
16
3
1
2
3
17
55
1984 1 1
1710.24
010-66106912
1
2
3
1
2
18
3
4
5
6
4
5
1
2
3
4
6
1
2
3
4
19
1
1
4009
0755 82912592
0755 82913232
2
19 17 B1702
010 66573399
010 66573868
3
528 19 1901
021 68817000
021 68817654
4
206 16 E1
20
028 86520536/0785
028 86520265
2
55
010 66107911
010 66107914
27 23
0755 82084015
0755 82084010
402 511
0755 83205718 13602620622
0755 83203576
A 17
010 66212132 13901029662
010 66212110
21
2004 6
11 [2004]84
1 3
2
3
1
2
1.3%
M
M 100 1.3%
100 M 1000 1.0%
M 1000 0.5%
T T+2
22
1000 5000 1000
0.01
= / 1
= / 1
= /
10 1.3% 50
= 100,000/ 1 1.3% 1.3% = 1,283.32
= 100,000/ 1 1.3% = 98,716.68
= 98,716.68 50 /1.00 = 98,766.68
2004 6
11 [2004]84
1 3
2
3
23
1000 1000 1000
1
1
/
10 1.3% 1.3% 50
1.00
1.00 100,000 1 1.3% 101,300
1.00 100,000 0.013 1300
1.00 100,000 100,000
50 / 1.00 50
10 101,300 1300 50
24
2 200
1
2 30
200 5000 20
1
2
3
1
25
2
3
4
1
2 T T+2
3 T+7
1 1000
2 1000
3
4
5
1 1.5%
M
M 100 1.5%
100 M 1000 1.2%
M 1000 0.6%
2 0.5%
3 3
26
25%
1
= / 1
= / 1
=
/
10 1.0168
100,000
NAV 1.0168
100,000/ 1 1.5% 1.5% =1,477.83
100,000/ 1 1.5% = 98,522.17
98,522.17/1.0168 = 96,894.34
2
=
=
1 1.0568
10,000
NAV 1.0568
10,000 1.0568 0.5% =52.84
10,000 1.0568– 52.84 = 10,515.16
3
T+1 T+2 T+1
3
27
1
1
2
3
4
5
6
1 5
6
2
1
2
3
4
5
6
28
1
10%
2
1
2 10%
3 3
20
1
3
29
3
1
2 10%
3 100
3 0.001
4
T T+1 T+1
T T
1 20 1000
2 20 2
3
4
30
1
2
3
4
1
2
31
1
2
3
1
2
3
4
5 T T+2
6
1
2 R-2 R R
3
32
3
85% 15%
A
85% 10% 5% 40%
95% 0% 50% 5% 10% 65%
33
1
95%
2
PEG
34
PEG
65%
3
1
1
2
3
2
1
2
3
4
5
3
1 10%
2 10%
3
4
5
35
1 ,
2 ,
3
4
1
2
3
4
5
6
7
8
9
36
1
2
3
1
2
3
4
5
37
6
7
8 1 7
9
1
2
0.5%
1
2
3 10
4
1
2
38
1
2
3
4
1
2 4 50%
3
4
5
6 3 4
7
8
39
1
2
3
4
5
6
7
1
1.5%
H E 1.5%
H
E
2
0.25%
H E 0.25%
H
E
3 3 7
3
40
1
2 1 1 12 31 3
3
4
5
6
7
1
2
3
3
41
42
1
2
3
4
5
6
7 ;
8
9
10
11
12
13 ,
14
15
16
17
18
19
20
21
22
23
24
25
26
43
,
1
2
3
4
5
44
6
7
8
9
1
2
3
4
5
6
7
45
1
2
1
1
2
3
4
2
1
1
2
3
2
1
2
3
4
5
6
7
46
3
4
5
5
6
1
4009
1998 3 6
[1998]4
1
2
55
1984 1 1
1983 9 17
47
1710.24
3
1
1
2
3
4
5
6
7
8
9
10
11
12
13
14
2
1
2
3
4
5
48
6
7
8
9
10
11
12
13
14
15
16
17
18 15
19
20
21
22
23
24
25
26
1
49
1
2
3
4
5
6
2
1
2
3
4
5
6
7
8
9
10
11
12
13
14
50
15
16 15
17
18
19
20
21
22
23
24
25
1
2
1
2
3
4
5
6
7
8
3
1
2
3
4
5
51
1
2
3
4
5
6
1
2
3
4
5
6
1
2
3 10%
10%
52
10%
1 30
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
2
1
(1)
(2) 50% 50%
2
(1)
(2)
(3) 50% 50%
(4)
53
(5)
3 10
4
(1)
(2) 50% 50%
(1)
(2)
(3) 50% 50%
(4)
(5)
1
10% 10% 10
54
5 5
5
(1)
(2)
10% 10% 20% 20%
2
(1)
50% 50%
(2)
1
2
3
(1) 50% 50% 2
55
(2) 2/3 2/3
4
5
6
1
(1)
(2)
(3)
(4)
2
5
56
1
1
2
3
4
2
1 50% 50%
2
3
4
5 5 5
1
1
2
3
4
2
1 50% 50%
2
57
3
4
5 5
5
1
2
3
58
4009
1998 3 6
[1998]4
1
55
1984 1 1
1983 9 17
1710.24
59
QFII
60
T+3 T+2
/
61
/
1
2
62
5 15 1 60 90
63
5 30 30
1
2
3
4
64
1 T+2 10 10
2 T+1
(www. southernfund.com)
E-MAIL
7 24
, 8 , , , , ,
65
24
1 3
2
3
4
5
6
1
2
3
4
5
6
66
7
30%
67
