SNl?gˇt^o?R–R¤R?pum;配置m?T?W?证R8b?
资W?金
2019^t{,3[c^?b￥TJ
2019^t9g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?银行股N?g?限QlS?
b￥TJ送Q?e?g?：2019^t10g?22e?
SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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重要c—y:§1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
^v[?QvQ?[?v?w?[?‘’0?Q?xn‘’T?[?et‘’b罢ˉN*R+S?连^&责N?0?
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v?财R?c?h?0?Q?P<表s?T?b?资~?T?b￥TJ{IQ?[?，O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者
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b?资g?风险，b?资者W(O\Q?b?资Q?{VRM^?N?~?阅读g,W?金v?b?R?说f?Nf0?
g,b￥TJN-v?财R?资e?g*~ˇ[?计0?
g,b￥TJg?自2019^t7g?1e?起至2019^t9g?30e?kb0?
SNl?gˇt^o?R–R¤R?pum;配置m?T?W?证R8b?资W?金N?2015^t11g?19e?h9cne6费e?_?R?N?T?，e?
X?C|{N?额，C|{v?Qsc?h?N?2015^t11g?19e?_?Y?计{?0?
W?金N§T`i?Q?§2
W?金{?y? SNl?gˇt^o?R–R¤R?m?T
N?f?Nax? 001815
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W?金T??u?eHe? 2015^t10g?28e?
b￥TJg?+W?金N?额‘;额 24,174,118.45N?
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金资N§W(T?|{R+资N§间v?R?配k?O?0?
N?~?k?较W?Q?
l“m?300c?epe6v?s?×70%+N?证V?P:c?epe6v?
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W?金{?t?N” SNl?gˇt^W?金{?t?g?限QlS?
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N?\^R?~§W?金v?W?金{?y? SNl?gˇt^o?R–R¤R?A SNl?gˇt^o?R–R¤R?C
N?\^R?~§W?金v?N?f?Nax? 001815 002082
b￥TJg?+N?\^R?~§W?金v?N?额‘;额 24,124,101.67N? 50,016.78N?
SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要财R?c?h?3.1
SUOM：N”l?^?QC
N;要财R?c?h?
b￥TJg?（ 2019^t7g?1e? － 2019^t9g?30e? ）
SNl?gˇt^o?R–R¤R?A SNl?gˇt^o?R–R¤R?C
1．g,g?]?[?s?e6v? 2,788,676.15 7,320.90
2．g,g?R)m? 6,137,558.49 8,080.76
3．R?gC^sWGW?金N?额g,g?R)m? 0.1914 0.1221
4．g?+W?金资N§Q?P< 37,496,028.34 86,534.77
5．g?+W?金N?额Q?P< 1.554 1.730
l?：10?N?述W?金N?~?c?h?N?S?b?c?g?N”认购b?N?f?W?金v?T?项费u(，计Qe费u(T?[?际e6v?l4^s要
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20?g,g?]?[?s?e6v?c?W?金g,g?R)‘oe6Qe0?b?资e6v?0?QvN?e6Qe（N?T+QlQAN?P
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SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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l?：A~§V?y:e?g?N:2015^t10g?28e?至2019^t9g?30e?0?C~§V?y:e?g?N:2015^t11g?19e?至2019^t9
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2015^t10
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R't?0?2015^t5g?至2018
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SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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m?T?W?证R8b?资W?金v?W?
金~ˇt?0?2015^t6g?至2018
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pum;配置m?T?W?证R8b?资
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资W?金v?W?金~ˇt?0?2018
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19^tN?[c^?^?W:etOS表s?N?般，g,W?金重p?c?N??S;药{Im?费行N?，N?[c^?表s?v?[?较Y}0?
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b￥TJg?Q?W?金v?N?~?表s?4.5
b*至g,b￥TJg?+SNl?gˇt^o?R–R¤R?AW?金N?额Q?P
300,340.00 0.79
资N§e/c?证R8 - -
SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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4 贵金\^b?资 - -
5 金融衍u?T`b?资 - -
6 NpQe返U.金融资N§ - -
QvN-：Npe?_?V?购v?NpQe返
U.金融资N§
- -
7 银行[Xk>T?~?{?Y?N?金T?计 2,475,098.66 6.48
8 QvN?资N§
168,113.71 0.44
9 T?计
38,216,966.66
100.00
b￥TJg?+c?行N?R?|{v?股yhb?资~?T?5.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?
5.2.1
Nax? 行N?|{R+ QlQAN?P<（QC） S‘W?金资N§Q?PO?]?O\ 5,386,392.80 14.33
R e?S?0?OS育T?Z1NPN? - -
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T?计 35,273,414.29 93.86
b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?5.2.2
l?：g,W?金g,b￥TJg?+g*c?g?n/股通b?资股yh0?
b￥TJg?+c?QlQAN?P
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b￥TJg?+c?P:R8T`y?R?|{v?P:R8b?资~?T?
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b￥TJg?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
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页
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
b￥TJg?+g,W?金b?资v?V?P:g?货c?N?T?c_v?f?~?5.10.2
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g,g?V?P:g?货b?资评N?5.10.3
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b?资~?T?b￥TJ附l?5.11
g,W?金b?资v?RMSAT?证R8v?S?行N;OSg,g?S?R0调g?N?S?Y?罚v?‘ˉQ?v?说f?5.1.1
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编R6e?RMN?^tQ?S?R0Ql_?谴责0?Y?罚v?‘ˉ_b0?
W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?5.1.2
W?金b?资v?RMSAT?股yhN-，l?g?b?资N?超Q?W?金T??规[?Y?选股yh^?NKY?v?‘ˉ_b0?
QvN?资N§g?b?5.1.3
^?S? T?y? 金额（QC）
1 [XQ?O?证金 18,778.06
2 ^?e6证R8n?{?k> 74,869.79
3 ^?e6股R) -
4 ^?e6R)‘o 814.53
5 ^?e6u3购k> 73,651.33
6 QvN?^?e6k> -
7 _?dJ费u( -
8 QvN? -
9 T?计 168,113.71
b￥TJg?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?5.1.4
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P:R8Nax? P:R8T?y? QlQAN?P<(QC)
S‘W?金资N§Q?P
b￥TJg?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?5.1.5
l?：b*至g,b￥TJg?+，g,W?金RMSAT?股yhN-N?[XW(mA通S?限v?‘ˉQ?0?
_?e>_?W?金N?额S?R¤§6
SUOM：N?
项v? SNl?gˇt^o?R–R¤R?A SNl?gˇt^o?R–R¤R?C
b￥TJg??R?W?金N?额‘;额
24,637,468.80
101,694.45
SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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b￥TJg??间W?金‘;u3购N?额 19,571,254.90
6,358.03
Qˇ:b￥TJg??间W?金‘;赎V?N?额 20,084,622.03 58,035.70
b￥TJg??间W?金b?R?S?R¤N?额（N?额Qˇ
\?N?"-"XkR?）
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b￥TJg??+W?金N?额‘;额
24,124,101.67
50,016.78
SNl?gˇt^o?R–R¤R?m?T2019 ^t{,3 [c^?b￥TJ
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页 Qq13
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W?金{?t?N”运u(V?g?资金b?资g,W?金‘ˉQ?§7
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T¤询W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?0? [￠b7g?R?p?~?：400-888-0001（QM长途费） 021-
3878 4638 QlS?网W@：www.huatai-pb.com
SNl?gˇt^W?金{?t?g?限QlS?
2019^t10g?22e?
