中信建投基金管理有限公司
中信建投基信金管理有限公司
投
公
中信建投基金管理有限中信建投公司
中信建基金公司
中信中信建中投基
中信建投基信金管理有限公司
投
公
1
中
信
中信建投
基金管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理有理
中限建投
公司管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理
理
中建投
管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理理
中建投
管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理有理
中 建投
管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理有 理
中 建投
!"#$%管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理有&理
中'建投
()*+,-./司0管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理 理
中1建投
23,45管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理 6理
中7建投
89,:;8,<=>?@AB管管管管管管管管管管管管管管管管管管管理
C理
中D建投
;8管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理&理
中D信建投
EF管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理&有理
中D限建投
GH管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理&
理
中D建投
IJ管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理&6理
中D建投
HJKL管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理M理
中D 建投
NO#PQ管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理MM理
中D 建投
QR#投S管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理M理
中D'建投
5T#UT管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理V理
中D1建投
WXYZ管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理V有理
中D7建投
()[<:\]#IJ^_管管管管管管管管管管管管管管管管管管管理VC理
中限D建投
`abc管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理C理
中限D信建投
def9@gOhi管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理C有理
中限D限建投
()jk管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理C 理
中限D建投
lm+n管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理C
理
中限D建投
()opqr管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管管理C&理
中信建投基信金管理有限公司
投
公
1
金管理有
限公
信:st()u:vw@xy
1:st()uz{|GH,(h.R}~()*+,
./司0}?????
2:st()vwz???,??@?()h?(????“?()
h?”):???,??@???GHh?(????“?h?”):????
???GH??89?h?(????“????h?”):???GH?
89?h?(????“???h?”):???????GHWXYZ89?
h?(????“?WXYZ?h?”) :??????????GH????
?89???????????????89???￠￡@lm3¤hih??
3:st()xyz￥|§¨:?aWO:?投{|GH,(h.
R?
限:()z??()*+,?-./司0¤?hiˉ?}l
m#°¤±-()*+,?-./司0¤?c2ˉ?3′μ}?#
()3·?}1?()o??()*+,???h?:(
)-lm3¤???3./:?à司0?
()*+,á?89,:;8,@23,?G
H,§v()??}??o23,@()*+
,}l23?oè?′~lé()?ê@?ì?
:?WíG?W?DS?ò(ó??GH?89,v??
h?:()-lm3¤????}??????×?89ùú5(????“?
??×5”)?ü?
???×5é???ü}?Y′~léTL@QR?àa
á?a?3{?}?Y′~GH??3??????×5YéGH
TL-?è基é|?àaá?a?3ê{??
89,v??ìí?:?aWO:?e?òxy89@?OIJ}
óY{?GH?信??/}?Y{???QR?
()a?J÷H?ùrú?:YZ#<ürytY?? 2020
中信建投基信金管理有限公司
投
公
2
ā 9ā 1?????
:89,:;8,?()??YZ±-WX}l
op±-??()*+,?-./司0¤?}?#()3·?}?
()o??
:????hih??t???}?()op#??3j
hih??????Y信?}?*???3jhih???o??
中信建投基信金管理有限公司
投
公
3
金中理有 司
?()?}??ˉ??3ēē}????3???3???司?
1:3?ē?WíG?W?DS?ò(ó??GH
2:89,?ē?WíG893ě?ě
3:;8,?ē?????3ě?ě
4:()3()?ē??WíG?W?DS?ò(ó??GH
()?-é()c23j?s@??
5:;8?e?ē89,#;8,??s???WíG?W
?DS?ò(ó??GH;8?e?-é?;8?ec23j?s@??
6:???~??ē??WíG?W?DS?ò(ó??GH???~
??-l<ü
7:J÷H?ùr?ē??WíG?W?DS?ò(ó??GH
J÷H?ùr?-l<ü(J÷H?ùrú?:YZ-<ütY?? 2020
ā 9ā 1????)
8:???ē??WíG?W?DS?ò(ó??GH
???
9:hih??ē??ī?3j??īa?hi:??h?:???ˉ?:
ěh?公:?????-lmé()*+,3a?k??:?e:??|
10:?h??ē 2003ā 10ā 28??中D???,??′45?0ùú
5中 ?5e??}2012 ā 12 ā 28 ??中D信???,??′45?0ùú
5中D?5e?s}§ 2013ā 6ā 1??a????,??@???GH
h?-?ī?¤élY??à?s
11:???h??ē???×5 2013ā 3ā 15??ī:)ā 6ā 1?a?
???GH?89?h?-?ī?¤élY??à?s
12:?WXYZ?h??ē???×5 2019 ā 7 ā 26 ??ī:)ā 9 ā 1
?a????????GHWXYZ89?h?-?ī?¤élY??à
?s
13:????h??ē???×5 2014ā 7ā 7??ī:)ā 8ā 8?a?
中信建投基信金管理有限公司
投
公
4
???????GH??89?h?-?ī?¤élY??à?s
14:??????89????ē???×5 2017 ā 8 ā 31 ??ī:)ā
10 ā 1 ?a???????????GH?????89???-?ī
?¤élY??à?s
15:???×5?ē????×?89ùú5
16:???×?89???ē??,???@/3?????×?89ùú
5
17:()*+,?ēì()a?}?w()?3./??à司
0hi??}á?89,:;8,@23,
18:?,GHê?ēvw3¤hih????GH???GH§?,
19:??GHê?ēvh??GH??GH:???,??@??o
(hEF??ń3?3¤??建???ňt??ń??h,:+?h,:?5
??3lmōō
20:(?????GHê?ē?(?(?????GHê?o??GH89
?h?-°¤hih?????GH?????ovh????GH?
?????GHê
21:GH,?ē?,GHê:??GHê@(?????GHê?-hih
?3???×5??"???GHlmGH,(?
22:23,?ēv()@???~?(h??GH
,
23:??0?ē89,3???????}}
?9!":$%:?=:?;8-???GH|?0
24:????ē?WíG893ě?ě?-?(???h?@??
?×5??lm>?}????0H??#89,?s??
?0?e}?9??0??
25:EF?0?ēEF:?8:??:^_@?_?0}??opá?
GH,??ít@89:EF:??0ê:^_@?
_:?9??/:ít?{823,?ü@?9?????|
26:EF???ē?9EF?0???EF??o?WíG8
中信建投基信金管理有限公司
投
公
5
93ě?ě3?ì?WíG893ě?ěù;?o?9EF?0??
27:???ēEF??oGH,?t:F?l23:89,ē
89?-l[???
28:?????ē???oGH,?t:F?GH,?????
??9ê":!":$%:?=:?;8-???GH|?0???
[?-????
29:()?j??ē????hih???-()??>?}
89,????×5?9 ?ńūū}??????×5??ê
??
30:()\]??ē()??()\]+?àī?}I
J^_ūū}^_??????×5 ???????
31:????ē§????????]?-}??
Y??? 3?ā
32:?ń??ē()?j?\]?-Y???ě
33:????ē??????ē:??????ē?????
34:T??ē???????-ì9GH,!":$%3lm?0!?
???
35:T+n??ē§ T??中 n????(Yá? T?)
36:????ēoGH,?9!":$%3lm?0???
37:???-?ē????ì!":$%3lm???-?
38:??0?y??ē??WíG893ě?ě????0?y?}
z??89,ē89?????GHEF???0?y}?8
9,@GH,?)??
39:ê"?ē????o}GH,?w()@???~???!
?"??o
40:!"?ē()?j?}GH,?w()@???~???!
?"??o
41:$%?ē()?j?}23,?()@???~??
?>?ryt?=oī?o
中信建投基信金管理有限公司
投
公
6
42:?=?ē23,??()@89,??3j?
???>?}!?tl2389,89:?信?=o
89,89lm?o
43:?;8?ē23,?Y)????-a?[<ē
2?????
44:???GHT??ēGH,??3¤????à!?}a???!
"?:!"-????}???????a?!"??GH,ē????
?o§?ū???-ì9!"!?信?GH??
45:?$%?ē?????}?$%!?($%!???
???=??à!??????!"!???-?=???
!?????)???信???? 10%
46:??ē,???
47:QR?ēGHē??/:?X:??/X:????T?:?
???/X:?aīlm(hQ?-??OIJ???@NO?a
48:HJ?L?ē?3??3T??:????X:?Q
!"?-lmHJTL?@
49:HJ?L?ēHJ?L?????TL
50:?L?ēT_?HJ?L??T_???
51:HJKL?ēT_?KHJ@??TL}??HJ?
L@?L?A
52:???ē?w!"N:??0N|Q???Y)}
t投oY)??
53:A??ē?GHê!"?Q?!"NO?Y???HJ
?T???0N}?$%??w23?ěQ?$%NO??
54:C??ē???HJ?T???0N??GHê!"
?YQ?!"NO}?$%??w23?ěQ?$%NO??
55:???ìěHJ?ē??hih?:×8:()3????|x??h
?(9T???[īHJ}á?óYě????? 10 ???????%"
#?????????ea?3>??基??????￡:????:??ì
中信建投基信金管理有限公司
投
公
7
ěü?-??????:HJ?2??:??,?0`a?h????3
????|
56:ē????ē???×5ē?O???WXYZ?????-ē?
??????á?89,??:;8,??:???×5??YZ
??￡|
57:Y??k?ē()*+,Y???:Y????Y?????
+?
中信建投基信金管理有限公司
投
公
8
金理有
信:??
?WíG?W?DS?ò(ó??GH
限:??
ò(ó??GH
:????
?aó???
:GHu?
?rGH???|.R?HJ@??|??QR?∥??}???
DHJS?#????89}kdaīHJ?????L?
:?????
?????o 2??
:?L@ê"NO
?Lo,?? 1.00??
??ê"N?????~?-J÷H?ùr?????
':?ń?ě
Y???
1:??
?w!"N:??0N|Q???Y)}t投oY)
???l??
1:?GHê!"?Q?!"NO?Y???HJ?T???0N}
中信建投基信金管理有限公司
投
公
9
?$%??w23?ěQ?$%NO}?o A??
2:???HJ?T???0N??GHê!"?YQ?!"NO:
?$%??w23?ěQ?$%NO}?o C??
A?@ C?投?ň??????NOY)}
A?@ C ?t投?T_?L}T_??oT
_????HJ?L??T_?????????
3¤????ň?:N??￥|?89,?}??
???~?????
GHê?§???!"????w??}89,?
?Yǎǎ?323,.R?}?#;8,?ǐ}?ǐ?g*
AB??]ī3???:3êǒǒī3??N??￥:
3ê??ü??|}ǒǒa?基89,ǔv??WXYZ?h?
??-????????×5 ?
中信建投基信金管理有限公司
投
公
10
金理有
信:?-:??:éǔ
1:?-
§?????Y??? 3?ā}???-?
???
2:??
????????ǖ??}?????????
???-89,??īǒǒ???°¤???
???éê"!?ì9?Y?′?!?信??ǖ}?ǘ?′???
a?Q?ê"!??ê"ê?EF??ê??o??é?ê"!?-ê
"ê}GHê?-?ǘǚ?
3:éǔ
?(hih????GH???GH?,GHê:??GHê@(
?????GHê?-hih?3???×5??"???GHlmG
H,?
限:ê"
1:ê"NO
ê"N??89,??}?????~?-J÷H?ùr
????ê"NOY??IJ?
2:???/Xf9??
3jê"?n????-J?/Xtǚ_oǜ23,
ē3}l?/X??EF??F?o??
3:ê"T_
ê"??T_?h????~?????
4:ê"?f9??
ê"T_{ǜ???ǖ? 2?}??ǖ 2???建投? ?}?
???J?QR3ǎ??IJ?à?
:ê"ě?
中信建投基信金管理有限公司
投
公
11
1:GH,ê"?}ǔ????????????
2:89,??é??????????ê"??ě?}?
?ě???????~??
3:89,??é???-??GH,?Tê"??ě?}?
?ě?@f9?h??????~??
4:GH,????o????ê"}ó?ì9ê"!?Y??
??
中信建投基信金管理有限公司
投
公
12
金理有
信: >?
§???3?āo}????Y??2?}
??Y?? 2??,???ê",??? 200,>??}?
????389,vwhih?-???~??????]}??
10?o??h??H???H}§Q??H????? 10?o}????×5
?9 ?ń?
???? >?}§89,?9ūū ?ń???
???×5??ê???}?()??j??y?()?Y?j?
89,?Q????×5êˉ???é?()??j+??????
89,?t???-??H??????}????o??
基}c2,Y??O?
限:()Y??j???Hf9??
?????ě??}??? >?}89,?*?à??bc?
1:?l?3IJ?à????o?J??0@NO?
2:????ě??? 30?o??GHê????n}??T??)
?D???/X?
3:?????}89,:;8,-???Y??y???
89,:;8,@???o?????信?NO?????§?
à?
:?ń?o23,??@HJ??
?()??j?}?ń 20????àī23,??Y??
,3êHJ?L??M???}89,?*????????
YZ??ń 60????àī基μ?}89,?*????×5???
?à??? ?
?ń?-}??????信}??23,45
???}?#89,89lm)信??(?????89,?
中信建投基信金管理有限公司
投
公
13
)?89??#)信??}89,3.??#??Q
R???????(??理
?有￡?ńV????23,??Y?? ,?理
? ￡?ńV????HJ?L??M???
hih??3???}?l???
中信建投基信金管理有限公司
投
公
14
金 理有
!"
信:!"@$%èē
!"#$%t????????????ǖt?89,
????~?3lm°¤????~?89,??w[<3????
???89,?????GHê?*?????9??0??è
ē3??????lm???9!"#$%?
限:!"@$%???-?-
1:???-???-
GH,?????9!"@$%}???9?-o??????
ē:??????ē????????-}ó89,?whih?:?
??×5ry3()??????!":$%????
()?j?}?àīü?????è:????ē???-[<3l
m??}89,t?é基μ???-???-??°?ǒǒ}ó
??a??基v??WXYZ?h?3¤???ē???????
2:!":$%???-?0?9?-
89,§()?j???Y?? 3?ā???9!"}???0?
9?-?!"????????
89,§()?j???Y?? 3?ā???9$%}???0?
9?-?$%????????
??!"??#$%???-?}89,??!":$%???基v
??WXYZ?h?3¤???ē??????!"#$%???-?
89,Y??()a?????3ê?-?9!":
$%3ê?=?GH,?()a?????@?-?à!":$%3?=
!??EF??ê?ì}l!":$%T?o?信?????
!":$%T??
:!"#$%xy
1:“??T”xy}?!":$%T??!?*?Q??T_??
?Lo???T_?
中信建投基信金管理有限公司
投
公
15
2:“!":$%”xy}?!"?!?}$%?!??
3:*?!"#$%!????89,???-?o??}ó!?
?EF??êY????
4:$%??“???à”xy}???GH,ê":!"???B???
B$%?
89,??hih????}é?μxy??ǒǒ?89,
???ü?y??a?基v??WXYZ?h?3¤???ē???????
:!"#$%AB
1:!"@$%!???
GH,???w?????AB}???????0?9?-o?à
!"3$%!??
2:!"@$%?n??
GH,!"?}?????!"?n}GH,??!"?n}!
"?t?EF??ê?}!"?j?
23,??$%!?}$%?t?EF??ê$%?}$%?j?
GH,$%!??ǖ?}89,t? T?7 ?(á???)o??$%?n?
???$%?}?n???h??()3¤>?f9?
3:!"@$%!?ê
89,?????-??基ì93j!"@$%!?*??o!"
3$%!??(T?)}????}EF??? T+1?oé???3
j???ê?T???3j!?}GH,?? T+2??(á???)-???
?ǖ??3??????lm??ǘǚ!?ê??!"Y?ǖ}
y!"?n???GH,?
89,??hih?????o}vhé?μ!"@$%!?ê
?-??ǒǒ}????ǒǒa??基???WXYZ?h?3¤???ē?
??????????×5 ?
???é!":$%!?ì9?Y?′!?信??ǖ}?ǘ?′??
?a?Q?!":$%!??!":$%ê?EF??ê??o??
é?!?ê}GHê?-?ǘǚ?
中信建投基信金管理有限公司
投
公
16
:!"@$%??ě?
1:89,????GH,??!"@??!"???-??$
%??}??????????~??
2:89,????GH,?????????}?
?????????~??
3:89,??????GH,?T23?ě}?????
?????~??
4:*?ì!"!?é??23,/R?????4Y/???}
89,?*??ň??信GHê!"?ě3???!"???ě:
??4!":??!"|??}?a{|??23,(h.R?
?????°¤???
5:89,??hih????}ǒǒ?μ??!"@$%
??ě??89,???ǒǒa?基v??WXYZ?h?3¤?
??ē???????????×5 ?
:!"@$%T?:NO-lO?
1: A?@ C?投?ň???}投?T_@???
??L@???T?L????LT_}{
ǜ???ǖ? 4?}??ǖ?中 5?? ?}??J?QR3ǎ??I
J?à?T????L?*?Q??投?T_}?? T+1?o投??
?????}????×5)?}??g*??T_3???
2:!"T_-?f9???!"T_?????
?~???!"N??89,??}?????~?-J÷H
?ùr????!"3jo?!"??*????L}3
j??o}?μT_??1?? ??h}{ǜ???ǖ? 2?}??
J?QR3ǎ??IJ?à?
3:$%T_-f9???$%T_?????~??
$%N??89,??}?????~?-J÷H?ùr??
??$%o?a?ê3j$%??*????L???°
?NO}$%??o???μT_??1?? ??h}{ǜ???ǖ
中信建投基信金管理有限公司
投
公
17
? 2?}??J?QR3ǎ??IJ?à?
4:A?!"NO?!" A?GH,?à}Y??
IJ?C?YQ?!"NO?
5:$%NO?$%23,?à}?23,$
%?Q??$%NOǜ?IJ???????~?}?ǜ?
IJ建投O???EFN@lm?r?ńN}l?é2ń23??? 7?
GHêtQ?Y?? 1.5%$%N}?t?μ$%N?T?IJ?
6:!"N?:!"??T_?h:$%N?:$%?
?T_?h@QN???89,?w()???}?????~
?????89,???()a???oǒǒN?3QN??}??
???üN?3QN??a??基v??WXYZ?h?3¤???ē??
?????
7:89,???Y`?hih???-()a?}?-é
23,/R?aá?Y/??基???w?è????T?}?é
GH,??@Y???????D?????D??-}89,?
?????×5ryǐ??r?ń?}éGH,g*ǒ?!"N?:$%N
??
':??3??!"?
????}89,???3???ìGH,!"!??
1:?Y??k???h?????
2:?()????HJKL?}89,????ì
GH,!"!??
3:??/????ē???-?????}??89,?hT_*?
HJ?L?
4:89,êo?ì??3??!"!???5??3ǎǎī3
23,/R??
5:HJ???4}?89,?h??(gGH÷?}3lm?
?é??J?????}3àīlmǎǎī323,/R??
6:?ì?信GHê!"!????l??? 50%???
中信建投基信金管理有限公司
投
公
18
7:*基信KL?HJ?L 50%??HJàī????D??èT
???OKL???????TL???4Y???}?#;8,?ǐ
ê?}89,?*?????ì!"!????
8:hih???3???×5ê?lm??
??μ中 1:2:3:5:7:8n??!"??信?89,????
?ì!"!??}89,?*?w3¤???ē?????E??!"?
????GH,!"!????}???!"?nt???GH,????
!"???}89,?-???!"?0?9?
1:??$%3????$%?n?
?????}89,????ìGH,$%!?3????$%
?n?
1:?Y??k??89,Y???$%?n?
2:?()????HJKL?}89,????ì
GH,$%!?3????$%?n?
3:??/????ē???-?????}??89,?hT_*?
HJ?L?
4:?ń??3?????????$%?
5:??ń?ì$%!?tǎǎī323,/R??}
89,????ìGH,$%!??
6:*基信KL?HJ?L 50%??HJàī????D??èT
???OKL???????TL???4Y???}?#;8,?ǐ
ê?}89,?*??????$%?n3???ì$%!????
7:hih???3???×5ê?lm??
??μ??信?89,????$%3????$%?n?}
89,??*?????×5 }?ê$%!?}89,?????
???Y????}?t???建投?????!???!?????投S
?$%!?,}???建投?????}???ń????Lovw
T_$%??àī?μ中 4nēμ?}?()°¤>?f9?
23,?!?$%??+???t*?????ì9建投????????
中信建投基信金管理有限公司
投
公
19
$%???}89,?-???$%?0?9????
7:?$%?-f9??
1:?$%ê?
??????o?$%!?($%!?????
?=??à!??????!"!???-?=???!?
????)??基信???? 10%}?êoz???$%?
2:?$%f9??
*àī?$%?}89,???w*?HJō(???
?$%3建投??$%?
?1￡?$%?*89,êo3?k??GH,?建$%!??}
???$%AB???
?2￡建投??$%?*89,êo??GH,$%!?3??3ê
o???GH,$%!????IJ[ī??5éHJ?L???4
???}89,?*??ì$%??Y???信???? 10%
基??}?él?$%!????9?é?*?$%!?}?*?????
$%!???$%!?????}?*?ì9$%?é???$%建
投}GH,???$%!????????$%3??$%?????$%}
t§????信?????ń$%}???建$%o]?????$%}*?
??ì9建投$%!?t??????$%!?#?信???$%!?信?
f9}???.???信??????Lo?T_$%}??
??}???建$%o]??GH,???$%!????~??}GH,?
?$%建投?§???$%f9?
?3￡???????o??23,!?$%?基信
???????? 30%?}89,??é???23
,??基μa???$%!?a???$%?
é??23,????μ??建投}89,3.?w基?
??1￡?$%￠3??2￡建投??$%￠a???#lm23,
$%!?信??9???信???}??信23,???$%建投??
?à基μ??a?}?ń?基μ?yf9}????信23,???
中信建投基信金管理有限公司
投
公
20
??o!?$%?基信????????基μ???ó
z}??23,???$%!??????$%}yl*???ì9建投$%
!?t????
?4￡??$%??ń 2 ???(??)??$%}?89,êo
3?r}????ì$%!?????ì$%!???????$%?
n}óY??? 20????}??*?ē?????????
3:?$%??
*??μ?$%????9?}89,?*????:??3ê?
??~???lm??? 3????o??23,}?~3¤f9?
h}?? 2?o?ē?????E???
D:??!"3$%??@?ü??!"3$%??
1:??μ??!"3$%}89,?????ěo?ē??
???E?????
2:?????-o 1?}89,???ü???}?ē????
?E?ü??!"3$%??}??ī?? 1 ???????
L?
3:?????-?? 1?}89,§????????}??
w?WXYZ?h????ē????E???
D信:?=
89,???w°¤hih??-()??????
#89,89lm?-?=?0}?=??Q?信??=
N}°¤?y?89,???w°¤hih?-()??????
?}??基?(9?-o??;8,#°¤???
D限:?????
?????zēEF??ì9??:?ɑ@ěh????|?
?J???????-EF??ê?:?(hih?l?????????
??μ2??}?ì??????zvh??23GH
,?
??zē23,??}l23?l(h??,???
中信建投基信金管理有限公司
投
公
21
?ɑē23,tl(h23?ɑ??/?á53?
5???ěh????zēěh??vw?jěhˉ?t23,23
?????lm§?,:h,3lmōō??9?????????
EF??ry??°¤H?}é??(>??????!??EF?
????9}??EF??????QN?
D:?;8
23,??9?23?Y)????-?;8}
???????????Q??;8N?
D:???GHT?
89,??oGH,?9???GHT?}???y?89,?
????GH,??9???GHT???§?a???!"}??!"
??Y??89,?°¤??3<ü???~??ē?????
GHT???!"?
D :??@??
EF???ì9??3.?¤vhry??#??}?-
EF??ê?:?(hih?lm???#???
中信建投基信金管理有限公司
投
公
22
金#理有
$%&'()*+
,
信:89,
?信￡ 89,?
????WíG893ě?ě
?ē?????????ɡ1???? 3?? 1?
h??′,??ā?
ňt???2013ā 9ā 9?
??ňt?¤-??ňtˉ?????×5?×???2013?1108?
ōō???3ěbc?ě
?üH?30000??,??
?ń?ě????ń
?????4009-108-108
?限￡ 89,./#司0
1:?w?h?:????h?-lm3¤??}89,./á?
óYě??
?1￡vh??H?
?2￡§?()??j???}?whih?@?()??t?O
?89IJ?
?3￡v??()?Q?89N?-hih???3???×5?
?lmNO?
?4￡??
?5￡??????23,45?
?6￡vw?()?-3¤hi??×?;8,}?êo;8
,`???()?-??3¤hi??}??????×5@lm×8建?}
????r??{|GHê/R?
?7￡?;8,<=?}??ü;8,?
?8￡??:<=???}é???°¤?o??×?@f
9?
中信建投基信金管理有限公司
投
公
23
?9￡àc3ù;lm?(>???àcEF???9EF?0
????()???NO?
?10￡vw?()?-3¤hi????QR投S? ?
?11￡??()?a???o}??3??ì9!"#$%!??
?12￡v?hih?o/Ré?GH?ě????./}o/
R???IJGH???ēJ?./?
?13￡?hih???基??}o/Rvho??∥H:∥??
?14￡?89,?司}?′23,/R????./3ê
a?lmhi?o?
?15￡??:<=i?+0ē:5T?+0ē:??/????ǐ3lmo
???0?建???
?16￡??(3¤hi:h?基??}?s@ǒǒ3¤ê":!":
$%:?=@??????0?y?
?17￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??}89,司0á?
óYě??
?1￡vh??H}?93êù;????×5ê?lm???o?9
:!":$%@EF+??
?2￡?9 ?ń?
?3￡§?()??j???}??aWO:?e?òxy89@?
OIJ?
?4￡S ???3??H?,ú??GH投?:??}????
????89@??IJ?
?5￡ít??o建????:×?#??:I089-,+89|??}
{?ē89IJ@89,IJ°??t}éē89Y)投?
89}投?F?}????GH?
?6￡?vw?h?:?()?-lm3¤???}Y?/OI
Jo§?-c2中,??/R}Y?ù;中,??IJ?
?7￡vh?ì;8,×??
?8￡??g*(9???T_ê":!":$%@??T?
?h?(?()?|hiˉ???}?3¤??T_????LWX}
中信建投基信金管理有限公司
投
公
24
?!":$%T??
?9￡??5T?_?ú?I05T???
?10￡ú?????:????@ā????
?11￡?????h?:?()?-lm3¤??}ǐ?WXYZ-
??司0?
?12￡{?ǐ???}Y?ZGHT?:GH??|???h?:
?()?-lm3¤???3???}?WX??YZ基??{?}Y
?m,?Z?
?13￡??()?a??QR投S? }-??23
,投SQR?
?14￡???ì9!"#$%!?}-?:???$%?n?
?15￡vw?h?:?()?-lm3¤????23,4
53S(;8,:23,vh??23,45?
?16￡???{?IJ89?0D?5T?ü:?′:F?@lm°
¤H? 15ā???
?17￡{ǔr?GHê???nˉ?3H?????-à}??
{?GHê?????()????-@??}??ǘ??#3¤
??H?}????(9?>????3¤H?????
?18￡ōō???IJ^_?ō}?#IJ{8:^9:KT:
[ī@投S?
?19￡????:vh???3ê?vh???J?}-??????×5
???;8,?
?20￡?`??()???IJǎ?3ǎǎ23,(h
.R?}?*?à??bc}l??bcY?l?c????
?21￡×?;8,?hih?@?()???ǐ?§?司0}
;8,`??()???IJǎ??}89,?o23
,/R?;8,???
?22￡*89,tl司0ù;中?f9?}?*é中?f93¤
+0?o?àbc?
中信建投基信金管理有限公司
投
公
25
?23￡?89,?司}?′23,/R????./3a?l
mhi?o?
?24￡89,????-???? >?}?()?Y?
?j}89,?à?建??NO}t???H??T??)?D???/
X??????? 30?o??ê",?
?25￡???j23,45?e?
?26￡ít?{?23,?ü?
?27￡hih?-???×5??@?()?a?lm司0?
限:;8,
?信￡ ;8,?
????????3ě?ě理
?ē??????ü?????有?
h??′,???~
?t?-?有6Cā
ā
?
??ňt?¤@??ňtˉ???0???有6V??中有理?ˉ@??,?
????有6C?&?ˉ
ōō????3ě?ě
?üH?C& 管V ??,??
?ń?-?2ń??
;8H??ˉ-ˉ?????×5?×??有66? M?
?限￡ ;8,./#司0
1:?w?h?:????h?-lm3¤??};8,./á?
óYě??
?1￡§?()??j???}vhih?@?()?????
{8IJ?
?2￡v?()?a???;8N?-hih???3×8建??
?lmNO?
?3￡×?89,éGH??}?ī89,3`??
()?-??hih??o}éIJ:lm*+,/R???4ǎ?
中信建投基信金管理有限公司
投
公
26
?}??????×5}????r??{|GHê/R?
?4￡?w°¤?è?y}o?ňH??:????:????|G
Hēǔ??}o?9??:????H^_?
?5￡?e??3??23,45?
?6￡?89,<=?}??ü89,?
?7￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??};8,司0á?
óYě??
?1￡??aWO:?òìbxy23???{8IJ?
?2￡ňt??;8建?}?3?(ry??èē}S ??:
(???;8?0?í,ú}?bIJ;8+??
?3￡ít??o建????:×?#??:I089-,+89|??}
{IJ??}{?l;8IJ#;8,§3IJ?-Y)
IJ°??t?éē;8Y)投?ň???}?t?_}投?89}
{?Y)?-???ň?:H??:?üF?|??°??t?
?4￡?vw?h?:?()?-lm3¤???}Y?/OI
Jo§?-c2中,??/R}Y?ù;中,;8IJ?
?5￡{8?89,?′?s#3¤?4()-3¤???
?6￡????ňIJH??:????@????|GHēǔ?
?}???()?a?}?w89,GHē?}-??9^_:?
?+??
?7￡{?ǐ???}??h?:?()?-lm3¤???3
???}?WX??YZ基??{?}Y??m,?Z}?UT:hi|?
建?????????
?8￡??:Uǘ89,T_HJ?L:?L:
!":$%T??
?9￡?9#;8?0D?3¤WXYZ+n?
?10￡éI05T??:????:????@ā???à???}?
~89,???r????z??????()????????
中信建投基信金管理有限公司
投
公
27
89,3????()????o}??*?~;8,z???
?g*???
?11￡{?;8?0D?F?:?ü:?′@lm°¤H? 15 ā?
??
?12￡?89,3lù;EF??f?Q?{?23,?
ü?
?13￡?????°¤?ü?#89,?é?
?14￡vw89,ē?33¤???23,??QR@
$%?n?
?15￡vw?h?:?()?-lm3¤??}??23,
453S(89,:23,vh??23,45?
?16￡??hih?@?()???×?89,GH???
?17￡??IJ^_?ō}?#IJ{8:^9:KT:[ī@
投S?
?18￡????:vh???3ê?vh???J?}-??????×5
@??×8??}???89,?
?19￡?`??()???IJǎ??}??à??bc}l??
bcY?l?c????
?20￡???×?89,?hih?@?()???ǐ?§?司
0}89,?`??()???IJǎ??}?o23,
/R?89,???
?21￡???j23,45?e?
?22￡hih?-???×5??@?()?a?lm司0?
:23,
GHê23?o??oé?()??ê@?ì}
GHê§vw?()???}??o23,@?
()?*+,}??lY?23?23,?o?
()?*+,?Y???()??????3??o?r>??
)信????3)|(h.R?
中信建投基信金管理有限公司
投
公
28
1:?w?h?:????h?-lm3¤??}23,./
á?óYě??
?1￡投?IJQR?
?2￡?#投S^_???IJ?
?3￡vh!?$%3??l23?
?4￡????ry??23,453ê??23,45?
?5￡à?3êù??′à?23,45}é23,45
Ue+n??′?.?
?6￡ǘ?3ê????YZWXH??
?7￡×?89,GH???
?8￡é89,:;8,:?0??ǎǎl(h.R?ov
h????3???
?9￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??}23,司0
á?óYě??
?1￡ê???????()?:???~?-J÷H?ùr|WX
YZˉ??
?2￡??ēGHJ÷}??§è???ì?k}§?a?GH
TL}§??àGH??}§??àGH???
?3￡¤?WXYZ}-???./@ǐ?司0?
?4￡??ê":!"?n-hih?@?()?ē??NO?
?5￡?l23??o}?à?ǎ3ê?()?\]
3ěbc?
?6￡Y?+c23ǎ-lm?()?*+,(h.RD??
?7￡???j23,45?e?
?8￡??????A??c2x???Y*?/?
?9￡hih?-???×5??@?()?a?lm司0?
中信建投基信金管理有限公司
投
公
29
金-理有
./(01
23,45?23,ō?}23,(h?.?
′3.?′23,à?5e?′??23,23?信
?3￥|G?.?
23,45?ň?????
信:??+?
1:*àī3ǔr????+??信}?*??23,45?
?1￡\]?()??
?2￡<=89,?
?3￡<=;8,?
?4￡?=?????
?5￡??89,:;8,????3??0N?
?6￡[<???
?7￡#lm(?}()?3a????
?8￡[<GHu?:??3???
?9￡[<23,45AB?
?10￡89,3;8,ry??23,45?
?11￡??3(T23? 10%???? 10%￡
23,??89,Q??e*?T_}?)￡?)信+n?
?ry??23,45?
?12￡é*+,./@司0J??4??lm+n?
?13￡hih?:?()?3???×5??lm?*??
23,45+n?
2:????89,@;8,?ǐ???}Yǔ??
23,45?
?1￡ǒ?89N:;8N:??0N?
?2￡hih?ry??NOQ??
?3￡?hih?@?()?????oǒǒ!"N?:ǒ
?$%N?3?éī323,/R?aá?Y/??基??[
公
30
N???
?4￡?°?hih??[???*é?()??????
?5￡é?()???é23,/R?aá?Y/??3?
?Y±-?()?*+,./司0¤???4[??
?6￡??hih?@?()???Yǔ??23,45l
m??
限:5e??,-????
1:?hih???3?()??3a??}23,45?
89,???
2:89,??????3Y????}?;8,???
3:;8,êo3?r??23,45}?*?89,
?à???e?89,?*§Q????e??? 10?o??z???}
?????;8,?89,????}?*§à????????
60 ?o???89,??Y??};8,?êo3?r??}?*
?;8,§???}?§à???????? 60?o?????89
,}89,?*S(?
4:?′ 10%???? 10%￡23,?)信+n??r
y??23,45}?*?89,?à???e?89,?*
§Q????e??? 10?o??z???}??????à?e
23,?′@;8,?89,????}?*§à????????
60 ?o???89,??Y??}?′ 10%???? 10%￡
23,?êo3?r??}?*?;8,?à???e?;8
,?*§Q????e??? 10?o??z???}??????à?e
23,?′@89,?;8,????}?*§à?????
??? 60?o?????89,}89,?*S(?
5:?′ 10%???? 10%￡23,?)信+nry?
?23,45}?89,:;8,?Y??}??3(T?
′ 10%???? 10%￡23,3.§???}????基
30?????×5 ?23,vh§???23,45}
中信建投基信金管理有限公司
投
公
31
89,:;8,?*S(}Y???:???
6:23,5e??,?b????5?-:?ǖ:??@.
REF??
:??23,45???-:??op:????
1:??23,45}??,??5e??基 30?}?ē????
??23,45??????~??op?
?1￡5e???-:?ǖ@5e???
?2￡5e?Ue+n:e+AB@′????
?3￡3.à?23,4523,.REF??
?4￡?.ù;?~opry?á?óYě??9,è}?9.ě@?
93j?ě|￡:???-@?ǖ?
?5￡50?ň??,??-?????
?6￡à?5eê??? ˉ?@??ǐ??ń?
?7￡??,ǔr??lm+n?
2:?????5?????′??}?5e??,???5e??
??~?23,45ē????????:ù;???¤-l?
???@??,:??′??????]?-@Q????
3:???,o89,}????????;8,?ē??ǖé′
???T???×?????,o;8,}y???????89,
?ē??ǖé′???T???×?????,o23,}y???
????89,@;8,?ē??ǖé′???T???×??
89,3;8,?Y??′é′???T???×?}Y??′???
T?jk?
:23,à?5e??
23,45???īè?5??:???5??3hih?3×8
????lm????}5e?????5e??,??89,:
;8,?o23,??G?.???/?
1:īè?5??23,,à?3??9G??.ù;?~ù?
?′à?}īè?5?89,@;8,?.?′?*??2
中信建投基信金管理有限公司
投
公
32
3,45}89,3;8,Y??′??}Y??′?jk?īè?
5)??(??>??}????23,45eA?
?1￡?§à?5eê23??:ì;à?5eêà?ù;,
23??-ù;,?9G??.ù;?~?(hih?:?(
)?@5e????}??23??#89,23EFH?
°??
?2￡??é}???5êà??.REF?23????}
3jY???.REF??限投?信??限投?
信￡???5ê?.REF??′3j???.REF?
?限投?信}??,???x??23,45???- 3
?ā??:6?ā?o}?x?Ue+n?ü??23,45??ü?
?23,45?5ê?.REF??′3j?Y??
?.REF??投?信??投?信￡?
2:???5????5?ē23,tlé′?+nG????
???′??]??基?????,ē???????5????????′
??
?)??(??>??}???5???o3j?
?1￡5e??,??()?a??ī5e???}? 2????o?
ń?ī°¤??????
?2￡??,?()a???;8,???;8,o??,}
yo89,￡?ē??ǖé??′???T???×??5e??,?
;8,???;8,o??,}yo89,￡@???¤×???
?5e??????Q?23,??′????;8,3
89,???Y??Q???′???}Y??′?jk?
?3￡,??à?????3?.m,?′à?????}2
3,ē23Y???.REF??限投?信??限投?
信￡??,??à?????3?.m,?′à?????23,ē
23???.REF??限投?信}??,???x??
23,45???- 3?ā??:6?ā?o}?x?Ue+n?
中信建投基信金管理有限公司
投
公
33
ü??23,45??ü??23,45?*3?′投?
信????投?信￡23,??à?????3?.m,?′à?
?????
?4￡?μ中?3￡n???à?????23,3ì;?′m,
à??????9,})???23??:ì;à?????
?9,à?ù;,23??-ù;,?9G??.ù;?~?
(hih?:?()?@5e????}?#EF??F?°??
3:?hih?@×8?¤???}??Olm?īè??3
ê?īè??#?īè??°?(????23,45}5eAB?
?īè?5@?????5AB??}?????5e??,???5e?
???~?
4:?hih?@×8?¤???}23,?.m,?oà
?5e?′?}?.?????O?á:??:??:?W3lm??}??
???5e??,???5e????~?
:e+op#AB
1:e+op-? .
e+opo¤?23,/R?4+n}??()??4?
?:??\]?()?:<=89,:<=;8,:#lm(
?:hih?-?()???lm+n?-5e??,êoǔ??
23,45??lm+n?
23,45??,à??5e???}éx3? ???
*?23,45??基-????
23,45Y?é?+???e+op??′??
2:e+AB
?1￡īè?5
?īè?5???}???45?2,????中'>??AB?@?
ī×?,}???45?2,??? }??????′?}???45?e?
45?2,o89,?.à?5e?′}?89,?.?′???2
45?}?;8,?.là?5e?′?2???89,?.
中信建投基信金管理有限公司
投
公
34
?′@;8,?.?′1???245}y?à?4523,@
?9,ē2′?.限投?信????限投?信￡??J?信?23,
?o??23,45?2,?89,@;8,?Yà?3?
223,45}Y??23,45?à?ejk?
5e??,?*??à?5e,ú??ü???ü?~??5e,ú??
?3????￡:è?~ˉ???:233?′3′?.:ù;,
???3????￡@????|+n?
?2￡???5
????5?}?????,?基 30 ??ī? }?ē??′?
?]??? 2????o????¤×?????,?T?建3j′?}???
?¤×?????e?
:′?
23,ē2?3信?′?.?
23,45?e投o信??e@???e?
1:信??e}信??e????4523,3l?9,ē2′
?.限投?信????限投?信￡???o3j????中 2nē????
???e??+n??lm+n1?信??e?????
2:???e}???e?*???4523,3l?9,ē2
′?.投?限????投?限￡?????à??()?3a??}
?=????:<=89,3ê;8,:\]?()?:
#lm(?????e???o3j?
23,45??F?????G?′??
????????′??}???T??3?投°??w?~}?y??
?(5e?????êGHêèˉ?′??o3jà?GHê}′ ?
?(5e??????′????o3j′?}′ ?????Y^3°???
?o?.′?}ó?*T?à?????23,ē?′
???
23,45?n? 3)信n? o???neˇ?*投?
Ue:?n′??
中信建投基信金管理有限公司
投
公
35
':T?
1:īè?5
?1￡?45?89,3;8,??}23,45?2
,?*?5e????ī?à?5e23,@?9,?????
23,?′#45??,?.信?×?ú?)àc×?,??45?
23,§???345ˉ??89,3;8,??}óz8
9,3;8,?à?45}23,45?2,?*?5e??
??ī?à?5e23,????23,?′àc×?
,?89,3;8,Yà?45}Y??T?jk?
?2￡×?,?*?23,′??t???^ǖ??45?2,*
è?īT????
?3￡??5e?2,323,3?9,é???′???3?
ˊ}????ī′????t?éēG??ry???ü^ǖ?×?,?*??
?ü^ǖ}?ü^ǖ?信?oě??ü^ǖ?}45?2,?**è?ī?ü^
ǖ???
?4￡T??A?????¤????}89,3;8,?Yà?
45}Y??T?jk?
2:???5
????5?}T???o??45??,?.??×?ú?
;8,?.?′???;8,??}yo89,?.?′￡×???
?T?}?????¤élT??A?????89,3;8,???
′é??′???T???×?}Y??T?@′????
1:?j#??
23,45?e}??,?*§????? 5?o????×5
?
23,45?e§′???????j?
23,45?e§?j??? 2????o?ē????????
??O??????′?}???23,45?e?}??t????
ˉ:????:??ú??|信)???
中信建投基信金管理有限公司
投
公
36
89,:;8,@23,?*???j23,
45?e??j23,45?eé??23,:89
,:;8,13a?k?
7:建投¤?23,45??+?:??>?:e+AB:′?
>?|??}ˋ z???Ohih?建投}?t?hih?????°¤op
???3[<}89,?基???}???é建投op????@ǒǒ}
?ǔ??23,45Ue?
中信建投基信金管理有限公司
投
公
37
金2理有
34(563(789:;<=
信:89,@;8,íb\]?
?信￡ 89,íb\]?
3????信}89,íb\]?
1:?vh??89H??
2:?23,45?c?
3:vh??:?vh??3?vh???J?
4:hih?-???×5??@?()?a?lm??
?限￡ ;8,íb\]?
3????信};8,íb\]?
1:?vh??;8H??
2:?23,45?c?
3:vh??:?vh??3?vh???J?
4:hih?-???×5??@?()?a?lm??
限:89,@;8,<=AB
?信￡ 89,<=AB
1:???üc89,?;8,3???3(T23 10%????
10%￡23,???
2:?e?23,45?89,íb\]? 6?āoé???
89,???e}??eǔ???4523,ē2′?.
投?限????投?限￡′????
3:??89,?üc89,J??基}????×5ē???
89,?
4: ?23,45?c89,?e?????×5 ?
5:???89,<=?}?;8,?<=89,
23,45?e?j? 2?o?ē??????
6:???89,íb\]}89,???{889?0H
?}-????89,3üc89,?989?0???ń}?
中信建投基信金管理有限公司
投
公
38
?89,3üc89,?-??Q?üc89,?#;8,?
éHJ?L?
7:UT?89,íb\]}?*??hih?????5T?+0
ēéIJ??UT}?tUT??????})?????×5 ?UT
NO?HJ????
8:??[
投?限????投?限￡′????
3:??;8,?üc;8,J??基}????×5ē???
;8,?
4: ?23,45<=;8,?e?????×5 ?
5:???;8,<=?}?89,?<=;8,
23,45?e?j? 2?o?ē??????
6:???;8,íb\]}?*??{8IJ@;8?0
H?}-??9IJ@;8?0???ń}üc;8,3ê??
;8,?*-??Q?üc;8,#89,?éHJ?L?
7:UT?;8,íb\]}?*??hih?????5T?+0
ēéIJ??UT}?tUT??????})?????×5 ?UT
NO?HJ????
?￡89,#;8,)?<=>?@AB?
1:?????89,@;8,)?<=}???3(T23
? 10%???? 10%￡23,??ü89,@;8
,?
2:89,@;8,<=投???μAB???
中信建投基信金管理有限公司
投
公
39
3:???üc89,@üc;8,??<=89,@;
8,23,45?e?j? 2?o?ē?????(???
中信建投基信金管理有限公司
投
公
40
金>理有
63
;8,@89,???h?:?()?-lm3¤??st
;8?e?
st;8?euz~;8,#89,?-?IJ{
8:GH??:?LT_:QR投S:WXYZ-°?×?|°¤+??./
司0-íb}{IJ??}{|23,(h.R?
中信建投基信金管理有限公司
投
公
41
金>管理有
?@
信:EF?0
EF?0ēEF:?8:??:^_@?_?0}??op
á?GH,??ít@89:EF:??0ê:^_
@?_:?9??/:ít?{823,?ü@?9?????|?
限:EF?0?9??
EF?0?89,389,ù;lm?(>???
?9?89,ù;lm???9EF?0}?#?9,?sù;?
9?e}?~89,@?9???GHê??89:EF:
^_-??ê:??/:ít?{823,?ü|+??.
/@司0}{|23,(h.R?
:EF??./
EF???3??./?
1:??EFN?
2:ít@89GHê???
3:{823,??H?:??H?:23,?ü|?
4:?hih?????o}éEF?0?9?-??ǒǒ}?v?3
¤?????a?基?ē???????
5:hih?-???×5??@?()?a?lm./?
:EF??司0
EF???à??司0?
1:S ????,ú?9EF?0?
2:????hih?@?()???>??9EF?
0?
3:??{?EF?w}?t23,??:èWX-~
?|?w ????×5ê????l{??ě§???????Y?
?? 20ā?
中信建投基信金管理有限公司
投
公
42
4:é23,??WX?3{?司0}?`??{?司0é
GHê3??ǎ?}??à°???bc}óěh???ǘ?-hi
h?-???×5??@?()?a?lm????
5:??()?-???~???oGHê?9??????0:??
lm?r?0?
6:?ì89,×??
7:hih?-???×5??@?()?a?lm司0?
中信建投基信金管理有限公司
投
公
43
金>中理有
AB
信:GHu?
?rGH???|.R?∥??@??|??QR?∥??}?
??DHJS?#????89}kdaīHJ?????L?
限:GH??
GHéǔz?3?????∥??}á??ovh???
???á????:???-lm????×5??????￡:.?:?ē
??|.R?∥??}??|??QR?∥???á???:???w:
∥?:???:?ě?:?˙?:???????:??????:???w:
??=????投??????￡:??∥H?:HJ?2??:??%":?
???|￡-hih?3???×5??GHlm∥???ó??(?
??×5°¤??￡?
?hih?3×8??????GHlm÷?}89,?ǐ?g*
AB?}??tl??GH???
GHō(??o???HJ?HJ 0-95%?????????
HJ?L??Y?? 20%?.?GH?HJ?L??Y?? 3%?
??????\????ē??(aǔ????{???}ī?Yá??
_ ?:?à{?:?Q!"?|￡3????信ā?o????Y??
HJ?L 5%?
:GH??
1:HJS???
?O§?????}??é??????á???????:
I?-????:J???|￡投?a?}@é????￥?á?H??ǔ
:???èKL?￥|￡????}投????è:???è:???è
4?HJ????@QR}?w?éHJ???:??:ī?-
GH??????ǒǒ?
2:??GH??
??GH??á???S???@??GH???
中信建投基信金管理有限公司
投
公
44
?1￡??S???
????投?Y)???/??:#??????¤??-??
§è????}???a?*?????ēf??????}?(??
?/??}??*??/???o?-??????}???ǖS??
?2￡??GH??
???GH???O?§???￠@?§???￠°?(??}信
建投????é??????????}信建投????§è??-?
?})?????????÷??
3:??GH??
é???QR?HJ??}t?TL投?o??}??(??
??a?????ō(89}??r????S?#??????????G
H89????S???}?(é????:?è/?:???y|???(
投?}?w??ē?è#??-?è??HJ??QR??}??éGHō(
??HJ????S?@ǒǒ}???HJ??.????????}
????/???投?o?}?(????:????-Y)??÷?Q
R??￥:???@WO??|??}?ǖ?????????:???￥(9:
??QR?#WOá?°é????÷??
4:????????GH??
t?????WO????}????GH???A:GH?
.U???:??????|{?UeGH??????v?o建WO?
˙}??????投?o?}?(??@???h}??é?????
??k投??K}?-???lWO??[??
??(????WOHá:??QR?@?ě基??}?ǖ??Há??:
QR???:?ě?S??????????GH?
5:?ē??GH??
89,t?投???ē??QR?:???-????}??HJ
S?:÷???}?e??GH}?????ē??aī??{L?
?1￡?{??????
?wé??????Y)????@é?è?:KLē??
中信建投基信金管理有限公司
投
公
45
?投?}??z?éGHō(????{L?-??{Lī??-l???
?2￡??(a??@??????
???{Lī??ê??}?w??(a??￥:???|??
??(g??(a??O?????óT_??{Lēǔ??(a???é
??{Lī?? BetaL??????}??ǒǒ??{L?????
?3￡{?89
t?w??{L?-:ī????????T_ēǔ?_
? }???{?Y???￥????{???
6:.?GH??
.?o???GH??}lGHxyo3/?HJ?L?
?.?GH??t?TL投?o?}??O????ó投?l(9?T?
?}t??????/}ì???ō(?L???}ky???QR?
:GHě?
1:ō(ě?
GHō(?????ě??
?1￡??HJ?HJ 0-95%?
?2￡??????\????ē??(aǔ????{???}{2
Y??HJ?L 5?ī?Yá??_ ?:?à{?:?Q!"?
|￡3ê????信ā?o?????
?3￡23信??ě???}l?LY??HJ?L 10??
?4￡89,89?建23信??ě???}Y????
? 10??
?5￡23?建.?}l?LY???HJ?L 3??
?6￡89,89?建23)信.?}Y????.?
10??
?7￡?c2?????.??}Y????信???H
J?L 0.5??
?8￡GH?)信x?.R,??HJ?2????}Y???
HJ?L 10??
中信建投基信金管理有限公司
投
公
46
?9￡23?建HJ?2??}l?LY???HJ?L
20??
?10￡23)信(ē)信WO˙?)HJ?2????}Y???
?HJ?2???? 10??
?11￡89,89?建GH?)信x?.R,??HJ?2
??}Y???l??HJ?2??(T?? 10??
?12￡?GH?WO˙??˙o BBB??(? BBB)HJ?2???
23HJ?2???-}??lWO|˙??:Y??(GH??}???
˙??ī??? 3?āo???建?à?
?13￡IJ?#???!"}ē!?Y???
HJ}ē!?????Y???????ě???????
?14￡??????-)??è????%"H?Y???
HJ?L 40%?
?15￡GH??????????Y??HJ?L 20%}
23??????????}l?LY???HJ?L 10%?
?16￡?#?ē??GH?}?c2????\}23???ē?
?(aTL}Y???HJ?L 10%??c2????\}23???
?(aTL#3T???L?@}Y???HJ?L 95%}l?}3T?
?ē??:???Y?????信ā?o????￡:.?:HJ?2??:
???∥HJ?Y?á??%"￡|?
?17￡?c2????\}23?à??(aTLY???2
3????L 20%?
?18￡ē23???L@??:?à?ē??(aTL}(T??
?T_￡?*?(()¤???GH??3¤a??
?19￡?c2???o??(Yá?￥?)?ē??(a??
Y????信???HJ?L 20%?
?20￡?HJY????HJ 140%?
? 有￡#?????H8J÷-???×5ê?lm??o??é
????%"??}??ìá?÷Háry?*#()a?GH??
中信建投基信金管理有限公司
投
公
47
{2信??理
? ￡??GH????ìěHJ?L(TY???HJ?L
理有M??????è??:???ě????:??[?|89,??
????Y?(基?ē????ě?}89,Y???ü????
ìěHJGH?理
?
￡89,89?建????á?????-f???
?????￡23信????ě??????}Y???????ě
?????有M??89,89?建GHō(23信????ě?
?????}Y???????ě?????
??理
?24￡hih?-???×5??@?()?a?lmGHě??
89,?OIJGH????÷?}?*?w??89xy}??
????.89??@GH???A?89,?OIJGH????
÷?????}?*?(???×53¤???
??μ中?2￡:?12￡:?21￡:?22￡n??}???/???è??:??
?,(?:?.投??????éT|89,??????GH??
Y?(?μ??GH??}89,?*? 10????o??ǒǒ}ó?
??×5????????
89,?*§()?j??? 6 ?āo?GHō(???
(()3¤a????μ?-o}GH??:GH???*?(
()a??;8,éGH×?#?ǘ§()?j??
????
hih?3×8建???3[
公
48
?5￡?l89,:;8,àH?
?6￡?+o???:??????T?-lmY?*????D??
?7￡hi:??h?@???×5???]lmD??
89,?OIJ??89,:;8,-l????:a?
??,3ê#l3?4/ǎ¤??ě???3ê???o????}3
ê?+lm?4¤???}?*?(GHu?@GH??}??
23,/R??xy}??/R·?}ít??o建U???@?K??}
???è?￥(9T????°¤????+???;8,)?}??hi
h???YZ??4¤??????89,?+5Ue}???投?限?
??t?+???89,?+5?????āé¤???+n??Uǘ?
?hi:??h?3×8建???3[
:??QR??
??ò(ó}l????@QR?????è:??ó
}????ó}? ???GH???????:????QR÷??
':∥H∥?
??????3¤????∥H:∥??
中信建投基信金管理有限公司
投
公
49
金>理有
CD
信:HJ?L
HJ?Lzē"?????-?wTL:????X@?Q
!"??-lmGHē??TL?@?
限:HJ?L
HJ?LzēHJ?L?????TL?
:IJ??
;8,?w°¤hih?:???ˉ?o?tH??:???
?:?????-GHēǔlm?O????t?O??#89,:
;8,:???@EF??§3IJ???-lmIJ?
?°?t?
:IJ{8@f投
IJ?t?89,:;8,@???IJ}??
;8,{8?89,:;8,:EF??@????l§
3IJ?àl§èhibc}l?.,Y?éIJ???y??:?
?3lm./??vhih?@?()???f投?}IJY??f
投?
89,:;8,?vh??:?vh??3ê?vh???J|x
???^_}IJY??l^_IJ?89,89??IJēJ
??.}Y?#l?3HJJ??0°????89,89??Y)
IJēJ??.?0Y?°????
中信建投基信金管理有限公司
投
公
50
金>理有
BDEF
信:KL?
KL?o°¤????èē????-??hih?
??ǔré?YZ?L?????
限:KLéǔ
ē?3??:.?:??@????X:?Q?n:?ē??(a:
l?GH|HJ-???
:KL?h
1:????ē??3T??KL
?1￡??ē??3T???á???:.?|￡}?lKL??????
ē???T?Q?T￡KL?KL????}????????????
??4[?3???????????T??4+?}??????
?T?Q?T￡KL???????????????4[?3?????
?????T??4+?}?????GH÷?ī??T-?4[??
?}ǒǒ?????T}???T??
?2￡??ē??a??T?????KL?Q?TKL}KL??3?
?}??????????????4[?}??????Q?TKL?
??????????????4[?}?????GH÷?ī??T-
?4[???}ǒǒ?????T}???T??
?3￡??ē???a??T?????KL?Q?T????Q?T?
ē????Q/X???T??KL?KL??3??}???????
???????4[?}????????Q?T????Q?T?ē??
??Q/X???T??KL???????????????4[?}
?????GH÷?ī??T-?4[???}ǒǒ?????T}???
T??
?4￡??ē??Y??D??è3T??}?OKL?????TL?
??ē??HJ?2??}?OKL?????TL}?KL??????
T???TL?}??KL?
中信建投基信金管理有限公司
投
公
51
2:f?????-3T????投??f9?
?1￡??:???:S?@???ü?}?KL??????ē??
)信??KL?hKL??????}???信??T?Q?T￡KL?
?2￡??????????:??@.?}?OKL?????T
L}?KL??????T???TL?}??KL?
?3￡?????3~?????})信?????ē???}??
?ē??)信??KL?hKL?????3~?????}?×8
??3???53¤?????TL?
3:????-???è????:HJ?2??|??QR÷?}?O
KL?????TL?
4:?ē??(a|∥??÷KL
?1￡????∥??÷?KL?lē?????ē?_TKL?KL
????}???????_TKL?
?2￡???∥??÷??TKL}??TY?????TL}y?
OKL?ó???TL?
5:)信??)????3?????è??}???ēf?è投?K
L?
6:???????}??KL???3?ü??}?l????KL?
7:23????:????:????|???}?a?/
???T?/X?
8:?3??w′~??μ?h??KLY?????l??TL}
89,??w??#;8,ǐ??}???????TLT?K
L?
9:°¤hih??-×8建?3????}?l????3ü?+n}
????ü??KL?
?89,3;8,īKL`?()s~KL?h:A
B-°¤hih???3ê???投?|23,/R?}?t???
é?}?)ǘ~x?}???ǐ???
?w3¤hih?}HJ?LT_@5T?_司0?89,
中信建投基信金管理有限公司
投
公
52
?à?5Tbc??89,àc}??}?#3¤5
T?ˇ}??°¤???￥|???投???}??h??信???}??
89,éHJ?LT_??é????ī????23,@
??ǎ??-?????HJ?LT_???????ǎ?}?
89,?b???
:KLAB
1:?Lz??????????}HJ?L??*?
???T_}?? 0.0001 ?}??ǖ?中 5 ?? ?????3?
?}?l???
89,??????T_HJ?L-???L}????
???
2:89,??????éHJKL?ó89,?whih?
3()????KL????89,?????éHJKL
?}t???L???;8,}?;8,?????}?
89,?a?é??ī?
:KL??f9
89,@;8,t???r:g*:(9??{HJKL
??:-???* A?3 C??L??ǖ? 4??o(?中
4?)?KL???}?o?L???
()*+,?????a?f9?
1:KL???ó
???A?}????89,3;8,:3EF??:3?
??:3GH,§è????KL??}??lm*+,?ìǎ?}??
bc,?*é???KL???ìǎ?*+,(“ìǎ?”)??ǎ???μ
“KL??f9xy”????}?à??bc?
?μKL???r?óá?óYě??H?!???:?w????:?
wT_??:??????:??ē???|?
2:KL??f9xy
?1￡KL????}ó???*+,??ǎ??}KL??bc??-
中信建投基信金管理有限公司
投
公
53
??ǒ??}-???
公
54
?2￡???????L 0.25%?}89,?*??;
8,?????×5 ????????L 0.5%?}89,
?*???
?3￡基μop?hih?3×8?¤?3??}?l??f9?
:??KL?
1:GHē±-??/?????è?h????3?lmx????
???
2:?Y??k??89,:;8,?h??KHJTL??
3:*基信KL?HJ?L 50%??HJàī????D??èT
???OKL???????TL???4Y???}89,?#;
8,?ǐê?}?*??KL?
4:???×5@()ê?l???
':?Lê
O?WXYZHJ?L@???L?89,?b
T_};8,?b?????89,????????????T_*
?HJ?L@???L???;8,?;8,é?L
T_????ê???89,}?89,é?L?a????
ī?
1:???f9
1:89,3;8,?()??KL?h中 8n??K
L?}ē????Y?oHJKL??f9?
2:??Y??kx?}3????/????ē:EF?_??:????
??w??}3??5T??[<:?è?y[<|}89,@;
8,ˉ??????r:g*:(9?????ǘ}óz??ī???}
????HJKL??}89,@;8,??????bc?ó
89,:;8,?*?????r????3?????????
中信建投基信金管理有限公司
投
公
55
金>理有
GH IJ
信:NO??
1:89,89N?
2:;8,;8N?
3:??0N?
4:?()??j?#°¤WXYZNO?
5:?()??j?#°¤5T?N:i?N@??N?
6:23,45NO?
7:??/????NO?
8:????NO:?????|NO?
9:??/????NO?
10:????3¤??@?()?a?}???IJ???lm
NO?
限:NOT??h:T???@????
1:89,89N
89N?基信?HJ?L 0.80%āN?T??89NT_
?h???
H?E×0.80%÷*ā??
Ho???T?89N
Eo基信?HJ?L
89N??T_}???T??āā?}?ā??}?89,?
;8,?89N??ē?};8,?????ā基 5????o?
IJ?信?????89,???h????:???|}?????
??
2:;8,;8N
;8N?基信?HJ?L 0.20%āN?T??;8NT
_?h???
H?E×0.20%÷*ā??
中信建投基信金管理有限公司
投
公
56
Ho???T?;8N
Eo基信?HJ?L
;8N??T_}???T??āā?}?ā??}?89,?
;8,?;8N??ē?};8,?????ā基 5????o?
IJ?信???????h????:???|}???????
3:??0N
A ?YQ???0N}C ???0NāN
?o 0.10%???0Nt??O??#23,?
0?
C???0N?基信?C?HJ?L 0.10%ā
N?T??T_?h???
H?E?0. 10%?*ā??
Ho C????T???0N
Eo基信? C?HJ?L
??0N??T?}???T??āā?}?ā??}?89,?
;8,?H??ē?};8,?????ā基 5????o?I
J?信?????EF??}?EF?????????????h??
??:???|}???????
?μ“信:NO???中 4?10nNO”}?w3¤h?-°??e?
?}?NOa??à??*?NO}?;8,?IJ????
:Y??NOnu
??NOY??NO?
1:89,@;8,??ǐ?3?ū?ǐ?司0??NO?à3
IJǎ??
2:89,@;8,f9#???¤+n?NO?
3:?()??j基°¤NO?
4:lm?w°¤hih?-???×53¤??Y???NOn
u?
:PQ
中信建投基信金管理有限公司
投
公
57
???A?±-??P??}l?P司0???PQhi:h??
??
中信建投基信金管理有限公司
投
公
58
金> 理有
JK 有L中
信:/???
/?ē/XQ?:GHQR:??TL[?QR@lmQ???
°¤NO??}?aīQRē/?????TL[?QR??
?
限:??投S/?
??投S/?ē??QR投S???投S/?#?投S/??
?aīQR????
:QR投Sxy
1:??(3¤投?>?基??}?āQR投S????o 6
?}???QR投S??Y???QR投S?????
??投S/? 20%}??()??jY? 3?ā?Y??QR投S?
2:QR投S??投???ī投?#?/?GH}GHê???ī
?/3tī?/§??o°??????GH??GHêY?
?}?êQR投S??zī投??
3:QR投S????LY????L}?QR投S?
????L?????QR投S?Y????L?
4:???NOQ??Y)}lé??投SQR??3ē
Y)?)信???信?3)|投S.?
5:hih?3×8?¤?3??}?l???
:QR投S?
QR投S? ???~?]QR投S????投S/?:Q
R投Séǔ:投S?-:投S?-??:投S??|op?
:QR投S? ?:??#a?
QR投S? ?89,??}??;8,??}? 2 ??
??o?ē??????
?/????QR投S??????投S/?T_?]?￡?
-Y??? 15?????
中信建投基信金管理有限公司
投
公
59
:QR投S??NO
QR投S?ē?????3lm?ńNO?GHê§??à?*
GHêī?/??信?}Y????????3lm?ńNO?}
EF???t23,ī?/§??o°?????/?
GHT_?h}v???0?y????
中信建投基信金管理有限公司
投
公
60
金>#理有
1M NM
信:5T??
1:89,o5Tbc??
2:5Tā?o??ā? 1ā 1?? 12ā 31??????
5Tā????xy????()??j?? 2?ā}?????信?5T
ā?YZ?
3:?_?,??oF???}?,???oF????
4:5T??????3¤5T???
5:?tí?:?t?_?
6:89,-;8,?§{ǜūǒ5T?u:???????
5T?_}??3¤??ú?5T?′?
7:;8,?ā#89,?5T?_:?′ú?|???é
??;8?ea???ê?
限:ā?UT
1:89,??#89,:;8,°??t?3??:??
°¤?0H?5T?+0ē-l?ü5T?éā?I0?′??U
T?
2:5T?+0ē<=???ü5T?}?+???89,)??
3:89,êo3??9?<=5T?+0ē}???;8,?<
=5T?+0ēǔ? 2????o?ē??????
中信建投基信金管理有限公司
投
公
61
金>-理有
OPQR
信:WXYZ??(?h?:????h?:?WXYZ?h?:
?()?-lm3¤???
限:WXYZ司0,
WXYZ司0,á?89,:;8,:??23,
4523,|hi:??h?@???×5??§?,:h,@?
h,ōō?
WXYZ司0,?{|23,/Ro?àǖ}??hi
h?@???×5??YZWX}?{?ēYZWX?a?:??:
ūǒ?:-??:?~?@????
WXYZ司0,?*????×5???-o}t??YZW
X?????×5ē????????????ē???￠￡-ē?????
??????“ē???”￡|??YZ}?{?GHê?????()?
a??-@??ǘ?3ê????YZWXH??
:WXYZ司0,????YZWX}Y?3???o?
1:??F?:????μ3ê?4???
2:é??GH???????
3:`???QR3ê?àǎ??
4:??lm89,:;8,3ê????
5:E?c2§?,:h,@?h,ōō???:???3???ˉ??
6:???×5?]lm?o?
:??YZWX??O?ˉˉ??)??O?ˉˉ}
WXYZ司0,?{?Y)ˉop信??Y)ˉ?-??司}??ˉ
ˉo??
??YZWX?O??????????~?}????o,??
??
:??YZWX
??YZWXá??
中信建投基信金管理有限公司
投
公
62
?信￡???~?:?()?:;8?e:J÷H?ùr
1:?()?z???()?*+,?n./:司0¤?}~
23,45???y-??AB}?~J÷??|±-GH
ê?4/R+nhiˉ??
2:???~??*?4ě??YZ??GHê???建+n}
?~ê":!"@$%??:GH:J÷??:????:WXY
Z-23,?0|op??()??j?}???~?WX
??4[<}89,?*?????o}<ü???~??E?
?ē????????~?lmWX?[<}89,???ā<ü
信??\]??}89,Y?<ü???~??
3:;8?ez??;8,@89,?IJ{8-?
?×?|D??./:司0¤?hiˉ??
4:J÷H?ùrz???~?qrˉ?}O??GHê???
~ùrWX??()??j?}J÷H?ùrWX??4[
<}89,?*?????o}<üJ÷H?ùr}?E??ē?
??-?????3???ǖ?J÷H?ùrlmWX?[<}
89,???ā<ü信??\]??}89,Y?<üJ÷
H?ùr?
??!?????×5?ü?}89,??基}
t??:???~??????@?()??????E
??ē????}t??:???~?:J÷H?ùr:
()@;8?eE??ē????}?tJ÷H?ùrE??
?????3???ǖ?89,:;8,?*t?()?:
;8?eE??????
J÷H?ùrú?:YZ-<ütY?? 2020ā 9ā 1??
???
?限￡??
89,?*???+?ú???}??Y
Z???~?*?E??ē?????
中信建投基信金管理有限公司
投
公
63
?￡?()??j??
89,?*?Q????×5êˉ????ē????E ??
()??j???
?￡?LWX
?()??j?}????9!"3ê$%基}89,?
*?????ē???YZ信??L@???T
?L?
????9!"3ê$%?}89,?*?Y???????
??}??ē???:?????3ê???ǖYZ?????
?L@???T?L?
89,?*?Y???ā?@ā???信???}?ē???YZ?
ā?@ā???信??L@?T?L?
? ￡!":$%T?
89,?*??()?:???~?|WXYZˉ???~
!":$%T?T_??-3¤!":$%N?}?{?GHê???
?????3???ǖǘ?3ê??基μWXH??
? ￡????}á?ā???:????@????
89,?*??ā??????āo}ú?ū?ā???}tā
???E??ē????}?tā????????E??ē?????ā
????I05T???*???3??:??°¤?0H?5T?+0ē
UT?
89,?*???ā???????āo}ú?ū?????}t
????E??ē????}?t?????????E??ē?????
89,?*???????? 15????o}ú?ū?????}
t????E??ē????}?t?????????E??ē?????
?()??jY? 2?ā}89,??Yú?*?????:?
???3êā????????oàī?信GHê23??3??
? 20%?}o{?lmGHê.R}89,???*???????
?GHê??lm?rWX￠n?YZ?GHê??:????23-
中信建投基信金管理有限公司
投
公
64
??:???o23[?-?3???
2ń???A?}?*?ā???@?????YZō(H
J-l?????投?|?
?'￡????
??4+?}3¤WXYZ司0,?*? 2????oú????
??}?E??ē???@ē?????
基?ē??4+?}zē??é23,.R3êT?J
??4????+??
1:23,45??-??+n?
2:?()?\]:^_?
3:?=????:(??
4:<=89,:;8,:EF??}??5T?+
0ē?
5:89,ù;?0???o?9EF:?_:KL|
+n};8,ù;?0???o?9?_:KL:??|+n?
6:89,:;8,h???:?ē?[
公
65
a???,3ê#l3?4/ǎ¤??ě???3ê???o???
?}3ê?+lm?4¤???+n}ó???×5?3?????
14:QR投S+n?
15:89N:;8N:??0N:!"N:$%N|NOT???:T?
??@N??[
公
66
?D限￡GH?????????WX
89,?*?GH??????????????o}????×
5ē???YZēGH??????????:??:?ě:QR?|WX?
89,?*?????:????:ā???|????@???~?
?<ü￡|ˉ??YZ????????GH?
?D限￡???×5??lmWX?
:WXYZ+089
89,:;8,?*ít??WXYZ89??}ē???建?-
?˙89,ú?b89WXYZ+0?
WXYZ司0,??YZWX}?*?(???×5°¤WX
YZop#???y|h????
;8,?*??°¤hih?:???×5??@?()?a
?}é89,ú?HJ?L:???L:!"$%
T?:????:<ü???~?:J÷H?ùr:^_??|
??YZ°¤WX????:Uǘ}??89,????3??ê?
89,:;8,?*?ē??????信???YZWX?
89,:;8,?*????×5??YZ?????YZ
WX}?{?°¤??WX?a:?:ūǒ:-??
89,:;8,?vh?ē????YZWX?}????wǔr
?lm????YZWX}ózlm????Y???ē???YZWX}??
?Y)???YZ)信WXop?*信??
oWXYZ司0,??YZWXà?UT??:hi????
???}?*??????}?t°¤? ??{???()?\]? 10
ā?
':WXYZˉ???#ǘ?
vh??YZWXī?}89,:;8,?*??°¤hih
???tWX? ??§?ē}??5??ǘ?:???
1:WXYZ+n?hih???-??a?opo??
中信建投基信金管理有限公司
投
公
67
金>2理有
$%S75TU CDVW
信:?()?[<
1:[<()±-hih???3()a???23
,45?e??+n}???23,45?e???é??Y?
23,45?e??+n}?89,@;8,)??[
公
68
2:IJ^_?ōō??IJ^_?ō?ú?89,:;
8,:?3?+??°¤?0H??ü5T?:i??-???×5ē?,
úō??IJ^_?ō???O?r??,ú?
3:IJ^_?ōíb?IJ^_?ō?bIJ{8:^9:
KT:[ī@投S?IJ^_?ō??vh???r?+D??
4:IJ^_AB?
?1￡?()?\]?àī?}?IJ^_?ō?信?8?
?2￡éIJ@?.?0??^9@ê?
?3￡éIJ??KL@[ī?
?4￡??^_???
?5￡??5T?+0ēé^_?????建UT}??i?+0ēé^_
??à?hi????
?6￡t^_??????×5 ????
?7￡é??IJ??投S?
5:IJ^_?ěo 6?ā}ó?ē2?????ì?ě?
?Y?-?[ī}^_?ě°????
:^_NO
^_NOzēIJ^_?ō???^_?A??ē3(9N
O}^_NO?IJ^_?ō???IJ????
:IJ^_??HJ投S
vwIJ^_投S? }tIJ^_??建??HJ??
IJ^_NO:??ē?P??^??0?}?23,23
????投S?
':IJ^_??
^_?A?3¤?4+n?-????IJ^_????3??:?
?°¤?0H?5T?+0ēUT??i?+0ēà?hi???????
?×5 ????IJ^_???IJ^_??????×5 ?
5????o?IJ^_?ō????}IJ^_?ō?*t^_??
E??ē????}?t^_???????E??ē?????
中信建投基信金管理有限公司
投
公
69
1:IJ^_?ü-ˉ?{?
IJ^_?ü-3¤ˉ??;8,{? 15ā???
中信建投基信金管理有限公司
投
公
70
金中>理有
XYZ[
信:89,:;8,?ǐ??§íb?A?}`??h?|
hih???3ê?()?a?}?IJ3ê23,??ǎ
ǎ}?*投?é?§?ovh?à??bc???)?o?IJ3ê
23,??ǎǎ}?*?à????bc}éǎ???}ǘě???
??ǎ?}信??à??bc?3.?w?信???A???信????
??()*+,`?()}?lm()*+,??ǎ?}?
*?à??bc?*????}*+,???b?
?1￡89,-;8,??*?3jhih?:?è???y?
o3Y?o???ǎ?|?
?2￡89,????()??GHxy??GHē??
ǎ?|?
?3￡;8,é??3?8?;8,????HJ}3??
???ě:???ě|lm???b^_?QHJ?á?óYě???{
???oH:??(a|￡-lQR}???????:??:??:?
?3?J|x??HJ??ǎ?|?
?4￡Y??k?
限:??信?3??`a?}??4ě??{|23,/
R基??}?()????ńǐ??*?ńǐ???`a?*+,?í
b??o3司0-????r??}? ]ǎ??4??3??g*????
ǎ??信??4}Y???4ǎ?ry????`a???]ǎ??4??
à(9NO?`a??à?
:??89,:;8,Y????????0àī??}
89,@;8,ˉ??????r:g*:(9?????ǘ}óz??
ī??}????IJ3GH,ǎ?}89,@;8,???
?bc?óz89,@;8,??????r????3?????
????
中信建投基信金管理有限公司
投
公
71
金中>管理有
\]^4;_H`a
??*+,)?}??()??J?3#?()?3¤信?d
e}?????ǐ????}?????????????ùú5?w?5*
?3j???y????}???ǖo???}????z\???é??
*+,?3a?k}??N?????à?
def9?-}()*+,????§íb}?ń?a:?ò:ìb
?ǐ?()??司0}?|23,(h.R?理
?()?ì??hi8??
中信建投基信金管理有限公司
投
公
72
金中>中理有
$%bc
?()?za?()*+,?-./司0¤?hiˉ??
1:?()??89,:;8,?????-??h??′,3
?.?′??????????89,????×5?9 ?ń}?
????×5??ê??j?
2:?()?3j?§l?j????IJ^_??????×5
?????]?
3:?()?§?j???éá?89,:;8,@2
3,?o?()???*+,?3)|hia?k?
4:?()??信? }???3¤×8??信?限?}89
,:;8,?23限}??3)|hijk?
5:?()?????ü}?GHê?89,:;8,:??
???èē@??èēǘ??
中信建投基信金管理有限公司
投
公
73
金中>理有
de'f
理
?()??3?ì+?}??()?*+,???3¤hih??
ǐ???理
理
中信建投基信金管理有限公司
投
公
74
金中>理有
$%ghij
信:89,:;8,@23,./:司0
?信￡89,./#司0
1:?w?h?:????h?-lm3¤??}89,./á?
óYě??
?1￡vh??H?
?2￡§?()??j???}?whih?@?()??t?O
?89IJ?
?3￡v??()?Q?89N?-hih???3???×5?
?lmNO?
?4￡??
?5￡??????23,45?
?6￡vw?()?-3¤hi??×?;8,}?êo;8
,`???()?-??3¤hi??}??????×5@lm×8建?}
????r??{|GHê/R?
?7￡?;8,<=?}??ü;8,?
?8￡??:<=???}é???°¤?o??×?@f
9?
?9￡àc3ù;lm?(>???àcEF???9EF?0
????()???NO?
?10￡vw?()?-3¤hi????QR投S? ?
?11￡??()?a???o}??3??ì9!"#$%!??
?12￡v?hih?o/Ré?GH?ě????./}o/
R???IJGH???ēJ?./?
?13￡?hih???基??}o/Rvho??∥H:∥??
?14￡?89,?司}?′23,/R????./3ê
a?lmhi?o?
?15￡??:<=i?+0ē:5T?+0ē:??/????ǐ3lmo
???0?建???
中信建投基信金管理有限公司
投
公
75
?16￡??(3¤hi:h?基??}?s@ǒǒ3¤ê":!":
$%:?=@??????0?y?
?17￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??}89,司0á?
óYě??
?1￡vh??H}?93êù;????×5ê?lm???o?9
:!":$%@EF+??
?2￡?9 ?ń?
?3￡§?()??j???}??aWO:?e?òxy89@?
OIJ?
?4￡S ???3??H?,ú??GH投?:??}????
????89@??IJ?
?5￡ít??o建????:×?#??:I089-,+89|??}
{?ē89IJ@89,IJ°??t}éē89Y)投?
89}投?F?}????GH?
?6￡?vw?h?:?()?-lm3¤???}Y?/OI
Jo§?-c2中,??/R}Y?ù;中,??IJ?
?7￡vh?ì;8,×??
?8￡??g*(9???T_ê":!":$%@??T?
?h?(?()?|hiˉ???}?3¤??T_???HJ?L}
?!":$%T??
?9￡??5T?_?ú?I05T???
?10￡ú???:?ā?@ā????
?11￡?????h?:?()?-lm3¤??}ǐ?WXYZ-
??司0?
?12￡{?ǐ???}Y?ZGHT?:GH??|???h?:
?()?-lm3¤???3???}?WX??YZ基??{?}Y
?m,?Z?
?13￡??()?a??QR投S? }-??23
,投SQR?
中信建投基信金管理有限公司
投
公
76
?14￡???ì9!"#$%!?}-?:???$%?n?
?15￡vw?h?:?()?-lm3¤????23,4
53S(;8,:23,vh??23,45?
?16￡???{?IJ89?0D?5T?ü:?′:F?@lm°
¤H? 15ā???
?17￡{ǔr?GHê???nˉ?3H?????-à}??
{?GHê?????()????-@??}??ǘ??#3¤
??H?}????(9?>????3¤H?????
?18￡ōō???IJ^_?ō}?#IJ{8:^9:KT:
[ī@投S?
?19￡????:vh???3ê?vh???J?}-??????×5
???;8,?
?20￡?`??()???IJǎ?3ǎǎ23,(h
.R?}?*?à??bc}l??bcY?l?c????
?21￡×?;8,?hih?@?()???ǐ?§?司0}
;8,`??()???IJǎ??}89,?o23
,/R?;8,???
?22￡*89,tl司0ù;中?f9?}?*é中?f93¤
+0?o?àbc?
?23￡?89,?司}?′23,/R????./3a?l
mhi?o?
?24￡89,????-???? >?}?()?Y?
?j}89,?à?建??NO}t???H??T??)?D???/
X??????? 30?o??ê",?
?25￡???j23,45?e?
?26￡ít?{?23,?ü?
?27￡hih?-???×5??@?()?a?lm司0?
?限￡;8,./#司0
1:?w?h?:????h?-lm3¤??};8,./á?
中信建投基信金管理有限公司
投
公
77
óYě??
?1￡§?()??j???}vhih?@?()?????
{8IJ?
?2￡v?()?a???;8N?-hih???3×8建??
?lmNO?
?3￡×?89,éGH??}?ī89,3`??
()?-??hih??o}éIJ:lm*+,/R???4ǎ?
?}??????×5}????r??{|GHê/R?
?4￡?w°¤?è?y}o?ňH??:????:????|G
Hēǔ??}o?9??:????H^_?
?5￡?e??3??23,45?
?6￡?89,<=?}??ü89,?
?7￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??};8,司0á?
óYě??
?1￡??aWO:?òìbxy23???{8IJ?
?2￡ňt??;8建?}?3?(ry??èē}S ??:
(???;8?0?í,ú}?bIJ;8+??
?3￡ít??o建????:×?#??:I089-,+89|??}
{IJ??}{?l;8IJ#;8,§3IJ?-Y)
IJ°??t?éē;8Y)投?ň???}?t?_}投?89}
{?Y)?-???ň?:H??:?üF?|??°??t?
?4￡?vw?h?:?()?-lm3¤???}Y?/OI
Jo§?-c2中,??/R}Y?ù;中,;8IJ?
?5￡{8?89,?′?s#3¤?4()-3¤???
?6￡????ňIJH??:????@????|GHēǔ?
?}???()?a?}?w89,GHē?}-??9^_:?
?+??
?7￡{?ǐ???}??h?:?()?-lm3¤???3
中信建投基信金管理有限公司
投
公
78
???}?WX??YZ基??{?}Y??m,?Z}?UT:hi|?
建?????????
?8￡??:Uǘ89,T_HJ?L:!":$%T
??
?9￡?9#;8?0D?3¤WXYZ+n?
?10￡éI05T??:??:?ā?@ā???à???}?~
89,???r????z??????()????????
89,3????()????o}??*?~;8,z????
g*???
?11￡{?;8?0D?F?:?ü:?′@lm°¤H? 15 ā?
??
?12￡?89,3lù;EF??f?Q?{?23,?
ü?
?13￡?????°¤?ü?#89,?é?
?14￡vw89,ē?33¤???23,??QR@
$%?n?
?15￡vw?h?:?()?-lm3¤??}??23,
453S(89,:23,vh??23,45?
?16￡??hih?@?()???×?89,GH???
?17￡??IJ^_?ō}?#IJ{8:^9:KT:[ī@
投S?
?18￡????:vh???3ê?vh???J?}-??????×5
@??×8??}???89,?
?19￡?`??()???IJǎ??}??à??bc}l??
bcY?l?c????
?20￡???×?89,?hih?@?()???ǐ?§?司
0}89,?`??()???IJǎ??}?o23,
/R?89,???
?21￡???j23,45?e?
中信建投基信金管理有限公司
投
公
79
?22￡hih?-???×5??@?()?a?lm司0?
?￡23,./@司0
GHê23?o??oé?()??ê@?ì}
GHê§vw?()???}??o23,@?
()?*+,}??lY?23?23,?o?
()?*+,?Y???()??????3??o?r>??
)信????3)|(h.R?
1:?w?h?:????h?-lm3¤??}23,./
á?óYě??
?1￡投?IJQR?
?2￡?#投S^_???IJ?
?3￡vh!?$%3??l23?
?4￡????ry??23,453ê??23,45?
?5￡à?3êù??′à?23,45}é23,45
Ue+n??′?.?
?6￡ǘ?3ê????YZWXH??
?7￡×?89,GH???
?8￡é89,:;8,:?0??ǎǎl(h.R?ov
h????3???
?9￡hih?-???×5??@?()?a?lm./?
2:?w?h?:????h?-lm3¤??}23,司0
á?óYě??
?1￡ê???????()?:???~?-J÷H?ùr|WX
YZˉ??
?2￡??ēGHJ÷}??§è???ì?k}§?a?GH
TL}§??àGH??}§??àGH???
?3￡¤?WXYZ}-???./@ǐ?司0?
?4￡??ê":!"?n-hih?@?()?ē??NO?
?5￡?l23??o}?à?ǎ3ê?()?\]
中信建投基信金管理有限公司
投
公
80
3ěbc?
?6￡Y?+c23ǎ-lm?()?*+,(h.RD??
?7￡???j23,45?e?
?8￡??????A??c2x???Y*?/?
?9￡hih?-???×5??@?()?a?lm司0?
限:23,45??:e+-′?AB@?y
23,45?23,ō?}23,(h?.?
′3.?′23,à?5e?′??23,23?信
?3￥|G?.?
23,45?ň?????
?信￡??+?
1:*àī3ǔr????+??信}?*??23,45?
?1￡\]?()??
?2￡<=89,?
?3￡<=;8,?
?4￡?=?????
?5￡??89,:;8,????3??0N?
?6￡[<???
?7￡#lm(?}()?3a????
?8￡[<GHu?:??3???
?9￡[<23,45AB?
?10￡89,3;8,ry??23,45?
?11￡??3(T23? 10%???? 10%￡
23,??89,Q??e*?T_}?)￡?)信+n?
?ry??23,45?
?12￡é*+,./@司0J??4??lm+n?
?13￡hih?:?()?3???×5??lm?*??
23,45+n?
2:????89,@;8,?ǐ???}Yǔ??
23,45?
中信建投基信金管理有限公司
投
公
81
?1￡ǒ?89N:;8N:??0N?
?2￡hih?ry??NOQ??
?3￡?hih?@?()?????oǒǒ!"N?:ǒ
?$%N?3?éī323,/R?aá?Y/??基??[
公
82
5:?′ 10%???? 10%￡23,?)信+nry?
?23,45}?89,:;8,?Y??}??3(T?
′ 10%???? 10%￡23,3.§???}????基
30?????×5 ?23,vh§???23,45}
89,:;8,?*S(}Y???:???
6:23,5e??,?b????5?-:?ǖ:??@.
REF??
?￡??23,45???-:??op:????
1:??23,45}??,??5e??基 30?}?ē????
??23,45??????~??op?
?1￡5e???-:?ǖ@5e???
?2￡5e?Ue+n:e+AB@′????
?3￡3.à?23,4523,.REF??
?4￡?.ù;?~opry?á?óYě??9,è}?9.ě@?
93j?ě|￡:???-@?ǖ?
?5￡50?ň??,??-?????
?6￡à?5eê??? ˉ?@??ǐ??ń?
?7￡??,ǔr??lm+n?
2:?????5?????′??}?5e??,???5e??
??~?23,45ē????????:ù;???¤-l?
???@??,:??′??????]?-@Q????
3:???,o89,}????????;8,?ē??ǖé′
???T???×?????,o;8,}y???????89,
?ē??ǖé′???T???×?????,o23,}y???
????89,@;8,?ē??ǖé′???T???×??
89,3;8,?Y??′é′???T???×?}Y??′???
T?jk?
?￡23,à?5e??
23,45???īè?5??:???5??3hih?3×8
中信建投基信金管理有限公司
投
公
83
????lm????}5e?????5e??,??89,:
;8,?o23,??G?.???/?
1:īè?5??23,,à?3??9G??.ù;?~ù?
?′à?}īè?5?89,@;8,?.?′?*??2
3,45}89,3;8,Y??′??}Y??′?jk?īè?
5)??(??>??}????23,45eA?
?1￡?§à?5eê23??:ì;à?5eêà?ù;,
23??-ù;,?9G??.ù;?~?(hih?:?(
)?@5e????}??23??#89,23EFH?
°??
?2￡??é}???5êà??.REF?23????}
3jY???.REF??限投?信??限投?
信￡???5ê?.REF??′3j???.REF?
?限投?信}??,???x??23,45???- 3
?ā??:6?ā?o}?x?Ue+n?ü??23,45??ü?
?23,45?5ê?.REF??′3j?Y??
?.REF??投?信??投?信￡?
2:???5????5?ē23,tlé′?+nG????
???′??]??基?????,ē???????5????????′
??
?)??(??>??}???5???o3j?
?1￡5e??,??()?a??ī5e???}? 2????o?
ń?ī°¤??????
?2￡??,?()a???;8,???;8,o??,}
yo89,￡?ē??ǖé??′???T???×??5e??,?
;8,???;8,o??,}yo89,￡@???¤×???
?5e??????Q?23,??′????;8,3
89,???Y??Q???′???}Y??′?jk?
?3￡,??à?????3?.m,?′à?????}2
中信建投基信金管理有限公司
投
公
84
3,ē23Y???.REF??限投?信??限投?
信￡??,??à?????3?.m,?′à?????23,ē
23???.REF??限投?信}??,???x??
23,45???- 3?ā??:6?ā?o}?x?Ue+n?
ü??23,45??ü??23,45?*3?′投?
信????投?信￡23,??à?????3?.m,?′à?
?????
?4￡?μ中?3￡n???à?????23,3ì;?′m,
à??????9,})???23??:ì;à?????
?9,à?ù;,23??-ù;,?9G??.ù;?~?
(hih?:?()?@5e????}?#EF??F?°??
3:?hih?@×8?¤???}??Olm?īè??3
ê?īè??#?īè??°?(????23,45}5eAB?
?īè?5@?????5AB??}?????5e??,???5e?
???~?
4:?hih?@×8?¤???}23,?.m,?oà
?5e?′?}?.?????O?á:??:??:?W3lm??}??
???5e??,???5e????~?
? ￡e+op#AB
1:e+op-? .
e+opo¤?23,/R?4+n}??()??4?
?:??\]?()?:<=89,:<=;8,:#lm(
?:hih?-?()???lm+n?-5e??,êoǔ??
23,45??lm+n?
23,45??,à??5e???}éx3? ???
*?23,45??基-????
23,45Y?é?+???e+op??′??
2:e+AB
?1￡īè?5
中信建投基信金管理有限公司
投
公
85
?īè?5???}???45?2,????中'>??AB?@?
ī×?,}???45?2,??? }??????′?}???45?e?
45?2,o89,?.à?5e?′}?89,?.?′???2
45?}?;8,?.là?5e?′?2???89,?.
?′@;8,?.?′1???245}y?à?4523,@
?9,ē2′?.限投?信????限投?信￡??J?信?23,
?o??23,45?2,?89,@;8,?Yà?3?
223,45}Y??23,45?à?ejk?
5e??,?*??à?5e,ú??ü???ü?~??5e,ú??
?3????￡:è?~ˉ???:233?′3′?.:ù;,
???3????￡@????|+n?
?2￡???5
????5?}?????,?基 30 ??ī? }?ē??′?
?]??? 2????o????¤×?????,?T?建3j′?}???
?¤×?????e?
? ￡′?
23,ē2?3信?′?.?
23,45?e投o信??e@???e?
1:信??e}信??e????4523,3l?9,ē2′
?.限投?信????限投?信￡???o3j????中 2nē????
???e??+n??lm+n1?信??e?????
2:???e}???e?*???4523,3l?9,ē2
′?.投?限????投?限￡?????à??()?3a??}
?=????:<=89,3ê;8,:\]?()?:
#lm(?????e???o3j?
23,45??F?????G?′??
????????′??}???T??3?投°??w?~}?y??
?(5e?????êGHêèˉ?′??o3jà?GHê}′ ?
?(5e??????′????o3j′?}′ ?????Y^3°???
中信建投基信金管理有限公司
投
公
86
?o?.′?}ó?*T?à?????23,ē?′
???
23,45?n? 3)信n? o???neˇ?*投?
Ue:?n′??
?'￡T?
1:īè?5
?1￡?45?89,3;8,??}23,45?2
,?*?5e????ī?à?5e23,@?9,?????
23,?′#45??,?.信?×?ú?)àc×?,??45?
23,§???345ˉ??89,3;8,??}óz8
9,3;8,?à?45}23,45?2,?*?5e??
??ī?à?5e23,????23,?′àc×?
,?89,3;8,Yà?45}Y??T?jk?
?2￡×?,?*?23,′??t???^ǖ??45?2,*
è?īT????
?3￡??5e?2,323,3?9,é???′???3?
ˊ}????ī′????t?éēG??ry???ü^ǖ?×?,?*??
?ü^ǖ}?ü^ǖ?信?oě??ü^ǖ?}45?2,?**è?ī?ü^
ǖ???
?4￡T??A?????¤????}89,3;8,?Yà?
45}Y??T?jk?
2:???5
????5?}T???o??45??,?.??×?ú?
;8,?.?′???;8,??}yo89,?.?′￡×???
?T?}?????¤élT??A?????89,3;8,???
′é??′???T???×?}Y??T?@′????
?1￡?j#??
23,45?e}??,?*§????? 5?o????×5
?
中信建投基信金管理有限公司
投
公
87
23,45?e§′???????j?
23,45?e§?j??? 2????o?ē????????
??O??????′?}???23,45?e?}??t????
ˉ:????:??ú??|信)???
89,:;8,@23,?*???j23,
45?e??j23,45?eé??23,:89
,:;8,13a?k?
?7￡建投¤?23,45??+?:??>?:e+AB:′
?>?|??}ˋ z???Ohih?建投}?t?hih?????°¤o
p???3[<}89,?基???}???é建投op????@ǒ
ǒ}?ǔ??23,45Ue?
:QR投Sxy:????
?信￡/???
/?ē/XQ?:GHQR:??TL[?QR@lmQ???
°¤NO??}?aīQRē/?????TL[?QR??
?
?限￡??投S/?
??投S/?ē??QR投S???投S/?#?投S/??
?aīQR????
?￡QR投Sxy
1:??(3¤投?>?基??}?āQR投S????o 6
?}???QR投S??Y???QR投S?????
??投S/? 20%}??()??jY? 3?ā?Y??QR投S?
2:QR投S??投???ī投?#?/?GH}GHê???ī
?/3tī?/§??o°??????GH??GHêY?
?}?êQR投S??zī投??
3:QR投S????LY????L}?QR投S?
????L?????QR投S?Y????L?
中信建投基信金管理有限公司
投
公
88
4:???NOQ??Y)}lé??投SQR??3ē
Y)?)信???信?3)|投S.?
5:hih?3×8?¤?3??}?l???
?￡QR投S?
QR投S? ???~?]QR投S????投S/?:Q
R投Séǔ:投S?-:投S?-??:投S??|op?
? ￡QR投S? ?:??#a?
QR投S? ?89,??}??;8,??}? 2 ??
??o?ē??????????×5 ?
?/????QR投S??????投S/?T_?]?￡?
-Y??? 15?????
? ￡QR投S??NO
QR投S?ē?????3lm?ńNO?GHê§??à?*
GHêī?/??信?}Y????????3lm?ńNO?}
EF???t23,ī?/§??o°?????/?
GHT_?h}v???0?y????
:#IJ89:??3¤NO??:????#??
?信￡NO??
1:89,89N?
2:;8,;8N?
3:??0N?
4:?()??j?#°¤WXYZNO?
5:?()??j?#°¤5T?N:i?N@??N?
6:23,45NO?
7:??/????NO?
8:????NO:?????|NO?
9:??/????NO?
10:????3¤??@?()?a?}???IJ???lm
中信建投基信金管理有限公司
投
公
89
NO?
?限￡NOT??h:T???@????
1:89,89N
89N?基信?HJ?L 0.80%āN?T??89NT_
?h???
H?E×0.80%÷*ā??
Ho???T?89N
Eo基信?HJ?L
89N??T_}???T??āā?}?ā??}?89,?
;8,?89N??ē?};8,?????ā基 5????o?
IJ?信?????89,???h????:???|}?????
??
2:;8,;8N
;8N?基信?HJ?L 0.20%āN?T??;8NT
_?h???
H?E×0.20%÷*ā??
Ho???T?;8N
Eo基信?HJ?L
;8N??T_}???T??āā?}?ā??}?89,?
;8,?;8N??ē?};8,?????ā基 5????o?
IJ?信???????h????:???|}???????
3:??0N
A ?YQ???0N}C ???0NāN
?o 0.10%???0Nt??O??#23,?
0?
C???0N?基信?C?HJ?L 0.10%ā
N?T??T_?h???
H?E?0. 10%?*ā??
Ho C????T???0N
中信建投基信金管理有限公司
投
公
90
Eo基信? C?HJ?L
??0N??T?}???T??āā?}?ā??}?89,?
;8,?H??ē?};8,?????ā基 5????o?I
J?信?????EF??}?EF?????????????h??
??:???|}???????
?μ“信:NO???中 4?10nNO”}?w3¤h?-°??e?
?}?NOa??à??*?NO}?;8,?IJ????
?￡Y??NOnu
??NOY??NO?
1:89,@;8,??ǐ?3?ū?ǐ?司0??NO?à3
IJǎ??
2:89,@;8,f9#???¤+n?NO?
3:?()??j基°¤NO?
4:lm?w°¤hih?-???×53¤??Y???NOn
u?
?￡PQ
???A?±-??P??}l?P司0???PQhi:h??
??
:IJGH??@GHě?
?信￡GHu?
?rGH???|.R?∥??@??|??QR?∥??}?
??DHJS?#????89}kdaīHJ?????L?
?限￡GH??
GHéǔz?3?????∥??}á??ovh???
???á????:???-lm????×5??????￡:.?:?ē
??|.R?∥??}??|??QR?∥???á???:???w:
∥?:???:?ě?:?˙?:???????:??????:???w:
??=????投??????￡:??∥H?:HJ?2??:??%":?
中信建投基信金管理有限公司
投
公
91
???|￡-hih?3???×5??GHlm∥???ó??(?
??×5°¤??￡?
?hih?3×8??????GHlm÷?}89,?ǐ?g
*AB?}??tl??GH???
GHō(??o???HJ?HJ 0-95% ? ???????
?HJ?L??Y?? 20%?.?GH?HJ?L??Y?? 3%?
??????\????ē??(aǔ????{???}ī?Yá??
_ ?:?à{?:?Q!"?|￡3????信ā?o????Y??
HJ?L 5%?
?￡GHě?
1:ō(ě?
GHō(?????ě??
?1￡??HJ?HJ 0-95%?
?2￡??????\????ē??(aǔ????{???}{2
Y??HJ?L 5?ī?Yá??_ ?:?à{?:?Q!"?
|￡3ê????信ā?o?????
?3￡23信??ě???}l?LY??HJ?L 10??
?4￡89,89?建23信??ě???}Y????
? 10??
?5￡23?建.?}l?LY???HJ?L 3??
?6￡89,89?建23)信.?}Y????.?
10??
?7￡?c2?????.??}Y????信???H
J?L 0.5??
?8￡GH?)信x?.R,??HJ?2????}Y???
HJ?L 10??
?9￡23?建HJ?2??}l?LY???HJ?L
20??
?10￡23)信(ē)信WO˙?)HJ?2????}Y???
中信建投基信金管理有限公司
投
公
92
?HJ?2???? 10??
?11￡89,89?建GH?)信x?.R,??HJ?2
??}Y???l??HJ?2??(T?? 10??
?12￡?GH?WO˙??˙o BBB??(? BBB)HJ?2???
23HJ?2???-}??lWO|˙??:Y??(GH??}???
˙??ī??? 3?āo???建?à?
?13￡IJ?#???!"}ē!?Y???
HJ}ē!?????Y???????ě???????
?14￡??????-)??è????%"H?Y???
HJ?L 40%?
?15￡GH??????????Y??HJ?L 20%}
23??????????}l?LY???HJ?L 10%?
?16￡?#?ē??GH?}?c2????\}23???ē?
?(aTL}Y???HJ?L 10%??c2????\}23???
?(aTL#3T???L?@}Y???HJ?L 95%}l?}3T?
?ē??:???Y?????信ā?o????￡:.?:HJ?2??:
???∥HJ?Y?á??%"￡|?
?17￡?c2????\}23?à??(aTLY???2
3????L 20%?
?18￡ē23???L@??:?à?ē??(aTL}(T??
?T_￡?*?(()¤???GH??3¤a??
?19￡?c2???o??(Yá?￥?)?ē??(a??
Y????信???HJ?L 20%?
?20￡?HJY????HJ 140%?
?21￡#?????H8J÷-???×5ê?lm??o??é
????%"??}??ìá?÷Háry?*#()a?GH??
{2信??
?22￡??GH????ìěHJ?L(TY???HJ?L
15%?????è??:???ě????:??[?|89,?
中信建投基信金管理有限公司
投
公
93
?????Y?(基?ē????ě?}89,Y???ü???
?ìěHJGH?
?23￡89,89?建????á?????-f???
?????￡23信????ě??????}Y???????ě
????? 15%?89,89?建GHō(23信????ě?
?????}Y???????ě????? 30%?
?24￡hih?-???×5??@?()?a?lmGHě??
89,?OIJGH????÷?}?*?w??89xy}??
????.89??@GH???A?89,?OIJGH????
÷?????}?*?(???×53¤???
??μ中?2￡:?12￡:?21￡:?22￡n??}???/???è??:??
?,(?: ?.投??????éT|89,??????GH?
?Y?(?μ??GH??}89,?*? 10????o??ǒǒ}ó
???×5????????
89,?*§()?j??? 6 ?āo?GHō(???
(()3¤a????μ?-o}GH??:GH???*?(
()a?? ;8,éGH×?#?ǘ§()?j?
?????
hih?3×8建???3[
公
94
89,?OIJ??89,:;8,-l????:a?
??,3ê#l3?4/ǎ¤??ě???3ê???o????}3
ê?+lm?4¤???}?*?(GHu?@GH??}??
23,/R??xy}??/R·?}ít??o建U???@?K??}
???è?￥(9T????°¤????+???;8,)?}??hi
h???YZ??4¤??????89,?+5Ue}???投?限?
??t?+???89,?+5?????āé¤???+n??Uǘ?
?hi:??h?3×8建???3[
公
95
3????信}?()??*\]?
1:23,45??\]?
2:89,:;8,íb\]}? 6 ?āo?3ü89,:ü
;8,???
3:?()?a?lm??
4:°¤hih?@???×5??lm?
?￡IJ^_
1:IJ^_?ō?§àī?()?\]+???? 30????o
?t^_?ō}89,ōōIJ^_?ō?????×5×????
^_?
2:IJ^_?ōō??IJ^_?ō?ú?89,:;
8,:?3?+??°¤?0H??ü5T?:i??-???×5ē?,
úō??IJ^_?ō???O?r??,ú?
3:IJ^_?ōíb?IJ^_?ō?bIJ{8:^9:
KT:[ī@投S?IJ^_?ō??vh???r?+D??
4:IJ^_AB?
?1￡?()?\]?àī?}?IJ^_?ō?信?8?
?2￡éIJ@?.?0??^9@ê?
?3￡éIJ??KL@[ī?
?4￡??^_???
?5￡??5T?+0ēé^_?????建UT}??i?+0ēé^_
??à?hi????
?6￡t^_??????×5 ????
?7￡é??IJ??投S?
5:IJ^_?ěo 6?ā}ó?ē2?????ì?ě?
?Y?-?[ī}^_?ě°????
? ￡^_NO
^_NOzēIJ^_?ō???^_?A??ē3(9N
O}^_NO?IJ^_?ō???IJ????
中信建投基信金管理有限公司
投
公
96
? ￡IJ^_??HJ投S
vwIJ^_投S? }tIJ^_??建??HJ??
IJ^_NO:??ē?P??^??0?}?23,23
????投S?
?'￡IJ^_??
^_?A?3¤?4+n?-????IJ^_???5T?+0ē
UT??i?+0ēà?hi????????×5 ????IJ^_
???IJ^_??????×5 ? 5 ????o?IJ^_?
ō?????
?1￡IJ^_?ü-ˉ?{?
IJ^_?ü-3¤ˉ??;8,{? 15ā???
':de????
??*+,)?}??()??J?3#?()?3¤信?d
e}?????ǐ????}?????????????ùú5?w?5*
?3j???y????}???ǖo???}????z\???é??
*+,?3a?k}??N?????à?
def9?-}()*+,????§íb}?ń?a:?ò:ìb
?ǐ?()??司0}?|23,(h.R?
?()?ì??hi8??
1:()???@GH,??()??
?()?????ü}?GHê?89,:;8,:???
??èē@??èēǘ??
