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1/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
2002 9 20
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http://www.southernfund.com
0755-82912000 0755-82912948
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100032
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010-66107900????? 010-66107909
325 200137
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021-63863388???? ? : 021-63863300
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1 ???? ???????0.0371?????????? 0.0037
2 ?????????? 15,475,321.50? ??15,075,565.30
3 ?????? ???????0.0071?????????? 0.0038
4 ?????????? ???????1.0434?????????? 1.0051
5 ???????? ????????3.66% ???????????0.37%
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2003 2/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=10807066796092003 8 2003 2003 8 1.8% 8 10 96.86 5 10 10 99.39 0.61%
2003 10 7.11% CPPI
2004 , , 2004 2003 2004 2004
2004
1 2
2003 2004
2004 2003
3/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=10807066796092004 “ ”
1
??? 2
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IT
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4/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
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2003 12 31
( )
? ? 2003 2002 5/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609 12 31 12 31 ? ? ? ?
? ???? 400,514,883 ???? 159,724,169
? ??????????????????? - ? ???????? 4,367,519
? ??????????? 750,000 ??????????? 250,000
? ??????????? 237,636 ??????????? 171,773
5 ?????? 18,233,869 ?????? 24,722,314
? ???? 351,112,898 ??????????? 635,872
10 ???? 790,570,334 ???? 149,790,005
? ???? 695,835,224 ???? 141,906,740
10 ?? 1,346,502,408 ?? 1,873,337,784
? ?? 1,340,625,367 ?? 1,874,867,057
? ???? 545,300,000 ?? 1,957,400,000
6 ??????????????????? - ? ??????????? 791,346
? ?? 3,453,222,028 ?? 4,171,190,782
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428,189,036 ?????? 13,330,382
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? ???????? 1,541,576 ???????? 2,659,966
? ??????????? 359,701 ??????????? 620,659
? ???????? 1,040,024 ???????????? 65,834
? ??????????? 180,705
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7 ??????????? 768,858 ??????????? 533,396
? ???? 662,100,000 ???? 162,900,000
8 ??????????? 100,000 ??????????? 230,000
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9 ?? 2,185,284,097 ?? 3,963,567,952
10 ?????? 79,447,482 ???????? 5,042,053
? ?????? 15,475,322 ?????? 15,075,565
? ?? 2,280,206,901 ?? 3,983,685,570
? (2003 1.0434 ) ? ?
? (2002 1.0051 ) ? ?
? ?? 3,453,222,028 ?? 4,171,190,782
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2003
( )
? ? ? 2002 9 20 ( )
? 2003 2002 12 31 ? ? ? ?
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? ?????? 56,109,212 ?????? 11,809,255
? ???????? 4,778,550 ???????? 7,415,280
? ???????? 5,549,464
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6/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609 ? ?????? 13,842,286 ?????? 15,251,745
11 ????? ??????967,352 ???????? 1,212,802
? ???? 139,834,820 ?????? 30,376,411
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? ??????? (5,154,269) ??????? (2,288,458)
? ??????? (4,065,472) ?????????? (172,775)
12 ????? ??(1,222,085) ?????????? (745,468)
??
? ??????????? 270,000 ???????????? 90,000
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? ???? 107,303,270 ?????? 17,362,034
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2003
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? ?? 3,983,685,570 ?? 4,902,664,981
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/( ) ? ?????? 94,258,159 ???????? 6,353,992
? ???? 201,561,429 ?????? 23,716,026
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? ? (2,633,607,669) ??? (988,255,521)
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7/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609?
1
( ) [2002] 55 2002 9 20 4,902,664,980.80 (2002) 97
45% 95% 35%
2
3
(a)?
1 1 12 31 2002 9 20 ( ) 2002 12 31
(b)?
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(f)?
? ????? (89,736,796) ?
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8/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
/( )
(g)?
(h)?
(i)
0.75%
(j)?
0.175%
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1.00
(m)? /( )
/( ) /( ) /( )
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(n)
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3
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[2002]128
(a)
(b)
2003
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2003 20%
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0.2%
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9/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=10807066796096??
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? 2003 12 31 2002 12 31
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16,741,537 14,663,925
1,440,586 9,933,531
51,746 108,222
- 16,636
? 18,233,869 24,722,314
?
2002 12 31 2003 12 31 ?
? ? ? ?
1,137,750 791,346 (791,346) -
? 2003 12 31 2002 12 31
? ? ?
500,000 500,000
256,859 33,396
11,999 -
? 768,858 533,396
? 2003 12 31 2002 12 31
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100,000 140,000
- 90,000
? 100,000 230,000
?
? ? ?
2002 12 31 3,963,567,952 3,963,567,952
730,309,423 730,309,423
(2,571,768,008) (2,571,768,008)
63,174,730 63,174,730
2003 12 31 2,185,284,097 2,185,284,097
?
/( )(a)
/
( )
?
? ? ?
2002 12 31
6,353,992 (1,311,939) 5,042,053
94,258,159 - 94,258,159
- 15,668,490 15,668,490
- (35,961,899) (35,961,899)
- 440,679 440,679
2003 12 31
100,612,151 (21,164,669) 79,447,482
? 2003 12 31 2002 12 31
10/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=108070667960911?
12?
13?
2003 6 3 2003 2003 6 6 10 0.32 2003 6 12 89,736,796 25,784,778
63,952,018
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2003 5 21 2002 ? ? ?
94,735,110 7,883,265
5,877,041 (1,529,273)
? 100,612,151 6,353,992
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2003
2002 9 20
( ) 2002 12 31
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679,630 599,800
274,267 5,275
13,455 -
???
- 599,327
- 8,400
? 967,352 1,212,802
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2003
2002 9 20
( ) 2002 12 31
( 6)
791,346 ? 346,404
270,000 90,000
80,000 120,000
64,479 184,164
16,260 4,000
- 900
? 1,222,085 745,468
11/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=108070667960910%
2003 9 16 2003 3 14 50% 45% 30% 15% 10%
(b)
?
?(c)
0.75% X 0.75% /
22,089,724 (2002 9,807,676 )
(d)
0.175%
X 0.175% /
5,154,269 (2002 2,288,458 )
(e)
2003 12 31 400,514,883 (2002 159,724,169 ) 4,284,099 (2002 7,006,393 )
2003 8 4
(f)
?
?
2003
?
?
?
964,077,794
25.15% ? 923,067,955 13.16% 50,899 25.37%
?
2002 9 20 ( )
2002 12 31
?
?
?
58,256,638 29.16%
539,973,495 31.02%
47,638 28.50%
- -
479,939,612 27.58% - -
? 2003 12 31 2002 12 31
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- - 95,000,000 95,484,500
20,632,224 21,527,662 20,000,000 20,102,000
12/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
(a)
2000 5 18
[2002]54 2002 5 20
2003 12 31
(b)
2003 12 31 60,000,000 (2002 162,900,000 ) 2004 1 13
2003 12 31 602,100,000 (2002 ) 2004 1 13 627,751,218
?
1.
2.
2003/11/10 2003/11/18 2004/05/18 4.30 8.683,999,992 17,199,966 34,719,931
2003/12/24 2004/01/07 2004/01/07 6.67 6.6728,000 186,760 186,760
? ? ? ? ? ?17,386,726 34,906,691
%
A
186,760.00 0.01
B
85,784,954.34 3.76
C
286,245,969.55 12.55
C0
25,545,632.14 1.12
C1
C2
C3
C4
30,309,864.54 1.33
C5
2,257,286.40 0.10
C6
99,587,504.79 4.36
C7
92,876,617.50 4.07
C8
22,074,634.80 0.97
C99
13,594,429.38 0.60
D
137,578,061.44 6.03
E
168,080.00 0.01
F
154,960,149.43 6.80
G
62,982,590.94 2.76
H
I
37,146,536.15 1.63
J
25,517,232.57 1.12
K
L
M
?
790,570,334.42 34.67
( )
%
196,715,415.45 8.63
149,420,000.00 6.55
475,566,192.26 20.86
125,043,342.44 5.48
207,473,394.00 9.10
13/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=10807066796093.
2003 12 31 ( ) 322,051,389.94 14.12%
4.
5.
6.
1
2 10%
3 2003 12 31 A
4 2003 12 31 178,917,231.34
(5)
?
2003 12 31 ?
192,284,063.90 8.43
???
1,346,502,408.05 59.05
%
1
73,990,189.53 3.25
2
59,501,330.56 2.61
3
44,510,563.44 1.95
4
43,589,924.40 1.91
5
38,959,694.46 1.71
6
38,359,119.15 1.68
7
34,665,484.75 1.52
8
34,402,027.60 1.51
9
30,654,973.92 1.34
10
30,373,716.54 1.33
( ) %
%
1 2103 7 3.27 178,058,394.00 7.81
2 0216 2 2.30 149,420,000.00 6.55
3 0318 3 2.75 130,000,000.00 5.70
4 0319 3 2.76 130,000,000.00 5.70
5 0102 3 2.88 120,120,000.00 5.27
1 600104
5,373,289 73,990,189.53 3.24%
2 600900
6,854,992 59,501,330.56 2.61%
3 000039
2,221,086 44,510,563.44 1.95%
4 000063
2,331,012 43,589,924.40 1.91%
5 600009
3,903,777 38,959,694.46 1.71%
6 600028
7,749,317 38,359,119.15 1.68%
7 600005
5,031,275 34,665,484.75 1.52%
8 600018
2,422,678 34,402,027.60 1.51%
9 000088 A 1,285,863 30,654,973.92 1.34%
10 600642
2,099,082 30,373,716.54 1.33%
11 600011
1,694,528 29,738,966.40 1.30%
12 000956
2,403,161 27,804,572.77 1.22%
13 600688
4,598,300 26,946,038.00 1.18%
14 000002 A 3,895,212 25,474,686.48 1.12%
15 000858
2,269,506 25,395,772.14 1.11%
16 600033
2,851,393 23,581,020.11 1.03%
17 600085
1,283,409 22,074,634.80 0.97%
18 600050
4,838,078 19,013,646.54 0.83%
19 600795
1,495,594 17,588,185.44 0.77%
20 600019
2,352,755 16,633,977.85 0.73%
14/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609?
( ) 2003
21 000937
1,348,965 14,595,801.30 0.64%
22 600210
1,330,179 13,594,429.38 0.60%
23 600036
1,005,415 10,868,536.15 0.48%
24 000024 A 960,778 10,626,204.68 0.47%
25 600016
1,000,000 9,450,000.00 0.41%
26 600710
1,005,620 9,070,692.40 0.40%
27 600000
800,000 8,424,000.00 0.37%
28 600015
1,100,000 8,404,000.00 0.37%
29 600020
900,191 6,571,394.30 0.29%
30 600029
1,128,702 5,587,074.90 0.25%
31 000680
536,900 5,100,550.00 0.22%
32 600188
461,899 5,025,461.12 0.22%
33 600012
806,088 4,570,518.96 0.20%
34 600166
351,579 3,807,600.57 0.17%
35 000959
588,979 3,580,992.32 0.16%
36 600207
261,260 2,257,286.40 0.10%
37 000866
167,005 1,801,983.95 0.08%
38 600426
184,397 1,561,842.59 0.07%
39 600183
100,500 809,025.00 0.04%
40 000939
29,250 375,862.50 0.02%
41 600476
21,000 233,940.00 0.01%
42 000898
35,531 196,486.43 0.01%
43 600540
28,000 186,760.00 0.01%
44 600545
22,000 168,080.00 0.01%
45 600519
5,900 149,860.00 0.01%
46 600446
9,000 145,080.00 0.01%
47 600340
11,000 98,560.00 0.00%
48 600641
7,199 42,546.09 0.00%
49 600270
450 7,240.50 0.00%
?
1 000002 ? A
515500 12256705 8876993
2 000858 ?
2787606 518100
3 000866 ?
7367297 7200292
4 000898 ?
4075051 4039520
5 000937 ?
2179505 830540
6 000939 ?
51050 21800
7 000956 ?
4227455 182637 2006931
8 000959 ?
1873914 1284935
9 600000 ?
2084726 1284726
10 600005 ?
5181462 150187
11 600011 ?
4255828 2561300
12 600015 ?
1409000 1100000 1409000
13 600016 ?
1000000
14 600018 ?
3541338 1118660
15 600020 ?
170000 900191 170000
16 600029 ?
511000 8486043 7868341
17 600033 ?
2851393
18 600183 ?
975500 875000
19 600207 ?
1161260 900000
20 600210 ?
1330179
21 600270 ?
74300 150 74000
22 600340 ?
11000
23 600426 ?
255787 71390
15/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
?
( ) 2003
24 600446 ?
9000
25 600476 ?
21000
26 600519 ?
900511 60714 955325
27 600540 ?
28000
28 600545 ?
51000 29000
29 600641 ?
1294900 1287701
30 600642 ?
3133472 1034390
31 600688 ?
7455400 2857100
32 600710 ?
1005620
33 600795 ?
3489904 1994310
34 600900 ?
4854992 5000000 3000000
1 000001 A ? 811757 811757
2 000016 ? A
2053884 2053884
3 000022 ? A
321363 321363
4 000027 ? A
879557 879557
5 000042 ? A
6400 6400
6 000061 ?
396900 396900
7 000066 ?
30000 70300 100300
8 000089 ?
5168274 689336 5857610
9 000400 ?
1711195 1711195
10 000401 ?
541645 541645
11 000429 ? A
69480 69480
12 000503 ?
60093 60093
13 000504 ?
72580 72580
14 000511 ?
50000 146871 196871
15 000541 ?
20000 68882 88882
16 000542 ? TCLA
150000 150000
17 000543 ?
117720 117720
18 000581 ?
121299 485505 606804
19 000629 ?
2454062 2454062
20 000630 ?
445310 445310
21 000717 ?
2076918 2076918
22 000726 ? A
101090 50400 151490
23 000727 ?
30000 144270 174270
24 000735 ?
30000 200000 230000
25 000778 ?
40000 40000
26 000780 ?
2087197 2087197
27 000792 ?
40000 40000
28 000800 ?
6985311 6985311
29 000817 ?
61700 61700
30 000839 ?
450000 450000
31 000876 ?
221479 221479
32 000878 ?
200000 200000
33 000890 ?
60000 60000
34 000892 ?
47920 963800 1011720
35 000895 ?
30000 30000
36 000916 ?
373000 373000
37 000932 ?
66320 283811 350131
38 000933 ?
40000 40000
39 000962 ?
526721 526721
40 600001 ?
350653 350653
16/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=108070667960941 600002 ?
5302323 5302323
42 600004 ?
201000 201000
43 600021 ?
455000 455000
44 600030 ?
215000 50000 265000
45 600031 ?
1117734 1117734
46 600039 ?
106000 106000
47 600057 ?
323200 323200
48 600073 ?
56170 56170
49 600100 ?
135000 135000
50 600103 ?
341200 341200
51 600123 ?
1963228 1963228
52 600170 ?
50000 50000
53 600177 ?
3294337 3294337
54 600184 ?
16000 16000
55 600197 ?
35000 35000
56 600221 ?
230000 230000
57 600231 ?
800000 800000
58 600248 ?
22895 22895
59 600251 ?
29000 29000
60 600271 ?
20000 20000
61 600273 ?
60000 60000
62 600308 ?
23801 23801
63 600309 ?
2101616 2101616
64 600330 ?
3900 3900
65 600343 ?
29000 29000
66 600348 ?
79000 79000
67 600350 ?
100 100
68 600352 ?
40000 40000
69 600370 ?
24000 24000
70 600375 ?
14000 14000
71 600392 ?
6000 6000
72 600401 ?
16000 16000
73 600403 ?
15000 15000
74 600406 ?
20000 20000
75 600408 ?
22000 22000
76 600409 ?
55000 55000
77 600418 ?
117914 117914
78 600423 ?
28000 28000
79 600425 ?
38000 38000
80 600429 ?
88000 88000
81 600432 ?
37000 37000
82 600433 ?
26000 26000
83 600435 ?
25000 25000
84 600436 ?
21000 21000
85 600439 ?
7000 7000
86 600449 ?
28000 28000
87 600458 ?
5000 5000
88 600459 ?
28000 28000
89 600460 ?
9000 9000
90 600462 ?
34000 34000
91 600469 ?
48000 48000
92 600475 ?
33000 33000
93 600477 ?
20000 20000
94 600478 ?
28000 28000
95 600480 ?
36000 36000
17/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609?
1
2
3
4
5 96 600481 ?
33000 33000
97 600485 ?
4000 4000
98 600487 ?
16000 16000
99 600488 ?
1200000 1200000
100 600489 ?
65000 65000
101 600490 ?
13000 13000
102 600502 ?
31000 31000
103 600507 ?
32000 32000
104 600508 ?
817703 817703
105 600513 ?
3000 3000
106 600517 ?
12000 12000
107 600521 ?
10000 10000
108 600527 ?
15000 15000
109 600536 ?
28800 28800
110 600537 ?
9000 9000
111 600538 ?
10000 10000
112 600546 ?
22000 22000
113 600547 ?
39000 39000
114 600562 ?
10000 10000
115 600563 ?
284321 284321
116 600569 ?
1675730 1675730
117 600570 ?
5000 5000
118 600573 ?
24000 24000
119 600575 ?
19000 19000
120 600576 ?
14000 14000
121 600581 ?
11000 11000
122 600584 ?
40000 40000
123 600585 ?
60209 69100 129309
124 600591 ?
30200 30200
125 600597 ?
84399 84399
126 600626 ?
68300 68300
127 600640 ?
16934 16934
128 600649 ?
1650394 1650394
129 600663 ?
495850 495850
130 600675 ?
69680 69680
131 600694 ?
291454 291454
132 600717 ?
572437 572437
133 600718 ?
192300 192300
134 600726 ?
78384 78384
135 600741 ?
678320 678320
136 600742 ?
1809100 1809100
137 600747 ?
52327 52327
138 600770 ?
50000 50000
139 600776 ?
300000 300000
140 600777 ?
170370 170370
141 600808 ?
3943216 3943216
142 600812 ?
1342993 1342993
143 600887 ?
1366812 1366812
18/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
6
??? [1998]29 1998 10 30
1
2
7 2003 4 11 2003 4 14 2003 4 21
8 2003 4 18 2003 4 21
9 2003 5 21 10 30
10 2003 6 10 10 0.32
11 2003 8 11 2003 8 12
12 2003 9 16 45 30% 15% 10%
13 2003 12 27 , ,
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1
2
3
4 ( (2004) 208 )
5
6 ?
308,889,109.38 8.06% 238,127.56 8.05%
964,077,794.39 25.15% 750,898.95 25.37%
326,477,084.52 8.51% 242,547.03 8.19%
199,674,119.02 5.21% 160,169.52 5.41%
392,820,057.32 10.25% 306,977.87 10.37%
422,110,544.17 11.01% 325,394.17 10.99%
1,219,441,232.27 31.81% 936,108.21 31.62%
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1,014,032,007.60 14.46% 568,000,000.00 6.90%
923,067,955.00 13.16% 888,900,000.00 10.80%
795,656,647.30 11.34% 1,813,000,000.00 22.03%
210,249,747.40 3.00% 159,000,000.00 1.93%
491,114,853.70 7.00% 1,077,000,000.00 13.09%
616,268,875.20 8.78% 1,547,300,000.00 18.80%
2,964,014,501.60 42.26% 2,176,400,000.00 26.45%
19/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
7 2003
4009 7
http://www.southernfund.com
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20/20 2004-4-2 http://www.southernfund.com/customer/ViewReport.do?sID=1080706679609
