SNl?gˇt^b?ue?QtN§N?mT?W?证R8b?资W?
金
2019^t{,3[c^?b￥TJ
2019^t9g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?银行股N?g?限QlS?
b￥TJ送Q?e?g?：2019^t10g?22e?
SNl?gˇt^b?ue?QtN§N?mT?2019 ^t{,3 [c^?b￥TJ
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重要c—y:§1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
^v[?QvQ?[?v?w?[?‘’0?Q?xn‘’T?[?et‘’b罢ˉN*R+S?连^&责N?0?
W?金bX{?N”N-V?银行股N?g?限QlS?h9cng,W?金T??规[?，N?2019^t10g?21e?Y?h8N?g,b￥TJN-
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W?金N§T`i?Q?§2
W?金{?y? SNl?gˇt^b?ue?QtN§N?mT?
N?f?Nax? 005409
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b￥TJg?+W?金N?额‘;额 587,517,307.65N?
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要财R?c?h?3.1
SUOM：N”l?^?QC
N;要财R?c?h?
b￥TJg?（ 2019^t7g?1e? － 2019^t9g?30e? ）
1.g,g?]?[?s?e6v? 62,501,551.78
2.g,g?R)m? 69,343,619.30
3.R?gC^sWGW?金N?额g,g?R)m? 0.0884
4.g?+W?金资N§Q?P< 619,590,054.11
5.g?+W?金N?额Q?P< 1.0546
l?：10?N?述W?金N?~?c?h?N?S?b?c?g?N”认购b?N?f?W?金v?T?项费u(，计Qe费u(T?[?际e6v?l4^s
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20?g,g?]?[?s?e6v?c?W?金g,g?R)‘oe6Qe0?b?资e6v?0?QvN?e6Qe（N?T+QlQAN?P
自W?金T??u?eHN?geW?金}/计Q?P
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l?：V?y:e?g?N:2018^t1g?16e?至2019^t9g?30e?0?
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W?金~ˇt?（b?W?金~ˇt?\?~?）{?N? 4.1
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t?，2013^t9g?
至2018^t5g?N?SNl?
gˇt^v?N?-V?m?T?W?
证R8b?资W?金v?W?金
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19^t3[c^?^?W:c?epO?c?震荡h<\@，OF~?g?‘’行‘ˉ较_:，N;题T?行N?g:O?较Y?，etOSge说R?
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而针[?N?W?^?v?财e?e?{V~?O?c?较N:y?g?v?‘?^?0?这h7v?e?{V~?T?d-配，~?3[c^?y?b聢?长股
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SNl?gˇt^b?ue?QtN§N?mT?2019 ^t{,3 [c^?b￥TJ
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d?O\e?面，g,W?金预计\?O?c?v?RMv?N?OMl4^s，l?重[?QlS?N?~?质量v?R$e?，自N?而N?c??
N*股，W(~?T?e?面X?c?NN?QwY?N?~?c?~?超预g?能R?v?N*股S?~?R?[P行N?，~?c?S;药超配，|?选
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b￥TJg?Q?W?金v?N?~?表s?4.5
b*至g,b￥TJg?+，g,W?金N?额Q?P<1.0546 QC，}/计Q?P
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资N§e/c?证R8
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4 贵金\^b?资 - -
5 金融衍u?T`b?资 - -
6 NpQe返U.金融资N§ - -
QvN-：Npe?_?V?购v?NpQe返U.
金融资N§
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7 银行[Xk>T?~?{?Y?N?金T?计 49,604,178.71 7.93
8 QvN?资N§
4,939,116.20 0.79
9 T?计
625,834,661.83
100.00
l?：通过n/股通N?f?g:R6b?资v?n/股QlQAN?P
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b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?
5.2.1
Nax? 行N?|{R+ QlQAN?P<（QC）
S‘W?金资N§Q?PO?]?O\
59,910,371.79 9.67
R e?S?0?OS育T?Z1NPN?
111,516.24 0.02
S ~?T?
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T?计 540,640,616.11 87.26
b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?5.2.2
行N?|{R+ QlQAN?P<（N”l?^?）
S‘W?金资N§Q?P
SNl?gˇt^b?ue?QtN§N?mT?2019 ^t{,3 [c^?b￥TJ
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b￥TJg?+c?QlQAN?P
b￥TJg?+c?P:R8T`y?R?|{v?P:R8b?资~?T?
5.4
l?：g,W?金g,b￥TJg?+g*c?g?P:R80?
b￥TJg?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
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g,W?金b?资股c?g?货v?b?资e?{V5.9.2
l?：g,W?金g,b￥TJg?+g*c?g?股c?g?货0?
b￥TJg?+g,W?金b?资v?V?P:g?货N?f?‘ˉQ?说f?5.10
g,g?V?P:g?货b?资e?{V5.10.1
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b￥TJg?+g,W?金b?资v?V?P:g?货c?N?T?c_v?f?~?5.10.2
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
g,g?V?P:g?货b?资评N?5.10.3
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
b?资~?T?b￥TJ附l?5.11
g,W?金b?资v?RMSAT?证R8v?S?行N;OSg,g?S?R0调g?N?S?Y?罚v?‘ˉQ?v?说f?5.11.1
b￥TJg?Q?W?金b?资v?RMSAT?证R8v?S?行N;OSl?g?被v?{?部门z?hH调g?v?‘ˉQ?，N_l?g?W(b￥TJ
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W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?5.11.2
W?金b?资v?RMSAT?股yhN-，l?g?b?资N?超Q?W?金T??规[?Y?选股yh^?NKY?v?‘ˉQ?0?
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^?S? T?y? 金额（QC）
1 [XQ?O?证金 438,306.82
2 ^?e6证R8n?{?k> 4,488,002.35
3 ^?e6股R) -
4 ^?e6R)‘o 12,807.03
5 ^?e6u3购k> -
6 QvN?^?e6k> -
7 _?dJ费u( -
8 QvN? -
9 T?计 4,939,116.20
SNl?gˇt^b?ue?QtN§N?mT?2019 ^t{,3 [c^?b￥TJ
{, 11
页 Qq13
页
b￥TJg?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?5.11.4
l?：g,W?金g,b￥TJg?+g*c?g?Y?N?转股g?v?S?转cbP:R80?
b￥TJg?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?5.11.5
l?：b*至g,b￥TJg?+，g,W?金RMSAT?股yhN-N?[XW(mA通S?限v?‘ˉQ?0?
_?e>_?W?金N?额S?R¤§6
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b￥TJg??R?W?金N?额‘;额
858,250,928.08
b￥TJg??间W?金‘;u3购N?额 1,601,675.97
Qˇ:b￥TJg??间W?金‘;赎V?N?额 272,335,296.40
b￥TJg??间W?金b?R?S?R¤N?额（N?额Qˇ\?N?"-
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b￥TJg??+W?金N?额‘;额
587,517,307.65
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W?金{?t?N”c?g?,W?金N?额S?R¤‘ˉQ?7.1
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_qT?b?资者Q?{Vv?QvN?重要O?‘o§8
b￥TJg?Q?SUN?b?资者c?g?W?金N?额k?O?达R0b?超过20%v?‘ˉQ?8.1
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T¤询W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?0? [￠b7g?R?p?~?：400-888-0001（QM长途费） 021-
3878 4638 QlS?网W@：www.huatai-pb.com
SNl?gˇt^W?金{?t?g?限QlS?
2019^t10g?22e?
